99 sie jobs at 25 companies in Abington, PA
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Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66)
Pennington, New Jersey, United States
$27-$29/hr OnsiteFull Time
1+ YOE1+ years experience, high school diploma/GED, prepared to obtain SIE, Series 7 and Series 66 licenses, strong communication, sales aptitude and computer skills.
1mo
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Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66)
Pennington, New Jersey, United States
$27-$29/hr OnsiteFull Time
1+ YOEHigh school diploma, client-focused phone service experience (1+ years preferred), prepared to obtain SIE/Series 7/Series 66, strong communication and computer skills, ability to handle 20-30 inbound calls daily.
3mo
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Premier Banker- Medford
Medford, New Jersey, United States
$26-$39/hr OnsiteFull Time
2+ YOEPremier Banker for mass affluent clients; HS diploma required; 2+ years banking; active NMLS; SIE preferred; Life/Health license preferred; consultative sales experience.
NMLS, SIE
3w
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Financial Advisor
Wilmington, Delaware, United States
$45k-$100k/yr OnsiteFull Time
At least one of a bachelor's degree or equivalent securities experience, financial services or sales experience, registration or certification, or professional or military career progression. SIE, Series 7, Series 66, and state insurance licenses required.
SIE, Series 7, Series 66, FINRA, SEC
1mo
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Non Registered Client Associate
West Chester, Pennsylvania, United States
OnsiteFull Time
5+ YOEHigh school diploma required (Bachelor's preferred), FINRA SIE required, 5+ years customer service/financial industry experience, proficient with Microsoft Office.
Microsoft Office
1w
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Financial Advisor (Allentown)
Allentown, Pennsylvania, United States
$70k-$120k/yr HybridFull Time
Self-motivated, relationship-oriented candidates must obtain life, accident and health, SIE, Series 7, and Series 66 licenses; U.S. citizenship or permanent residency is required.
MassMutual
2w
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Financial Planning Consultant - Devon, PA
Devon, Pennsylvania, United States
OnsiteFull Time
3+ YOEBachelor's degree and 3+ years financial services experience; SIE and Series 7 required (other state series within 6 months); Bachelors in Accounting/Business/Finance preferred.
6d
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Senior Director, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$158k-$371k/yr HybridFull Time
10+ YOE5+ MgmtBachelor’s degree or equivalent, 10+ years in securities or financial services, 5+ years supervising, regulatory surveillance expertise, project management, data analytics, communication, and SIE or equivalent certification.
Microsoft Power BI, Dataiku, CAT, Securities Exchange Act of 1934
6d
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Senior Analyst - Los Angeles
Los Angeles or Atlanta or Boston or Chicago or Dallas or Houston or New York City or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
$60k-$125k/yr OnsiteFull Time
1+ YOEBachelor's degree, 1–3 years of preferred client service or financial industry experience, strong communication and organizational skills, and SIE, Series 7, and 63 within three months.
3w
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Ultra High Net Worth Client Case Representative, Senior Associate
Malvern or Paoli
$70k-$78k/yr HybridFull Time
3+ YOERequires 3+ years in financial services, an undergraduate degree or equivalent, SIE and Series 7, Series 66 or ability to obtain within 90 days, and consultative client service and investment knowledge.
1w
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Cash and Controls Associate I
Newark, Delaware, United States
OnsiteFull Time
Requires automation experience, market products and regulatory knowledge, problem-solving, time management, data analysis, presentations, and FINRA SIE plus Series 99 or willingness to obtain Series 99.
Straight Through Processing (STP)
2mo
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Trade Support | Execution Desk
Bala Cynwyd, Pennsylvania, United States
OnsiteFull Time
2+ YOE2+ years support experience preferred; SIE and Series 57 required (or willingness to obtain); strong Microsoft Excel required; VBA/Python preferred; high school diploma; excellent communication skills.
Microsoft Excel, VBA, Python
4w
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Retirement Plan Specialist
Conshohocken or Linthicum Heights or Philadelphia or Baltimore
$65k-$85k/yr FieldFull Time
0+ YOE0-2 years B2B sales experience, cold calling, territory management, strong communication and relationship skills; FINRA Series 6, 63 and SIE required or to be obtained; valid driver’s license.
1w
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Associate - Detroit
Detroit or Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York City or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
OnsiteFull Time
2+ YOEBachelor's degree and 2–4 years of preferred client service or financial industry experience. Requires SIE, Series 7, and Series 63; strong communication, organization, client service, and analytical skills.
3w
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Ultra High Net Worth Client Case Representative, Senior Associate
Malvern, Pennsylvania, United States
$84k-$92k/yr HybridFull Time
3+ YOE3+ years in financial services, undergraduate degree or equivalent, active SIE and Series 7 and Series 66 (or obtain Series 66 within 90 days); strong client relationship and consultative skills.
2mo
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Client Specialist
Blue Bell, Pennsylvania, United States
OnsiteFull Time
2+ YOERequires 2+ years of industry or administrative experience, SIE and securities licenses or willingness to obtain them within 18 months, Microsoft Office proficiency, communication, organization, accuracy, compliance, and analytical skills.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Client Relationship Management (CRM), LinkedIn, X
6d
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Private Wealth Advisor Associate
West Conshohocken, Pennsylvania, United States
$65k-$90k/yr OnsiteFull Time
Bachelor's degree required; strong communication, analytical, problem-solving, collaboration, leadership, interpersonal, and time-management skills. SIE required before joining; Series 7, Series 66, and insurance licenses required.
2mo
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Financial Advisor - Pennington, NJ - Market 34, Region 308
Pennington, New Jersey, United States
$45k-$100k/yr OnsiteFull Time
Bachelor's degree preferred or equivalent experience; SIE, Series 7 and Series 66 (or obtain during paid study); FINRA registrations and state insurance license required; strong relationship-building and sales orientation.
2w
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Private Client Advisor
Harleysville, Pennsylvania, United States
$62k/yr HybridFull Time
High school diploma or equivalent, required FINRA SIE, Series 7, Series 66 or Series 63 and 65, resident state insurance licenses, sales experience, valid driver's license, and ability to travel occasionally.
PC, laptop
1mo
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Financial Services Representative - State Farm Agent Team Member
Jamison, Pennsylvania, United States
$50k-$125k/yr OnsiteFull Time
Requires life & health license (or ability to obtain), FINRA SIE and Series 6/63/65/7 preferred, previous financial services or insurance experience, strong communication and analytical skills, customer-focused demeanor.
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