2mo
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Wealth Management Associate - Retirement Benefits Group CO, Denver (5238)
Denver, Colorado, United States
OnsiteFull Time
Bachelor's degree; state life & health license, SIE, Series 7, Series 66; U.S. work authorized; strong communication and entrepreneurial mindset.
1mo
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Financial Advisor - Northern Colorado- BL
Fort Collins or Louisville or Northglenn or Windsor or Johnstown or Loveland or Greeley or Thornton or Broomfield or Boulder or Longmont
FieldFull Time
Bachelor's degree or equivalent experience; attainment of FINRA SIE, life & health licenses and securities registration before contracting; satisfactory background/fingerprint checks.
2w
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Financial Advisor
Denver, Colorado, United States
$61k-$250k/yr OnsiteFull Time
Bachelor's degree; obtain Life/Accident & Health, SIE, Series 6,7,63 licenses; entrepreneurial drive, client-building experience, strong communication and time-management.
1w
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Financial Advisor - Louisville, CO - Market 20, Region 259
Louisville, Colorado, United States
$45k-$100k/yr OnsiteFull Time
Licenseable candidate able to complete SIE, Series 7 and Series 66; bachelor's degree preferred or equivalent experience; strong relationship-building, sales orientation, and regulatory compliance ability.
3mo
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Financial representative
Denver County, Colorado, United States
OnsiteFull Time
Ability to obtain life insurance and FINRA registrations (SIE, Series 6/7, Series 63), pass background and regulatory checks, and demonstrate leadership, integrity, and relationship-building skills.
1w
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Sales Desk Assistant - Mutual Funds (Denver)
Denver, Colorado, United States
$23/hr HybridFull Time
High school required; willing to obtain SIE, Series 6, Series 63, Series 7 and life insurance licenses; organized, resourceful, and customer-focused with basic computer skills.
Salesforce, Microsoft Office, Outlook, Word, Excel
2w
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Senior Client Specialist
Denver, Colorado, United States
$31-$42/hr OnsiteFull Time
5+ YOE5+ years industry experience; active SIE, Series 7, and Series 66 or Series 63 and 65 required; strong communication, analytical and compliance knowledge; proficient with Microsoft Office and CRM.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, CRM
3w
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Sr. Relationship Manager - Global Commercial Banking – Healthcare, Education, Not-for-Profit Group - (Denver)
Boulder or Denver
$140k-$235k/yr OnsiteFull Time
Manage complex commercial banking client relationships; obtain FINRA SIE, Series 7 and Series 63 within 180 days; strong financial analysis, client management, sales, and leadership skills.
2w
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Analyst/Associate, Sales
Denver or New York City
$100k-$150k/yr OnsiteFull Time
1+ YOE1-4 years financial services experience, FINRA SIE/Series 7/63 required, bachelor’s degree or equivalent preferred, strong sales and communication skills, ability to travel up to 20%.
Salesforce.com
6d
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Senior Associate Director, Distribution Compliance
Denver, Colorado, United States
$130k-$150k/yr HybridFull Time
10+ YOEFINRA SIE, Series 7 and 24 required; 10+ years financial services experience with marketing/advertising compliance; deep SEC/FINRA/CFTC knowledge; strong communication and workflow/system experience.
Red Oak
5d
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Associate Principal Analyst, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$84k-$180k/yr HybridFull Time
4+ YOEBachelor's degree plus 4+ years in securities/financial services or equivalent; working knowledge of SRO rules and securities laws; SIE certification required within 16 months; surveillance lifecycle experience.
2mo
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Team Manager, Executive Relationship Management
Alpharetta or Denver or Sandy or Gilbert or Tampa
$85k-$140k/yr OnsiteFull Time
5+ YOE5+ years experience; registrations: SIE, Series 7, Series 63 OR 66, Series 9/10 or 4/24/53; ability to obtain Mass Registration & Trader Certification; bachelor's degree preferred.
1mo
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Fixed Income Underwriting Specialist – Municipal Bonds
Denver or Omaha
$34-$38/hr HybridFull Time
Analytical, communicative candidate with 1–3 years preferred experience; strong Excel and computer skills; FINRA Series 52 required within 90 days and SIE, Series 7, Series 63 within 6 months.
Microsoft Excel
2w
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Senior Premier Banker- Colorado North District
Fort Collins or Windsor
$34-$60/hr OnsiteFull Time
4+ YOE4+ years customer service experience, 3+ years building customer relationships, FINRA Series 6 and 63 and state insurance licenses required, SAFE registration and SIE where applicable, strong sales and relationship management skills.
1mo
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Quantitative Associate - Special District Group
Denver, Colorado, United States
$100k/yr OnsiteFull Time
2+ YOEBachelor's required (Master's preferred); 2+ years relevant experience in real estate investment, underwriting, investment banking, or municipal bond analysis; advanced Excel, MS Office, database skills; interest in AI/automation; SIE a plus.
Microsoft Excel, Microsoft Office, DBC Finance
2mo
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Clearing & Custody Wealth Management Banker
New York or Chicago or Los Angeles or Miami or Denver or Dallas
$120k-$200k/yr OnsiteFull Time
5+ YOE5+ years at a custodian/clearing firm or large broker-dealer with cash management and lending experience; sales/business development track record in wealth management; SIE, Series 7, Series 63; strong relationship skills and risk awareness.
1mo
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Private Wealth Sr. Associate
Denver, Colorado, United States
$85k-$100k/yr HybridFull Time
5+ YOE5+ years in financial services with financial planning background; Colorado life & health and long-term care licenses; FINRA SIE, Series 7 and 63; CFP or ability to obtain; bachelor’s degree preferred; strong attention to detail and communication.
1w
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Financial Consultant I – Principal Connection (Multiple Locations)
Des Moines or Charlotte or Phoenix or San Francisco or Denver or Jacksonville or Miami or Orlando or Tampa or Atlanta or Chicago or Minneapolis or St. Louis or Raleigh or Grand Island or Marlton or Austin or Dallas or Fort Worth or Salt Lake City or Richmond or Bridgewater or Cherry Hill or Princeton
$27-$40/hr HybridFull Time
2+ YOEBachelor's degree or equivalent plus 2+ years' experience; SIE and Series 7 required; Series 66 or Series 63+65 required; ability to register across all US states; strong communication, investment product knowledge, and desktop computer proficiency.
1mo
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Compliance Manager
Denver or San Francisco or New York
$111k-$165k/yr HybridFull Time
5+ YOE5+ years compliance experience at FINRA-registered broker-dealers and SEC-registered investment advisers; active SIE, Series 7, Series 24; experience with advertising review, supervisory testing, books & records rules, ComplySci and Global Relay; AI governance familiarity.
ComplySci, Global Relay
1w
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Relationship Banker - Colfax and Sable - Aurora, CO - (Bilingual Spanish and English Required)
Aurora, Colorado, United States
$23-$30/hr OnsiteFull Time
1+ YOE1+ year sales experience in retail banking or financial services, high school/GED required, SIE/Series 6/63/Life licenses required (must be obtained within 180 days if unlicensed), NMLS registration, strong communication and client service skills.
Chase Mobile App, Chase.com, ATMs
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