60 sie jobs at 23 companies in Northglenn, CO
1mo
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Financial Advisor - Northern Colorado- BL
Fort Collins or Louisville or Northglenn or Windsor or Johnstown or Loveland or Greeley or Thornton or Broomfield or Boulder or Longmont
FieldFull Time
Bachelor's degree or equivalent experience; attainment of FINRA SIE, life & health licenses and securities registration before contracting; satisfactory background/fingerprint checks.
2d
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ASSOCIATE BANK FINANCIAL ADVISOR
Fort Collins, Colorado, United States
OnsiteFull Time
0.5+ YOERequires 6+ months of customer service, sales, or relationship-building experience and successful completion of the SIE exam. FINRA licenses and insurance licenses are required for ongoing employment.
3d
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Principal Analyst, Risk Monitoring
Jersey City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York City or Los Angeles
$98k-$211k/yr HybridFull Time
Bachelor's degree or equivalent experience, financial industry analysis, risk expertise, SIE certification, regulatory knowledge, advanced analytical skills, and Microsoft Excel and Word proficiency.
Microsoft Excel, Microsoft Word
2d
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Associate - Denver
Denver, Colorado, United States
OnsiteFull Time
2+ YOEBachelor's degree, 2–4 years of client service or financial industry experience, strong communication and organization skills, and required SIE, Series 7, and Series 63 credentials.
2w
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Financial Consultant I – Principal Connection (Multiple Locations)
Des Moines or Charlotte or Raleigh or Richmond or Grand Island or Minneapolis or St. Louis or Chicago or Denver or Salt Lake City or Atlanta or Dallas or Fort Worth or Phoenix or Miami or Tampa or Jacksonville or Orlando or San Diego or Bridgewater or Cherry Hill or Princeton or Austin
$27-$40/hr HybridFull Time
2+ YOEBachelor's degree plus 2+ years' experience, ability to obtain SIE and Series registrations, strong communication, retail investment and retirement plan knowledge, and desktop computer proficiency.
3w
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Financial Advisor - Louisville, CO - Market 20, Region 259
Louisville, Colorado, United States
$45k-$100k/yr OnsiteFull Time
Licenseable candidate able to complete SIE, Series 7 and Series 66; bachelor's degree preferred or equivalent experience; strong relationship-building, sales orientation, and regulatory compliance ability.
2w
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Financial Representative - Entry Level
Loveland, Colorado, United States
$97k-$192k/yr HybridFull Time
Entry-level role requiring active or quickly obtainable SIE and life/health licensing, strong communication, team orientation, competitive drive, and willingness to obtain state insurance licenses.
4w
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Sales Desk Assistant - Mutual Funds (Denver)
Denver, Colorado, United States
$23/hr HybridFull Time
High school required; willing to obtain SIE, Series 6, Series 63, Series 7 and life insurance licenses; organized, resourceful, and customer-focused with basic computer skills.
Salesforce, Microsoft Office, Outlook, Word, Excel
2w
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Associate - Denver
Denver, Colorado, United States
OnsiteFull Time
2+ YOEBachelor's degree required; 2+ years client service or financial industry experience preferred; SIE, Series 7 and 63 required; strong communication, organizational, and client-service skills.
1d
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Client Reporting Analyst
Denver, Colorado, United States
$65k-$70k/yr HybridFull Time
Bachelor's degree preferred in accounting, finance, or a related field; intermediate to advanced Excel and Microsoft Office proficiency; SQL or VBA experience preferred; SIE or IMC/IOC certification preferred.
Microsoft Excel, Microsoft Office, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Microsoft OneNote, SQL, VBA
1d
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Client Reporting Analyst
Denver, Colorado, United States
$65k-$70k/yr HybridFull Time
Bachelor's degree preferred in accounting, finance, or a related field; intermediate to advanced Excel and Microsoft Office skills; SQL or VBA experience preferred; SIE or IMC/IOC certification preferred.
Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Microsoft OneNote, SQL, VBA
3w
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Customer Service Representative- Greenwood Village, CO
Greenwood Village, Colorado, United States
$48k-$50k/yr OnsiteFull Time
Prepare for FINRA SIE/Series 7/63 licensing, provide inbound phone support, resolve client requests, learn proprietary platforms, and demonstrate strong communication and problem-solving skills.
4w
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Senior Client Specialist
Denver, Colorado, United States
$31-$42/hr OnsiteFull Time
5+ YOE5+ years industry experience; active SIE, Series 7, and Series 66 or Series 63 and 65 required; strong communication, analytical and compliance knowledge; proficient with Microsoft Office and CRM.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, CRM
1w
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2026-2027 Undergraduates, Planning & Advice Associate
Westlake or Greenwood Village or Covington or Jacksonville or Salt Lake City or Durham or Merrimack or Smithfield
$48k-$50k/yr HybridFull Time
Strong client relationship, consultative, communication, technology, and time-management skills; inbound/outbound customer engagement experience; ability to complete SIE, Series 7, and Series 66 upon hire.
Salesforce
1mo
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Analyst/Associate, Sales
Denver or New York City
$100k-$150k/yr OnsiteFull Time
1+ YOE1-4 years financial services experience, FINRA SIE/Series 7/63 required, bachelor’s degree or equivalent preferred, strong sales and communication skills, ability to travel up to 20%.
Salesforce.com
1mo
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Sr. Relationship Manager - Global Commercial Banking – Healthcare, Education, Not-for-Profit Group - (Denver)
Boulder or Denver
$140k-$235k/yr OnsiteFull Time
Manage complex commercial banking client relationships; obtain FINRA SIE, Series 7 and Series 63 within 180 days; strong financial analysis, client management, sales, and leadership skills.
2mo
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Team Manager, Executive Relationship Management
Alpharetta or Denver or Sandy or Gilbert or Tampa
$85k-$140k/yr OnsiteFull Time
5+ YOE5+ years experience; registrations: SIE, Series 7, Series 63 OR 66, Series 9/10 or 4/24/53; ability to obtain Mass Registration & Trader Certification; bachelor's degree preferred.
6d
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Account Maintenance Associate
Clearwater or Menlo Park or New York City or Bellevue or Washington or Denver or Westlake or Chicago or Lake Mary or Gainesville
$20-$23/hr OnsiteFull Time
2+ YOERequires detailed data entry, critical thinking, communication, prioritization, and customer relationship skills. Two years customer service and one year financial operations experience preferred; SIE and Series 7 preferred.
2w
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Citi Commercial Bank - Mid-Corp Relationship Manager - Director
Denver, Colorado, United States
$200k-$300k/yr HybridFull Time
15+ YOE15+ years relationship management experience with middle market clients, bachelor's degree, FINRA SIE/Series 63/Series 79 or ability to obtain, expert credit skills and deep commercial banking product knowledge.
6d
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College Financial Representative, Internship Program
Denver, Colorado, United States
$500-$1k/yr OnsiteInternship
Full-time student, preferably junior or senior, with entrepreneurial sales interest, campus involvement, strong time management, financial planning interest, and critical thinking skills.
Series 6, Series 63, CFP, SIE