87 sie jobs at 22 companies in Guadalupe, AZ
1mo
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Consumer Investments - Investment Specialist Trainee - Arizona (Obtain SIE Series 7 & 66)
Chandler, Arizona, United States
OnsiteFull Time
1+ YOEPrepare for SIE, Series 7 and 66 exams; client-focused with sales aptitude, strong communication, computer skills, and ability to refer clients to specialists.
2w
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Consumer Investments - Investment Specialist Trainee - Chandler, Arizona (Obtain SIE Series 7 & 66)
Chandler, Arizona, United States
OnsiteFull Time
1+ YOEProvide phone-based client service, identify client needs, refer sales opportunities, prepared to obtain SIE/Series 7/66 licenses, strong communication and computer skills, high school diploma or equivalent.
1mo
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Financial Advisor
Goodyear, Arizona, United States
$45k-$100k/yr OnsiteFull Time
Financial services or sales experience, financial services registration or certification, professional or military progression, or a bachelor's degree preferred. SIE, Series 7, Series 66, and state insurance licenses required.
SIE, Series 7, Series 66, FINRA, SEC
3d
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Product Analyst I - Investment Advisory
Tempe or St. Louis
HybridFull Time
1+ YOEBachelor's degree required; 1–3 years of financial services, product management, or strategic planning experience preferred. SIE, Series 7 Top-Off, and Series 66 required within 12 months.
SIE, Series 7 Top-Off, Series 66
2mo
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Team Manager, Premier Relationship Management
Gilbert or Sandy or Alpharetta
OnsiteFull Time
2+ YOELead a team delivering relationship management; ensure KPIs; require SIE, Series 7, 63, 9/10 licenses; 2+ years experience; authorized to work in the United States; visa sponsorship not required.
MS Word, Excel, PowerPoint, Salesforce, SIE, Series 7, Series 63, Series 9/10
3mo
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Senior Associate, Participant Services
Phoenix, Arizona, United States
$42k-$62k/yr HybridFull Time
2+ YOEActive FINRA Series 6 and SIE licenses; strong communication; problem-solving; bilingual a plus; customer service in financial services.
Salesforce, Online account access
2w
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Agency Owner
Casa Grande, Arizona, United States
FieldFull Time
Must obtain/hold Property & Casualty, Life & Health, and SIE licenses; entrepreneurial mindset, relationship-building, sales orientation, and business management skills.
RBC Wealth Management
2mo
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Senior Manager, Risk Advice
Minneapolis or Chicago or Phoenix or Charlotte
OnsiteFull Time
6+ YOE6+ years in strategic risk/compliance or product management; strong communication; leadership; organized; SIE exam or able to obtain within 180 days.
1d
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Service Team Lead
Tempe or Fort Mill
$28-$46/hr OnsiteFull Time
2+ YOERequires 2+ years of customer service and financial services experience, SIE certification within 90 days, strong communication and organizational skills; bachelor's degree preferred.
Microsoft Office, BETA, ClientWorks, Siebel, Documentum, NAO Tool, MM Tool, Repapering, Block Transfer
1w
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Associate Analyst, Operations - Performance and Data Recon
Tempe or Fort Mill
$21-$35/hr OnsiteFull Time
1+ YOERequires 1+ year of financial services client-facing or operations experience, strong communication, organization, analytical, problem-solving, and prioritization skills. Bachelor's degree and SIE preferred.
Client Works, Dynamics, NICE, Microsoft Excel, Microsoft Word, Microsoft Office
2w
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Registered Client Service Associate (Scottsdale, AZ)
Scottsdale, Arizona, United States
OnsiteFull Time
1+ YOE1+ years securities or related experience preferred; requires SIE and Series registrations (7,63,65/66 as required); proficiency with CRM and Excel; strong communication, multitasking, and industry knowledge.
Client Relationship Management (CRM) software, Excel
2w
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Financial Consultant I – Principal Connection (Multiple Locations)
Des Moines or Charlotte or Raleigh or Richmond or Grand Island or Minneapolis or St. Louis or Chicago or Denver or Salt Lake City or Atlanta or Dallas or Fort Worth or Phoenix or Miami or Tampa or Jacksonville or Orlando or San Diego or Bridgewater or Cherry Hill or Princeton or Austin
$27-$40/hr HybridFull Time
2+ YOEBachelor's degree plus 2+ years' experience, ability to obtain SIE and Series registrations, strong communication, retail investment and retirement plan knowledge, and desktop computer proficiency.
2mo
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Financial representative
Phoenix, Arizona, United States
FieldFull Time
Ability to obtain or hold life insurance license, SIE, Series 6 and/or 7, and Series 63; pass background and regulatory checks; integrity, leadership, and relationship-building skills.
2w
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Sales Practice Principal
Chicago or St. Petersburg or Tampa or Tempe
$96k-$162k/yr OnsiteFull Time
3+ YOE3+ years financial services experience with supervisory background; required or willing to obtain FINRA registrations (SIE, Series exams); strong regulatory, compliance, analytical and leadership skills.
4d
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New Grad - 2027 - Advisory Licensing Program
Tempe, Arizona, United States
$22-$37/hr OnsiteFull Time
Bachelor's degree or equivalent; strong communication, writing, organization, risk assessment, customer service, and Microsoft Office skills; ability to pass SIE, Series 7, and Series 66 exams.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook, web-based applications, PC
1mo
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Team Leader
Tempe or St. Louis
HybridFull Time
2+ YOE3+ MgmtSeries 7 (SIE and Top Off) required, bachelor’s degree or equivalent experience, 3+ years leadership/management experience in financial services (or equivalent), strong coaching, analytical, and stakeholder skills.
4d
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Advance to Financial Planning Advisor
Dallas or Scottsdale or Charlotte or Malvern
HybridFull Time
Undergraduate degree required; SIE exam before starting; ability to pass Series 7 and 63 exams; leadership, investment, client service, CRM, communication, teamwork, and time-management skills.
Client Relationship Management (CRM)
2w
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Executive Services Specialist, Associate
Alpharetta or Tempe or Sandy
OnsiteFull Time
Bachelor's degree, SIE and Series 7 & 63 licenses, strong phone/email customer service experience, Microsoft Office proficiency, analytical and prioritization skills, flexibility for varied weekday shifts.
Shareworks, Microsoft Office
2w
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Advisor Support Supervisor
Scottsdale or Atlanta
$55k-$58k/yr HybridFull Time
2+ YOE2+ MgmtMinimum 2 years related industry experience; supervisor experience preferred. Requires strong communication, coaching, and advisor-facing support skills; CRM/Salesforce and SIE/Series 7 familiarity a plus.
CRM, Salesforce
1d
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Private Bank - Global Families Group - Client Service Associate (Mandarin Fluency Required)
Newark or Tempe
$65k-$83k/yr OnsiteFull Time
Requires Mandarin and English fluency, FINRA SIE, Series 7 and Series 63 licenses or ability to obtain them within 90 days, client service skills, and Microsoft Office and Outlook proficiency.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook