17 sie jobs at 8 companies in Hagerstown, MD
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Wealth Management Client Associate
Frederick, Maryland, United States
$25-$44/hr OnsiteFull Time
High school diploma or equivalent; strong client service, communication, judgment, computer, and organizational skills. FINRA SIE, Series 7, or Series 66 preferred.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
4d
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Principal Analyst, Risk Monitoring
Jersey City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York City or Los Angeles
$98k-$211k/yr HybridFull Time
Bachelor's degree or equivalent experience, financial industry analysis, risk expertise, SIE certification, regulatory knowledge, advanced analytical skills, and Microsoft Excel and Word proficiency.
Microsoft Excel, Microsoft Word
3mo
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Financial Advisor - Carlisle, PA - Market 25, Region 231
Carlisle, Pennsylvania, United States
$45k-$100k/yr OnsiteFull Time
Candidates must be self-motivated, skilled in relationship-building, and able to obtain SIE, Series 7 and Series 66 registrations and state insurance licenses; bachelor’s degree preferred or equivalent experience.
2mo
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Financial Advisor Associate - Great Falls, VA
Great Falls, Virginia, United States
$67k-$99k/yr OnsiteFull Time
1+ YOEEntry-level financial advisor role requiring SIE, Series 7, Series 66 or equivalent, strong communication and relationship-building skills, willingness to travel, and ability to meet sales and referral goals.
SalesForce, Money Guide Pro
1mo
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Registered Client Associate
Pasadena or Zurich or Rockville or London or Los Angeles or Mountain View or Wexford or Amsterdam or China or Uruguay or Jersey or Monaco
$75k-$85k/yr OnsiteFull Time
3+ YOESIE, Series 7 and 66 required; ideally 3-5 years client service experience in finance; bachelor's or master's in finance preferred; proficient in Microsoft Office; strong communication and attention to detail.
Microsoft Office
1w
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Relationship Banker - Maryland West Market
Rockville, Maryland, United States
$23-$30/hr OnsiteFull Time
1+ YOERequires 1+ year of sales experience, high school diploma or GED, strong communication and client service skills, and SIE, FINRA Series 6, state registration, and life licenses within 180 days.
Chase Mobile App, Chase.com, ATMs, National Mortgage Licensing System and Registry (NMLS)
4d
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Financial Advisor
Carlisle, Pennsylvania, United States
$45k-$100k/yr OnsiteFull Time
Requires one qualifying background in finance, sales, registration, certification, military or professional progression; bachelor's degree preferred. SIE, Series 7, Series 66, state insurance licenses and ongoing regulatory training required.
social media
2mo
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Financial Advisor
McConnellsburg, Pennsylvania, United States
$45k-$100k/yr OnsiteFull Time
Requires interest in financial services, relationship-building, critical thinking, and business development. One qualifying background required; bachelor's degree preferred. SIE, Series 7, Series 66, and state insurance licenses required.
Social media
3w
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Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA)
Washington or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or San Francisco or Rockville or Philadelphia or New York or Los Angeles
$158k-$371k/yr HybridFull Time
12+ YOEBachelor's required, advanced degree (JD/MBA/master's) preferred; 12+ years in securities or market regulation; deep knowledge of FINRA/SEC rules; SIE required within 16 months; strong analytical and communication skills.
2w
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Financial Advisor
New Market, Maryland, United States
$45k-$100k/yr OnsiteFull Time
Financial services or sales experience, financial services registration or certification, professional or military progression, or a bachelor's degree/equivalent experience. Requires SIE, Series 7, Series 66, state insurance licenses, and ongoing regulatory training.
social media
2mo
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Financial Advisor - McConnellsburg, PA - Market 25, Region 231
McConnellsburg or Pennsylvania or United States
$45k-$100k/yr OnsiteFull Time
Bachelor's preferred or equivalent experience; licensing (SIE, Series 7, Series 66, state insurance) and FINRA registration required within timeline; sales or financial services experience and strong relationship-building, communication, and critical thinking skills.
2mo
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Financial Advisor - New Market, MD - Market 34, Region 197
New Market, Maryland, United States
$45k-$100k/yr OnsiteFull Time
Bachelor's degree preferred or equivalent experience; SIE, Series 7 and Series 66 required (may be obtained during paid study); state insurance license required; financial services or sales experience and strong relationship-building skills.
2mo
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Premier Banker- Leesburg
Leesburg, Virginia, United States
$28-$42/hr OnsiteFull Time
2+ YOEHS diploma required, 2+ years financial/banking experience, consultative sales experience, must maintain active NMLS registration, SIE strongly preferred, knowledge of banking and credit products, ability to meet compliance and regulatory requirements.
1mo
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Senior Analyst, TS Market Operations
Rockville, Maryland, United States
$83k-$149k/yr HybridFull Time
3+ YOEBachelor's plus 3+ years in securities/financial services (or equivalent), SIE required within 16 months, knowledge of FINRA/SRO rules and the Securities Exchange Act, financial statement and filings analysis, case management and communication skills.
2w
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Wealth Management Client Associate
Frederick, Maryland, United States
$25-$44/hr OnsiteFull Time
Provide client service support to financial advisors, strong client focus, high school diploma, FINRA credentials preferred (SIE/Series 7/66/63/65), proficiency with Microsoft Office and Salesforce, strong communication and attention to detail.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
3mo
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Wealth Relationship Manager SAFE Act - Montgomery County, MD - Mandarin Language
Rockville, Maryland, United States
$84k-$126k/yr OnsiteFull Time
5+ YOE5+ years experience; strong analytical and communication skills; FINRA registrations (SIE and Series 6/63/65 or Series 7/66) and Insurance Group 1 required; NMLS mortgage loan originator registration required; Bachelor's degree or equivalent; MS Office and financial planning software experience.
Microsoft Excel, Microsoft Outlook, Microsoft Word, Money Guide Pro, NaviPlan Select
3mo
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Wealth Relationship Manager SAFE Act - Montgomery County, MD - Mandarin Language
Rockville, Maryland, United States
$84k-$126k/yr OnsiteFull Time
5+ YOE5-8 years experience; strong analytical and communication skills; required US FINRA registrations (SIE, Series 6/63/65 OR Series 7/66), Insurance Group 1, and mortgage loan originator registration within 150 days; bachelor’s degree or equivalent experience; Microsoft Office and financial planning software experience.
Microsoft Office, Microsoft Excel, Microsoft Outlook, Microsoft Word, Money Guide Pro, NaviPlan Select