54 sie jobs at 22 companies in Maryland

1w
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Software Integration Engineer (SIE) 2
Fort Meade, Maryland, United States
OnsiteFull Time
Wyetech
Wyetech: Provides professional engineering services for government and commercial sectors.
6+ YOERequires US citizenship and active TS/SCI clearance; 6+ years integrating and supporting COTS/GOTS software in heterogeneous environments; Linux, scripting, containers, Kubernetes, IaC and monitoring experience.
Linux, Bash, Python, Docker, Podman, Kubernetes, Ansible, Helm, Prometheus, Grafana, Git, Jira, Confluence, AWS
3mo
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Client Associate
Baltimore, Maryland, United States
$55k-$65k/yr OnsiteFull Time
UBS
UBSSIX Swiss Exchange: UBSG: Global bank providing wealth management and investment services.
SIE, Series 7 and 66 (or willingness to obtain); bachelor’s degree preferred; strong communication, attention to detail, and Microsoft Office proficiency.
Microsoft Office
5d
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Wealth Management Client Associate
Frederick, Maryland, United States
$25-$44/hr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
High school diploma or equivalent; strong client service, communication, judgment, computer, and organizational skills. FINRA SIE, Series 7, or Series 66 preferred.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
2mo
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Financial Services Representative - State Farm Agent Team Member
Baltimore, Maryland, United States
$60k-$90k/yr OnsiteFull Time
Michael Doyle State Farm Agent
Michael Doyle State Farm Agent: Independent insurance agency providing financial services and insurance solutions.
Active Life & Health license; FINRA SIE; Series 6/63/65 or 7; experience in financial services or insurance; strong communication and analytical skills.
1d
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Insurance Agent - Columbia, MD
Columbia, Maryland, United States
OnsiteFull Time
Horace Mann
Horace MannNYSE: HMN: Provides insurance and financial services tailored for educators.
Active Life & Health and Property & Casualty licenses required. Enhanced Agents need SIE and Series 6 or 63 licenses. Insurance or financial services experience is preferred.
1w
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Hybrid LTC Internal Wholesaler
Massachusetts or South Carolina or Pennsylvania or Oregon or Oklahoma or Maine or Ohio or New York or New Jersey or New Hampshire or Nebraska or Montana or Mississippi or Missouri or Minnesota or Michigan or Maryland or Louisiana or Kansas or Indiana or Illinois or West Virginia or Idaho or Hawaii or Georgia or Delaware or District of Columbia or Connecticut or Colorado or Arizona or Arkansas or Alabama or Alaska or Nevada or Kentucky or New Mexico or Iowa or Utah or North Dakota or United States or Wisconsin or Washington or Vermont or Virginia or Texas or Wyoming or Tennessee or South Dakota or Rhode Island
$45k-$75k/yr RemoteFull Time
Manulife
ManulifeTSX: MFC: Provides insurance, wealth management, and investment services globally.
Requires FINRA SIE, Series 6, Series 63, and state insurance licenses; strong communication, facilitation, and relationship-building skills for selling life insurance products.
Artificial intelligence (AI)
2d
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Principal Analyst, Risk Monitoring
Jersey City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York City or Los Angeles
$98k-$211k/yr HybridFull Time
FINRA
FINRA: Regulates brokerage firms and exchange markets in the United States.
Bachelor's degree or equivalent experience, financial industry analysis, risk expertise, SIE certification, regulatory knowledge, advanced analytical skills, and Microsoft Excel and Word proficiency.
Microsoft Excel, Microsoft Word
1mo
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Sr. Sales Specialist, Workplace
Owings Mills or Maryland or Colorado or Washington or Washington or New York or California
$61k-$75k/yr HybridFull Time
T. Rowe Price
T. Rowe PriceNASDAQ: TROW: Global investment management firm providing funds and retirement services.
4+ YOEBachelor's degree (or equivalent), 4+ years relevant experience, FINRA SIE/Series 7/66 to be obtained, strong client service and communication, consultative sales and regulatory knowledge.
1mo
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Financial Services Representative - Annapolis, MD
Annapolis, Maryland, United States
$45k-$75k/yr HybridFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Customer-service experience; ability to handle inbound calls, place trades, and obtain FINRA licenses (SIE, Series 7, Series 66); strong communication, attention to detail, and coachability.
1mo
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Sales Development Associate-Bethesda, MD
Bethesda, Maryland, United States
$36k-$120k/yr HybridFull Time
Raymond James
Raymond JamesNew York Stock Exchange: RJF: Provides wealth management, investment banking, and retail banking services.
3+ YOEBachelor's degree and ~3 years financial services experience (or equivalent). SIE required; Series 7/65/66 preferred. Strong sales, networking, prospecting, communication and analytical skills.
1mo
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Registered Wealth Management Client Associate
Towson, Maryland, United States
$27-$42/hr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides banking, investment, and financial risk management services.
Holds FINRA SIE, Series 7 and Series 66 (63/65 accepted), high school diploma/GED, client service experience, strong communication, and proficiency with Microsoft Office and Salesforce.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
1w
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Financial Services Representative - Annapolis, MD
Annapolis, Maryland, United States
$45k-$75k/yr HybridFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Customer service experience, strong interpersonal and multitasking skills, attention to detail, flexibility, self-motivation, and successful completion of sponsored SIE, Series 7 Top Off, and Series 66 exams.
telephone
2mo
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Financial Advisor - Prince Frederick, MD - Market 34, Region 250
Prince Frederick, Maryland, United States
$45k-$100k/yr OnsiteFull Time
Edward Jones
Edward Jones: Offers investment management and financial planning through local branches.
Bachelor's degree preferred or equivalent experience; ability to obtain SIE, Series 7 and Series 66 registrations and state insurance licenses; strong relationship-building, sales aptitude, and commitment to professional development.
3w
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Retirement Plan Specialist
Conshohocken or Linthicum Heights or Philadelphia or Baltimore
$65k-$85k/yr FieldFull Time
Mutual of America Financial Group
Mutual of America Financial Group: Provides retirement plans and investment services to various organizations.
0+ YOE0-2 years B2B sales experience, cold calling, territory management, strong communication and relationship skills; FINRA Series 6, 63 and SIE required or to be obtained; valid driver’s license.
1mo
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Sr. Sales Specialist, Workplace
Owings Mills or Maryland or Colorado or Washington or New York or California or District of Columbia
$61k-$75k/yr HybridFull Time
T. Rowe Price
T. Rowe PriceNASDAQ: TROW: Provides global investment management and retirement planning services.
4+ YOEBachelor's degree or equivalent and 4+ years relevant experience; must obtain FINRA SIE, Series 7 and 66 within company window; strong client service, communication, and financial knowledge required.
6d
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Relationship Banker - Maryland West Market
Rockville, Maryland, United States
$23-$30/hr OnsiteFull Time
JPMorgan Chase
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
1+ YOERequires 1+ year of sales experience, high school diploma or GED, strong communication and client service skills, and SIE, FINRA Series 6, state registration, and life licenses within 180 days.
Chase Mobile App, Chase.com, ATMs, National Mortgage Licensing System and Registry (NMLS)
2mo
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Financial Advisor - Securities Administration
California, Maryland, United States
$35k-$40k/yr OnsiteFull Time
WesBanco
WesBancoNasdaq: WSBC: Regional bank providing personal, business, and investment services.
Requires FINRA SIE, Series 7 and 66 (or 63 and 65) and state life & health licenses; investment sales experience; bachelor’s degree preferred; proficiency with Microsoft Office; coaching/mentoring experience preferred.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
1mo
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Brokerage Registered Client Service Associate - Baltimore, Maryland
Baltimore, Maryland, United States
$60k-$75k/yr OnsiteFull Time
Truist
TruistNYSE: TFC: Offers personal banking, business lending, and investment management services.
Bachelor's degree or equivalent experience; securities industry experience; FINRA SIE, Series 7 and Series 66 licenses; strong telephone, time-management, and Microsoft Office skills; experience with brokerage operations and client servicing.
SalesForce, Microsoft Office
1mo
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Internal Audit Director - Institutional Equity Division
Baltimore, Maryland, United States
$108k-$155k/yr HybridFull Time
Morgan Stanley
Morgan StanleyNYSE: MS: Global financial services firm providing investment and wealth management.
4+ YOEDirector-level auditor to lead assurance activities for equities coverage; strong audit methodology, data analysis, stakeholder communication; ~4+ years relevant experience; preferred certifications such as CIA, CPA, CFA, CIDA, SIE/Series.
3w
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Relationship Banker Northwest, MD
Randallstown, Maryland, United States
$25-$38/hr OnsiteFull Time
Wells Fargo
Wells FargoNYSE: WFC: Global provider of banking, investment, and mortgage financial services.
2+ YOE2+ years customer service, 1+ year relationship building, FINRA Series 6 and 63 required (or equivalents), state insurance license(s), SAFE registration, SIE may be required; strong communication and sales skills.