71 sie jobs at 25 companies in Houston, TX
3mo
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Latin America Private Bank - Senior Client Service Associate
Houston or Jersey City
OnsiteFull Time
3+ YOESenior Client Service Associate in Latin America Private Bank; FINRA Series 7 and 63; SIE; fluent Spanish; 3+ years in investment management; college degree preferred.
FINRA Series 7, FINRA Series 63, SIE, Microsoft Office Suite
6h
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Financial Services Representative - State Farm Agent Team Member
Houston, Texas, United States
$65k-$110k/yr OnsiteFull Time
3+ YOERequires 3+ years of financial services experience, analytical and communication skills, and preferred SIE or Series 6, 63, or 65 licenses or certifications.
2w
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Financial Solutions Advisor - Registration Candidate - Northeast Houston Area
Spring or Conroe
OnsiteFull Time
1+ YOEObtain SIE/Series 7/66 licenses, cultivate client relationships, advise on banking and investment solutions, and meet sales and regulatory requirements.
2mo
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Brokerage Registered Client Service Associate - Houston, Texas
Houston, Texas, United States
OnsiteFull Time
0+ YOEBachelor’s degree or equivalent experience; FINRA SIE, Series 7 and Series 66; securities knowledge; in-office role with English fluency; 1st shift.
Microsoft Office, Salesforce, Trading systems
3mo
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Merrill Lending Solutions Advisor II
Dallas or Seattle or Los Angeles or Houston
$175k-$248k/yr OnsiteFull Time
12+ YOE12+ years wealth management or credit advisory; excellent communication; FINRA SIE, 7, 63/65 or 66; UHNW experience; strong lending structuring.
Credit analysis software, Lending platforms, Microsoft Office, CRM tools
2w
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Internal Wholesaler
Houston, Texas, United States
HybridFull Time
1+ YOEBachelor's degree, 1+ years experience, Life & Health license, FINRA SIE, Series 6 and 63, strong communication, MS Office and illustrations proficiency.
Microsoft Office, illustrations, internet
1w
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Private Wealth Management, Wealth Management Professional, Senior Analyst, Philadelphia
Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
$60k-$125k/yr OnsiteFull Time
2+ YOEBachelor's degree, 2+ years client service or financial industry experience preferred, SIE/Series 7 and 63 required, strong communication, organizational and client-service skills.
3w
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Financial Advisor
Houston, Texas, United States
$61k-$250k/yr OnsiteFull Time
Bachelor's degree, licensing for life/accident & health and securities (SIE, Series 6,7,63), CFP support, strong relationship-building and entrepreneurial drive, legal US work authorization required.
2w
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Extended Hours Client Representative
Dallas or Houston or Texas
$64k-$70k/yr RemoteFull Time
Requires SIE, Series 7 & 63 licenses, undergraduate degree or equivalent experience, strong client service and communication skills, ability to work overnight/weekend shifts, and learning agility.
2w
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External Wholesaler - Retirement
Houston, Texas, United States
$190k-$480k/yr RemoteFull Time
3+ YOE3+ years external financial services sales, FINRA SIE, Series 6, Series 63, Life & Health, bachelor’s or equivalent, must reside in territory, strong analytical and communication skills.
1mo
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Financial Advisor - Humble, TX - Market 24, Region 24
Humble, Texas, United States
$45k-$100k/yr OnsiteFull Time
Preparation for securities registrations (SIE, Series 7, Series 66) and state insurance licensure; bachelor's degree preferred or equivalent experience; financial services or sales background and relationship-building skills.
5d
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Internal Sales - RIA Distribution
Houston or New York City
$105k-$115k/yr HybridFull Time
5+ YOEBachelor's degree required; SIE, Series 7, Series 63 required/expected; 5+ years financial services or distribution experience; strong advisor engagement, CRM, presentation, and analytical skills.
Microsoft Office, CRM systems, investment analytics tools, large language models
1w
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Client Service Associate WWS
Houston or The Woodlands
OnsiteFull Time
5+ YOE5+ years financial services experience; proficiency with Raymond James systems and Microsoft Office; strong client service, organizational, analytical, and communication skills; SIE/Series 7/66 preferred.
Raymond James systems, RJFS CRM, RJ Systems, Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Microsoft SharePoint
1w
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Public Finance Associate
Chicago or Houston or New York City
$110k-$140k/yr OnsiteFull Time
3+ YOEBachelor's degree in finance/business, 3+ years public finance or investment banking experience, FINRA SIE/Series 52/63, strong financial modeling, Excel and PowerPoint proficiency, excellent communication.
Microsoft Excel, Microsoft PowerPoint
2w
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Advisor Licensing Program
Houston, Texas, United States
$22-$37/hr RemoteFull Time
Bachelor's degree or equivalent; must pass SIE, Series 7 and Series 66 within 120 days; strong communication, client service, and sales skills; proficiency in Microsoft Office and web applications.
Microsoft Office
1mo
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Financial Professional - Retirement Benefits Group - TX, Houston (5255)
Houston, Texas, United States
FieldFull Time
Bachelor's degree or equivalent; required/obtainable State Life & Health, SIE, Series 7 and Series 66 licenses; strong communication, entrepreneurial mindset, client-facing sales experience; authorized to work in the U.S.
4w
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Director, Fixed Income Trading (Open To Location)
New York City or Houston or Chicago or Dallas or Florida or Charlotte
HybridFull Time
12+ YOEBachelor's in finance/accounting/economics, 12+ years in banking or capital markets, SIE/Series 7/Series 63 required, Series 24 preferred, Bloomberg proficiency, strong leadership and risk management skills.
Bloomberg
3w
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Client Specialist
Houston, Texas, United States
OnsiteFull Time
2+ YOE2+ years industry or administrative experience; active SIE and Series 7 and Series 66 (or Series 63 and Series 65); proficiency with Microsoft Word, Excel, PowerPoint; strong communication, organization, and compliance knowledge.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, LinkedIn, X
2w
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Advisor Licensing Program
Houston, Texas, United States
$22-$37/hr OnsiteFull Time
Bachelor's degree or equivalent, ability to pass SIE/Series 7/Series 66 within 120 days, strong communication, client service and consultative sales skills, proficiency with Microsoft Office and web applications.
Microsoft Office
3w
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Client Experience Associate SAFE Act, AVP - Houston, Texas
Houston, Texas, United States
$87k-$131k/yr HybridFull Time
5+ YOE5+ years relevant experience; bachelor’s degree or equivalent preferred; requires FINRA SIE, Series 7 and Series 66 (or Series 63 & 65) within 150 days; strong analytical, communication, and relationship skills.
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