MarexNasdaq: MRX: Provides liquidity and market access in energy and commodities.
Bachelor’s in Finance or Economics or Business; experience in regulated environment; proficient in Excel; SIE and Series 57 within 6 months; strong analytical and communication skills.
Advisors Asset Management: An asset management firm providing portfolio solutions and distribution support to financial professionals.
Entry-level role requiring strong interpersonal, analytical, and communication skills; willingness to obtain SIE, Series 7 and 63 licenses; bachelor’s degree preferred.
2+ YOESIE and Series 99 required, bachelor\u0002s degree, 2+ years operations experience at a financial firm, strong communication, project management, and analytical skills.
Northwestern Mutual: Provides life insurance, financial planning, and investment services.
Bachelor's degree, licenses (Life/Accident & Health, SIE, Series 6,7,63), strong relationship-building, entrepreneurial drive, and legal authorization to work in the US without sponsorship.
Chicago Trading Company: Proprietary trading firm specializing in derivatives and risk management.
0.5+ YOEActive SIE/Series 57, at least 6 months floor options market making experience, strong judgment under pressure, operational skill, and clear communication.
Financial Solutions Advisor Registration Candidate - Bay Point Financial Center
Miami, Florida, United States
OnsiteFull Time
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
Obtain SIE, Series 7 and Series 66 licenses, register under the SAFE Act, demonstrate client relationship building, time management, and sales/advisory aptitude.
Private Wealth Management, Wealth Management Professional, Senior Analyst, Philadelphia
Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
2+ YOEBachelor's degree, 2+ years client service or financial industry experience preferred, SIE/Series 7 and 63 required, strong communication, organizational and client-service skills.
College Financial Representative, Internship Program
Boca Raton, Florida, United States
$500-$1k/yrOnsiteInternship
Northwestern Mutual: Provides life insurance, wealth management, and financial planning services.
Full-time college student (juniors/seniors preferred), entrepreneurial and sales interest, strong time-management and communication, eligibility for insurance and securities licensing (Series 6,63,SIE) supported.
Relationship Banker - Lake Worth Rd and Jog Rd - Greenacres, FL
Greenacres, Florida, United States
OnsiteFull Time
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
1+ YOE1+ year sales in Retail Banking or Financial Services; high school or GED; SIE, FINRA Series 6, state registration, life licenses; ability to work weekends/evenings.
Registered Client Service Associate-- Miami, FL (Bilingual Requirement)
Miami, Florida, United States
OnsiteFull Time
Raymond JamesNew York Stock Exchange: RJF: Provides wealth management, investment banking, and retail banking services.
1+ YOEProvide high-touch administrative support to financial advisors, service clients, onboard accounts, process transfers, and prepare reports; SIE and Series licenses required; bilingual Spanish required.
Client Relationship Management (CRM), Microsoft Excel
CitiNYSE: C: Global diversified financial services holding.
5+ YOE5-8 years experience, bachelor’s degree in finance/economics/business, FINRA SIE/Series 7/31 and Series 66 (or 63 & 65) required, strong analytical and communication skills.
Associate Principal Analyst, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$84k-$180k/yrHybridFull Time
FINRA: Regulates brokerage firms and exchange markets in the United States.
4+ YOEBachelor's degree plus 4+ years in securities/financial services or equivalent; working knowledge of SRO rules and securities laws; SIE certification required within 16 months; surveillance lifecycle experience.
Atlanta or Tampa or Miami or Boca Raton or Florida
OnsiteFull Time
Citizens Financial GroupNYSE: CFG: Provides retail, commercial, and private banking services to customers.
10+ YOE10+ years ABL origination/structuring experience, FINRA Series 79, 63 and SIE required/obtainable, bachelor's degree required, strong financial analysis, credit and capital markets knowledge, excellent communication.
Chicago or Indianapolis or Miami or Omaha or San Antonio or New York City
$100k-$125k/yrHybridFull Time
Sanctuary Wealth: Provides an integrated platform for independent wealth management advisors.
2+ YOE2+ years alternative investments or asset/wealth management experience; strong analytical, communication, and Excel/PowerPoint skills; experience reviewing SEC filings; willingness to pursue SIE/Series7/63; ability to travel.
Vanguard: Provides mutual funds, ETFs, and investment management services.
Must hold SIE, Series 7 and Series 63 licenses, undergraduate degree or equivalent, strong client service and communication skills, able to work overnight/weekend shifts and learn evolving desktop applications.
Guerra Wealth Advisors: Provides wealth management and retirement planning services for families.
1+ YOE1+ years sales experience, bilingual English/Spanish, strong interpersonal skills, CRM proficiency, goal-oriented, ambition to advance to advisor; SIE/2-15/2-14/Series 65 a plus or sponsored.
TradeStation: Provider of online brokerage services and trading technology.
Provide end-to-end client support for traders; educate clients; troubleshoot platform; coordinate with Sales and Ops; on-site in Plantation, FL; Bachelor's degree required; SIE, Series 7, 63 and 3 licenses or within 90 days.
Trading platforms, Customer relationship management, Software support
New York or Chicago or Los Angeles or Miami or Denver or Dallas
$120k-$200k/yrOnsiteFull Time
Royal Bank of CanadaTSX: RY: Provides personal, commercial, and investment banking services worldwide.
5+ YOE5+ years at a custodian/clearing firm or large broker-dealer with cash management and lending experience; sales/business development track record in wealth management; SIE, Series 7, Series 63; strong relationship skills and risk awareness.