1mo
Save
Mark Applied
Hide
Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Jacksonville or Hunt Valley or Lincoln or Fort Worth or Pennington or Chandler
$27-$29/hr OnsiteFull Time
1+ YOEHigh school diploma/GED required. Client-focused, strong computer and communication skills, self-motivated. Must be prepared to pass SIE, Series 7 and Series 66 licensing exams; 1+ year performance-based experience preferred.
1mo
Save
Mark Applied
Hide
Team Manager, Premier Relationship Management
Gilbert or Sandy or Alpharetta
OnsiteFull Time
2+ YOELead a team delivering relationship management; ensure KPIs; require SIE, Series 7, 63, 9/10 licenses; 2+ years experience; authorized to work in the United States; visa sponsorship not required.
MS Word, Excel, PowerPoint, Salesforce, SIE, Series 7, Series 63, Series 9/10
3mo
Save
Mark Applied
Hide
Investment Phone Specialist - JPMorgan Wealth Management - Tempe, AZ
Tempe, Arizona, United States
HybridFull Time
Licensing (Series 7/63 or SIE+7+63), state registration, strong compliance, multitasking, client relations.
2mo
Save
Mark Applied
Hide
Senior Associate, Participant Services
Phoenix, Arizona, United States
$42k-$62k/yr HybridFull Time
2+ YOEActive FINRA Series 6 and SIE licenses; strong communication; problem-solving; bilingual a plus; customer service in financial services.
Salesforce, Online account access
2mo
Save
Mark Applied
Hide
Associate Financial Advisor
Los Angeles or San Francisco or Newport Beach or Phoenix
$85k-$145k/yr OnsiteFull Time
1+ YOE1-3 years securities industry and sales experience; SIE, Series 7, 66; finance degree; strong communication; travel may be required.
eMoney, CRM
1mo
Save
Mark Applied
Hide
Senior Manager, Risk Advice
Minneapolis or Chicago or Phoenix or Charlotte
OnsiteFull Time
6+ YOE6+ years in strategic risk/compliance or product management; strong communication; leadership; organized; SIE exam or able to obtain within 180 days.
2mo
Save
Mark Applied
Hide
Internal Business Associate
Tempe, Arizona, United States
$45k-$75k/yr HybridFull Time
Bachelor’s degree helpful; SIE preferred; Series 7 and Series 66 within 120 days; strong interest in capital markets and sales; relationship management skills.
3mo
Save
Mark Applied
Hide
Advisor Support Representative
Scottsdale or Oakdale or La Vista
$45k-$55k/yr HybridFull Time
1+ YOEHigh school diploma; 1+ year customer service; strong communication; proficient with Windows MS Office; FINRA SIE and Series 7 preferred; bachelor’s degree preferred.
Microsoft Excel, Microsoft Word, Microsoft Outlook, Internet
3w
Save
Mark Applied
Hide
Trading and Experience Consultant
Phoenix or Fairfield
HybridFull Time
FINRA SIE and Series 7 required; experienced trainer with system support and troubleshooting skills; ability to develop and deliver in-person and virtual training; strong communication and customer-focus.
WealthPort
1mo
Save
Mark Applied
Hide
Financial representative
Phoenix, Arizona, United States
FieldFull Time
Ability to obtain or hold life insurance license, SIE, Series 6 and/or 7, and Series 63; pass background and regulatory checks; integrity, leadership, and relationship-building skills.
2w
Save
Mark Applied
Hide
Associate Wealth Advisor
Scottsdale, Arizona, United States
OnsiteFull Time
3+ YOE3+ years industry experience, SIE and Series 7 and 66 (or equivalent), strong client relationship and communication skills, CRM and Microsoft Office proficiency, knowledge of investment products and regulations.
Client Relationship Management (CRM) software, Microsoft Office Suite, Excel, Financial planning software, Managed account platforms, AI tools and agents
3w
Save
Mark Applied
Hide
Financial Representative - Seeking Growth
Phoenix, Arizona, United States
$97k-$192k/yr HybridFull Time
State financial licensing (SIE and life/health) required or willing to obtain quickly; sales-oriented, team-spirited, strong communication and leadership potential; competitive/athletic background a plus.
2mo
Save
Mark Applied
Hide
Sr. Manager, Active Trader Relationship Management
Chicago or Alpharetta or Gilbert or Sandy or Tampa or Jersey City
$110k-$190k/yr OnsiteFull Time
5+ YOE2+ MgmtRequires 5+ years relevant experience (including 2+ years leading managers), SIE and Series registrations, active trading knowledge, leadership and compliance experience, and legal authorization to work in the U.S.
E*TRADE, Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
4d
Save
Mark Applied
Hide
Digital Manager, Service Center
Fort Mill or Tempe
$67k-$111k/yr OnsiteFull Time
6+ YOE2+ MgmtBachelor's degree or 6+ years progressive experience, 2+ years team lead/manager, SIE and S7, strong coaching, data-driven process improvement, customer service and communication skills.
Microsoft Dynamics, CXOne
6d
Save
Mark Applied
Hide
Manager, Mutual Fund Operations & Platform Strategy
Tempe or St. Louis
HybridFull Time
3+ MgmtSIE and Series 7 required; Bachelor’s degree or equivalent; 3+ years leading teams in complex operations; vendor, risk, compliance, and cross-functional experience; ability to improve processes and reduce risk.
2w
Save
Mark Applied
Hide
Financial Advisor
Gilbert, Arizona, United States
$61k-$250k/yr OnsiteFull Time
Bachelor's degree preferred; obtain Life/Accident & Health, SIE, Series 6,7,63 licenses; strong relationship-building, time-management, communication, and entrepreneurial skills; legal authorization to work in the US without sponsorship.
2mo
Save
Mark Applied
Hide
New Grad 2027 - Financial Service Professional (Tempe)
Tempe, Arizona, United States
$21-$35/hr OnsiteFull Time
0+ YOEBachelor’s degree or equivalent; SIE license required within 60 days; 0-2 years client-facing experience; in-person training for 4-5 months; graduation between Dec 2025 and Dec 2026.
2w
Save
Mark Applied
Hide
College Financial Representative, Internship Program
Gilbert, Arizona, United States
$500-$1k/yr OnsiteIntern
Full-time student interns (juniors/seniors preferred) with entrepreneurial drive; strong time management and communication; eligible for licensing support (SIE, Series 6, Series 63, life/health); campus involvement preferred.
2w
Save
Mark Applied
Hide
Client Service Associate, Wealth Management
Scottsdale, Arizona, United States
HybridFull Time
2+ YOEBachelor's degree preferred; 0-3 years (2+ preferred) in financial services or client service; Series 65/SIE/Series 7/Series 66 preferred; Microsoft Office proficiency; strong communication and organizational skills.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook
1mo
Save
Mark Applied
Hide
Emerging Affluent California Region Leader
Tempe or California or Los Angeles County or San Francisco or United States
$144k-$169k/yr OnsiteFull Time
10+ YOE5+ MgmtBachelor's in Accounting/Finance (or equivalent); 10+ years investment experience with 5+ years managerial experience; FINRA SIE, Series 7, Series 66, Series 24; strong securities knowledge, leadership, and client-facing skills.
Explore Jobs
Expand Your Job Search
Top Cities Near Tempe for Sie
- Sie jobs in Phoenix, AZ
- Sie jobs in Mesa, AZ
- Sie jobs in Chandler, AZ
- Sie jobs in Gilbert, AZ
- Sie jobs in Glendale, AZ
- Sie jobs in Scottsdale, AZ
- Sie jobs in Peoria, AZ
- Sie jobs in Surprise, AZ
- Sie jobs in Avondale, AZ
- Sie jobs in Goodyear, AZ
- Sie jobs in Casa Grande, AZ
- Sie jobs in Buckeye, AZ
- Sie jobs in Maricopa, AZ
- Sie jobs in Apache Junction, AZ
- Sie jobs in Queen Creek, AZ
- Sie jobs in El Mirage, AZ
- Sie jobs in Florence, AZ
- Sie jobs in Fountain Hills, AZ
- Sie jobs in Eloy, AZ
- Sie jobs in Paradise Valley, AZ