48 sie jobs at 17 companies in Waterbury, CT
3w
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Financial Advisor
Niantic, Connecticut, United States
$45k-$100k/yr OnsiteFull Time
Requires financial services or sales experience, registration or certification, professional or military progression, or equivalent work experience; SIE, Series 7, Series 66, and state insurance licenses are required.
SIE, Series 7, Series 66, FINRA, SEC
3mo
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Financial Advisor - Hartford County, CT
Hartford County or Hartford
FieldFull Time
Bachelor’s degree or equivalent experience; obtain FINRA SIE, life and health licenses, complete securities registrations, and pass background and fingerprinting checks.
FINRA SIE
4w
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Registered Wealth Management Client Associate
Fairfield, Connecticut, United States
$25-$45/hr OnsiteFull Time
Requires FINRA SIE, Series 7 and Series 66 (63/65 accepted), advanced investment knowledge, strong client service, proficiency with Microsoft Office and Salesforce.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
3d
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Part-time Registered Client Service Associate - Springfield, MA
Springfield, Massachusetts, United States
$10k-$55k/yr OnsitePart Time
1+ YOEHigh school diploma or equivalent and 1+ year of securities industry or related experience preferred; requires SIE and Series 7, with Series 63, 65, or 66 as required by state.
Microsoft Excel, Client Relationship Management (CRM) software
3mo
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Internal Wholesaler
Springfield or Boston
$60k-$65k/yr HybridFull Time
1+ YOEBachelor’s degree or HS diploma +4 years in financial services; 1+ year life insurance sales; FINRA SIE, Series 6 & 63; State Life & Health license.
Salesforce, Microsoft Office
2mo
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Financial representative
Fairfield County, Connecticut, United States
FieldFull Time
Ability to obtain/state-hold life insurance license, SIE, Series 6/7 and Series 63 as required; pass background and regulatory checks; integrity, leadership, community engagement.
1mo
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Internal Sales Associate
St. Petersburg or Stamford or Boston
$55k-$65k/yr OnsiteFull Time
BA/BS required; obtain SIE, Series 7 and Series 63 within 90-180 days; proficiency with MS Office Suite; strong communication, time management, and sales aptitude.
MS Office Suite
3w
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Registered Wealth Management Client Associate
Fairfield, Connecticut, United States
$25-$45/hr OnsiteFull Time
Holds or will obtain FINRA SIE, Series 7 and Series 66 (63/65 accepted), strong client service and investment product knowledge, proficiency with Microsoft Office and Salesforce, and professionalism with discretion.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
1w
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Regional Sales Director - Retirement Plan Sales
Providence or Massachusetts or Connecticut or Boston or New Haven or Hartford
$90k-$130k/yr HybridFull Time
5+ YOERequires 5+ years of outside B2B sales experience, retirement product knowledge, cold-calling and territory management skills, Series 6, 63, and SIE, and a valid driver's license; bachelor's degree preferred.
1mo
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Financial Advisor - Briarcliff, NY - Market 13, Region 375
Briarcliff Manor, New York, United States
$45k-$100k/yr OnsiteFull Time
Ability to build client relationships, obtain SIE/Series 7/Series 66 and state insurance licenses, complete FINRA registrations, and demonstrate ambition, sales or financial-services experience; bachelor's degree strongly preferred.
1w
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Financial Advisor - Hartford, Connecticut
Hartford, Connecticut, United States
$72k-$108k/yr FieldFull Time
2+ YOERequires 2+ years of advice, planning, and investment sales experience; consultative sales experience; SIE, Series 7, Series 63, L&H, and Series 66 or equivalent; strong communication and wealth management skills.
Customer Identification Program (CIP), Anti-Money Laundering (AML)
2w
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Licensed Private Client Banker
Fishkill, New York, United States
$25-$38/hr OnsiteFull Time
Proven sales and relationship-building experience; FINRA S6,S63,SIE and life & health insurance upon hire; comfortable with prospecting, referral generation, and digital tools; high school required; valid driver's license.
Microsoft Windows, Microsoft Word, Microsoft Excel
1mo
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Financial Services Representative - New Haven, CT
New Haven, Connecticut, United States
HybridFull Time
Provide inbound customer support by phone, assist with account questions, transfers and trades, complete FINRA licensing (SIE, Series 7, Series 66) via sponsored training; strong customer-service skills and coachability.
1mo
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Licensed Relationship Manager
Pleasant Valley, New York, United States
$26-$31/hr OnsiteFull Time
High school diploma/GED; SIE required; NYS Notary Public within 12 months; NMLS registration required; Series 7 and 66 or able to pass within 120 days; must pass FINRA background screening.
1mo
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Licensed Relationship Manager
Pleasant Valley, New York, United States
$26-$31/hr OnsiteFull Time
High school diploma/GED, SIE required, Series 7 & 66 required or ability to pass within 120 days, NMLS required, NYS Notary Public within 12 months, must pass FINRA background screening.
1mo
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Relationship Banker - New Canaan, CT
New Canaan, Connecticut, United States
$25-$33/hr OnsiteFull Time
1+ YOE1+ year sales experience in retail banking or financial services; high school or GED; must obtain SIE, Series 6/63 and life licenses within 180 days; ability to meet compliance and customer service standards.
Chase Mobile App, Chase.com, ATMs
1w
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College Financial Representative, Internship Program
Fairfield, Connecticut, United States
$500-$1k/yr OnsiteInternship
Full-time student, preferably a junior or senior, with entrepreneurial interest, sales curiosity, strong time management, campus involvement, financial planning interest, and business savvy.
CFP, SIE, Series 6, Series 63
2mo
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Branch Banking Client Consultant II-Licensed
East Northport, New York, United States
$18-$28/hr OnsiteFull Time
4+ YOEHigh school or equivalent; 4-5 years customer service and sales in financial services; NMLS registration; Life/Health licenses within 90 days; FINRA SIE, Series 6, and Series 63/66 within 90 days; ability to train others.
1mo
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Relationship Manager, Global Equity - VP
Alpharetta or Purchase or Menlo Park
$110k-$185k/yr OnsiteFull Time
3+ YOEUniversity degree or college diploma in Business/Economics; minimum 3 years in account management/client services/sales; SIE, FINRA Series 7 and 63 required; strong communication, analytical skills; proficiency with email, internet, Excel and Word; ability to travel up to 25%.
email, internet, Microsoft Excel, Microsoft Word
2mo
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Wealth Relationship Manager - SAFE ACT - New Canaan/Norwalk, CT
New Canaan or Norwalk
$88k-$133k/yr OnsiteFull Time
5+ YOE5+ years experience; FINRA registration (SIE and Series 6/63/65 or Series 7/66) required within 150 days; MLO registration (NMLS) and Insurance Group 1 required; bachelor\u0002s or equivalent experience; Microsoft Office and financial planning software familiarity.
Microsoft Excel, Microsoft Outlook, Microsoft Word, Money Guide Pro, NaviPlan Select
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