1mo
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Investment Banking Consumer - Senior Associate / Vice President (New York, NY, US, 10019)
New York, New York, United States
$225k-$275k/yr OnsiteFull Time
3+ YOE3-4 years investment banking M&A experience; MBA desirable; strong Excel/PowerPoint; SIE/Series 63/79 required or willing to take exams.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word, SIE, Series 63, Series 79
2mo
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Financial Advisor- East Meadow, Long Island
East Meadow, New York, United States
$79k-$118k/yr OnsiteFull Time
2+ YOE2+ years in financial advice/pricing and planning; SIE, Series 7, Series 63; Series 66 or equivalent; Bachelor's degree strongly preferred; strong communication and sales skills.
SIE, Series 7, Series 63, Series 66, Financial planning software
3mo
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Entry Level - Financial Advisor - NJ, Secaucus (3857)
Secaucus, New Jersey, United States
$33k/yr OnsiteFull Time
0+ YOEEntry-level financial advisor role requiring a bachelor’s degree or equivalent, plating for licensing in Life/Health, SIE, Series 7 and 66; must be eligible to work in the United States.
Life and Health Licensing, SIE, Series 7, Series 66
2mo
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Branch Banking Client Consultant II-Licensed
North Babylon, New York, United States
$18-$28/hr OnsiteFull Time
4+ YOEHigh school or equivalent; 4-5 years customer service and sales in financial services; NMLS; Life/Health licenses within 90 days; FINRA SIE, Series 6, and Series 63 or 66 within 90 days.
NMLS, SIE, Series 6, Series 63, Series 66
1mo
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Investment Banking and Capital Markets -Banker-Consumer and Business Services Associate
New York, New York, United States
$110k-$225k/yr HybridFull Time
Bachelor’s degree; financial modeling and M&A/ capital markets experience; Series 79/63/SIE licensing preferred.
3mo
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Financial Advisor - Bronx/Queens/Long Island
Queens or Long Island
HybridFull Time
0+ YOEBachelor’s degree or equivalent experience; FINRA SIE, life and health licenses (licensed role); background check and licensing verification.
FINRA SIE, Series 7, Series 66, Life Insurance License, Health Insurance License
1mo
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Shareholder Services Senior Analyst
New York City, New York, United States
$65k-$75k/yr HybridFull Time
Bachelor's degree; strong communication; detail-oriented; SIE, Series 6 and Series 63 licenses; ability to obtain Series 7.
3mo
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Merrill Performance Coach
New York or New York or Peachtree City or Boston or Deer Park or Alpharetta or Carmel or Mount Laurel or Paramus or Pennington or Toms River or Dallas or Cincinnati or Charlotte or Century City or Saint Helena or White Plains
$140k-$207k/yr HybridFull Time
10+ YOE10+ years coaching/consulting in wealth management; senior leader coaching; travel 40%; SIE and Series 7 or ability to obtain.
2mo
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Investment Banking - Banker - Real Estate - VP - New York
New York City, New York, United States
$275k/yr OnsiteFull Time
6+ YOE6+ years investment banking experience in Real Estate; leadership; deal execution; MBA preferred; SIE/79/63 certifications.
Microsoft Office, Excel, Financial modeling
3d
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Investment Banking Associate / VP - Financial Institutions Group (New York)
New York, New York, United States
$100k-$200k/yr OnsiteFull Time
3+ YOEBachelor's in Accounting, Business Administration, or Finance required; 3+ years experience; SIE required; strong analytical, communication, and policy knowledge.
2mo
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Managing Director, ECM-Investment Banking (FINRA)-3
Ridgewood or Minneapolis
$200k/yr OnsiteFull Time
5+ YOE1+ MgmtBA required; FINRA SIE, 7, 63 and 79 licenses; 5+ years investment banking; Director-level experience; willingness to travel.
Excel, Word, PowerPoint, Outlook
1w
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Client Onboarding Associate / KYC
New York City, New York, United States
$68k-$95k/yr HybridFull Time
Bachelor's degree, familiarity with KYC/CIP and regulatory documentation, strong analytical and communication skills; FINRA SIE & Series 99 (or willingness to obtain).
Fenergo, IAPD, EDGAR, GLEIF, IHS Markit
4mo
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J.P. Morgan Wealth Management - Private Client Investment Associate - Westchester, NY
West Harrison, New York, United States
$26-$38/yr OnsiteFull Time
Active Series 7; SIE required for those registered after 2018; Series 66 and Life/Health licenses required within 120 days.
2d
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Asset & Wealth Management, Private Wealth Management, Goldman Partner Office Invest, Private Wealth Advisor, Associate - New York
New York City, New York, United States
$80k-$160k/yr OnsiteFull Time
Bachelor's degree, strong investment acumen, client relationship and business development skills; SIE, Series 7 and 63 to be obtained within three months.
2w
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Equity Research Associate - Biotech
New York, New York, United States
$160k/yr OnsiteFull Time
4+ YOEBA/BS, SIE and FINRA series (7,63,87,86 or waiver), 4+ years related experience, strong financial modeling, advanced communication and analytical skills.
2mo
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Digital Assets Operations Analyst
New York, New York, United States
$85k-$105k/yr OnsiteFull Time
Flow Traders: Provides liquidity and market making across global financial markets.
1+ YOEMinimum 1 year in Financial Operations; knowledge of Python and SQL; SIE; degree in Business/Math/CS or related field; strong communication and analytical skills.
Python, SQL
3mo
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Director Credit Sales
New York, New York, United States
OnsiteFull Time
5+ YOEFive years corporate bond market sales/institutional coverage; SIE, Series 7, 63; Bachelor's in Accounting/Finance/Business; MBA or CFA preferred.
Bloomberg, Word, Excel, PowerPoint
3w
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Financial Services Representative -Plainview, NY
Plainview, New York, United States
$45k-$75k/yr HybridFull Time
Provide inbound customer support for accounts and transactions, study for and obtain SIE/Series 7/Series 66 licenses, strong customer service skills and coachability.
2mo
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Director, Middle office Security-Based Swaps
New York, New York, United States
$170k-$200k/yr OnsiteFull Time
5+ YOE5+ years in middle office/equities swaps; strong lifecycle, reconciliations, and risk controls; excellent communication; Series 7/99/SIE preferred; bachelor’s preferred.
2mo
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Client Service Operations Manager, Neuberger Wealth
New York, New York, United States
$115k-$125k/yr OnsiteFull Time
10+ YOE10+ years in private wealth ops or client service; SIE, Series 7, 66; bachelor’s degree; process improvement; risk management; cross-functional collaboration.
CRM systems, Microsoft Office, Workflow/operational platforms
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