85 sie jobs at 25 companies in Youngtown, AZ
4w
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Consumer Investments - Investment Specialist Trainee - Arizona (Obtain SIE Series 7 & 66)
Chandler, Arizona, United States
OnsiteFull Time
1+ YOEPrepare for SIE, Series 7 and 66 exams; client-focused with sales aptitude, strong communication, computer skills, and ability to refer clients to specialists.
2mo
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Team Manager, Premier Relationship Management
Gilbert or Sandy or Alpharetta
OnsiteFull Time
2+ YOELead a team delivering relationship management; ensure KPIs; require SIE, Series 7, 63, 9/10 licenses; 2+ years experience; authorized to work in the United States; visa sponsorship not required.
MS Word, Excel, PowerPoint, Salesforce, SIE, Series 7, Series 63, Series 9/10
2mo
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Senior Associate, Participant Services
Phoenix, Arizona, United States
$42k-$62k/yr HybridFull Time
2+ YOEActive FINRA Series 6 and SIE licenses; strong communication; problem-solving; bilingual a plus; customer service in financial services.
Salesforce, Online account access
2mo
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Senior Manager, Risk Advice
Minneapolis or Chicago or Phoenix or Charlotte
OnsiteFull Time
6+ YOE6+ years in strategic risk/compliance or product management; strong communication; leadership; organized; SIE exam or able to obtain within 180 days.
1mo
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Global Financial Crimes Senior Investigator (Brokerage)
Charlotte or Phoenix or Dallas or Chicago or Jacksonville
$90k-$115k/yr OnsiteFull Time
5+ YOE5+ years financial crimes investigation experience, brokerage/investment knowledge, FINRA SIE or Series 7, AML investigation experience, and Microsoft Excel proficiency.
Microsoft Excel
1mo
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Trading and Experience Consultant
Phoenix or Fairfield
HybridFull Time
FINRA SIE and Series 7 required; experienced trainer with system support and troubleshooting skills; ability to develop and deliver in-person and virtual training; strong communication and customer-focus.
WealthPort
1w
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Registered Client Service Associate (Scottsdale, AZ)
Scottsdale, Arizona, United States
OnsiteFull Time
1+ YOE1+ years securities or related experience preferred; requires SIE and Series registrations (7,63,65/66 as required); proficiency with CRM and Excel; strong communication, multitasking, and industry knowledge.
Client Relationship Management (CRM) software, Excel
2mo
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Financial representative
Phoenix, Arizona, United States
FieldFull Time
Ability to obtain or hold life insurance license, SIE, Series 6 and/or 7, and Series 63; pass background and regulatory checks; integrity, leadership, and relationship-building skills.
1w
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Sales Practice Principal
Chicago or St. Petersburg or Tampa or Tempe
$96k-$162k/yr OnsiteFull Time
3+ YOE3+ years financial services experience with supervisory background; required or willing to obtain FINRA registrations (SIE, Series exams); strong regulatory, compliance, analytical and leadership skills.
1w
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Financial Consultant I – Principal Connection (Multiple Locations)
Des Moines or Charlotte or Raleigh or Richmond or Grand Island or Minneapolis or St. Louis or Chicago or Denver or Salt Lake City or Atlanta or Dallas or Fort Worth or Phoenix or Miami or Tampa or Jacksonville or Orlando or San Diego or Bridgewater or Cherry Hill or Princeton or Austin
$27-$40/hr HybridFull Time
2+ YOEBachelor's degree plus 2+ years' experience, ability to obtain SIE and Series registrations, strong communication, retail investment and retirement plan knowledge, and desktop computer proficiency.
1d
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Commercial Auto West Market Executive
Irvine or Los Angeles or Phoenix or Nevada or Oregon or Utah or Washington
$250k-$420k/yr OnsiteFull Time
10+ YOE4+ MgmtRequires 10+ years of Commercial Banking Relationship Management or leadership experience and 4+ years of management experience, with strong credit, client relationship, and strategic leadership expertise.
GPL, FINRA, SIE
1mo
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Team Leader
Tempe or St. Louis
HybridFull Time
2+ YOE3+ MgmtSeries 7 (SIE and Top Off) required, bachelor’s degree or equivalent experience, 3+ years leadership/management experience in financial services (or equivalent), strong coaching, analytical, and stakeholder skills.
2w
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Digital Manager, Service Center
Fort Mill or Tempe
$67k-$111k/yr OnsiteFull Time
6+ YOE2+ MgmtBachelor's degree or 6+ years progressive experience, 2+ years team lead/manager, SIE and S7, strong coaching, data-driven process improvement, customer service and communication skills.
Microsoft Dynamics, CXOne
2mo
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Sr. Manager, Active Trader Relationship Management
Chicago or Alpharetta or Gilbert or Sandy or Tampa or Jersey City
$110k-$190k/yr OnsiteFull Time
5+ YOE2+ MgmtRequires 5+ years relevant experience (including 2+ years leading managers), SIE and Series registrations, active trading knowledge, leadership and compliance experience, and legal authorization to work in the U.S.
E*TRADE, Salesforce, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
3w
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Financial Advisor
Gilbert, Arizona, United States
$61k-$250k/yr OnsiteFull Time
Bachelor's degree, ability to build client relationships, obtain licenses (Life/Accident & Health, SIE, Series 6,7,63), entrepreneurial mindset, strong communication, legal US work authorization required.
1w
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Advisor Support Supervisor
Scottsdale or Atlanta
$55k-$58k/yr HybridFull Time
2+ YOE2+ MgmtMinimum 2 years related industry experience; supervisor experience preferred. Requires strong communication, coaching, and advisor-facing support skills; CRM/Salesforce and SIE/Series 7 familiarity a plus.
CRM, Salesforce
2mo
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Multiline Registered Representative
Scottsdale, Arizona, United States
FieldFull Time
Obtain required securities and insurance licenses (Series 6, Series 63, SIE, property & casualty, life & health); relationship-building, sales, and business ownership skills; coaching and marketing support available.
RBC Wealth Management
3w
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2027 Financial Advisor Development Program - Summer Analyst Opportunity (OH, TX, AZ)
Tempe or Westerville or Plano
OnsiteInternship, Full Time
Undergraduate student (graduating Dec 2027–Jun 2028), strong leadership and client-service skills, interest in financial advising, ability to study for and take the FINRA SIE exam, authorized to work in the U.S.
HireVue
3w
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Digital Manager, Service Center
Fort Mill or Charlotte or Tempe
$67k-$111k/yr OnsiteFull Time
6+ YOE2+ MgmtBachelor's degree or 6+ years related experience, 2+ years managing teams, SIE and Series 7 required/obtainable, strong coaching, data-driven process improvement, customer service and communication skills.
Microsoft Dynamics, CXOne
2mo
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New Grad 2027 - Financial Service Professional (Tempe)
Tempe, Arizona, United States
$21-$35/hr OnsiteFull Time
0+ YOEBachelor’s degree or equivalent; SIE license required within 60 days; 0-2 years client-facing experience; in-person training for 4-5 months; graduation between Dec 2025 and Dec 2026.