3+ YOEBachelor's degree and 3 years relevant experience; experience with regulatory/compliance in financial services; strong analytical, communication, and interpersonal skills; Series 7, 9 and 10 or ability to obtain; ability to work independently.
1+ YOEBachelor's degree in finance/business, 1-3 years experience (operations or compliance in financial services preferred), willingness to pursue IACCP/CRCP, and authorization to work in the U.S.
CME GroupNASDAQ: CME: Operates global derivatives marketplaces for trading futures and options.
3+ YOEUndergraduate degree in finance/economics, 3+ years compliance or regulatory experience, deep knowledge of CFTC Part 39/Core Principles and PFMI, strong analytical and communication skills.
Invenergy: Develops and operates utility-scale renewable and clean energy projects.
3+ YOEBachelor's degree, 3+ years compliance or equivalent experience, technical writing, project management, Microsoft Office/SharePoint/Adobe Acrobat proficiency, 5-10% travel, eligible to work in the U.S. without sponsorship.
Microsoft Office, Microsoft SharePoint, Adobe Acrobat, Karta, Archer Tool
Invenergy: Develops, builds, and operates large-scale sustainable energy infrastructure projects.
3+ YOEBachelor's degree in a related field, 3+ years compliance or equivalent experience, technical writing and project management skills, proficient with Microsoft Office, SharePoint, and Adobe Acrobat, willingness to travel 5-10%, eligible to work in the U.S. without sponsorship.
Microsoft Office, Microsoft SharePoint, Adobe Acrobat, Karta, Archer
ChimeNasdaq: CHYM: Provides mobile banking and financial tools for everyday consumers.
6+ YOE6+ years in banking/credit/payments/product compliance; deep knowledge of UDAAP, Reg Z, Reg E, Reg DD, BSA, FCRA, VISA rules, and state money transmission; experience with compliance risk assessments and stakeholder collaboration.
Options Clearing Corporation: Clearing and settlement for equity derivatives and options.
1+ YOE1-3 years related experience, familiarity with trading/trade monitoring, compliance training and policy governance, strong analytical and communication skills, ability to manage multiple projects and adapt to changing priorities.
Advyzon: Cloud-based all-in-one technology platform for financial advisors.
1+ YOEBachelor's degree required, 1+ years compliance or operations experience in financial services preferred; strong attention to detail, analytical and communication skills, interest in automation and AI.
IQ-EQ: Provides administration and compliance services for the investment sector.
2+ YOEBachelor's degree and 2+ years compliance experience; knowledge of Advisers Act, Investment Company Act and FINRA/NFA/CFTC rules; MS Excel/Word proficiency; strong analytical, communication and client-facing skills.
Illinois Housing Development Authority: Finances and supports affordable housing initiatives throughout Illinois.
4+ YOEJ.D. and active Illinois bar membership required; 4+ years in corporate/contract/administrative/compliance law; 2+ years supervisory/project leadership; experience with procurement, IT contracts, and regulatory initiatives preferred.
Miami or Atlanta or Washington or Dallas or Chicago or Phoenix or New York City
$260k-$365k/yrOnsiteFull Time
Greenberg Traurig: Provides global legal representation and corporate advisory services.
6+ YOEMinimum 6 years financial services regulatory and compliance experience; knowledge of BSA/AML, sanctions, third-party risk, consumer compliance; strong legal research, analysis, and writing; admitted or eligible for bar admission.
Futures Surveillance Compliance Associate , Chicago - Chicago, United States
Chicago, Illinois, United States
$89k-$155k/yrHybridFull Time
Societe GeneraleEuronext Paris: GLE: Global provider of retail, investment, and private banking services.
2+ YOE2+ years experience in trade surveillance or compliance, knowledge of banking/broker-dealer/futures regulations, strong attention to detail, analytical and communication skills, proficiency with Excel/Word/PowerPoint.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Phoenix or Tempe or Boise or Chicago or Boston or Portland or Dallas or Fort Worth or Houston
OnsiteFull Time
KPMG: Global professional services network providing audit, tax, and advisory.
3+ YOEMinimum 3 years recent experience including ≥2 years in personal property tax compliance using PTMS; bachelor’s degree required; CMI preferred; strong property tax knowledge and multi-state compliance experience.
Waystone: Provides governance and administration services to the asset management industry.
2+ YOE2-4 years’ experience in financial services; strong English skills; proficient with Microsoft Office, especially Excel; detail-oriented; able to work independently; travel under 10%
Ulta BeautyNASDAQ: ULTA: Largest US beauty retailer selling cosmetics and salon services.
0+ YOE0-2 years in cybersecurity/IT compliance or related field. Bachelor's or equivalent experience, foundational security knowledge, familiarity with SOX/PCI/NIST/ISO/COBIT, strong communication and analytical skills, Microsoft Office proficiency.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word
Associate degree in business-related field required; experience with document review and Microsoft Excel; valid driver's license and ability to commute to client sites; 2+ years payroll compliance auditing preferred.
Denver or Arlington or Atlanta or Austin or Asheboro or Baltimore or Birmingham or Chicago or Dallas or Hackensack or Fort Lauderdale or Fairfield or Dedham or Houston or Los Angeles
$80k-$132k/yrRemoteFull Time
Aprio: Provides business advisory, accounting, and tax services globally.
3+ YOEMinimum 3 years in information security or IT compliance; experience with compliance engagements and frameworks; cloud security knowledge; GRC tooling; strong communication.
Motion, Drata, Anecdotes, Hyperproof, Slack, MS Office Suite, ProStaff
Kantar: Provides global market research, consumer insights, and consulting services.
3+ YOEBachelor's in accounting required; 3+ years tax experience; strong federal/state tax knowledge; CPA or Master's preferred; experience with Sage, tax research software, Microsoft Office and AI tools.
Sage, tax research software, Microsoft Office, AI-enabled tools