1,469 compliance associate jobs at 612 companies in California
5d
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Compliance Associate
Laguna Woods or South Orange County
$25-$26/hr OnsiteFull Time
2+ YOEBachelor's degree or equivalent experience, 2+ years of compliance experience, strong communication and organizational skills, attention to detail, Microsoft Office proficiency, independent work ability, and reliable transportation.
Microsoft Office Suite
1mo
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Onsite Compliance Associate
San Francisco, California, United States
$47k-$64k/yr OnsiteFull Time
2+ YOEHigh school diploma, 2 years office experience, 1–3 years operations/administrative/compliance experience, strong attention to detail, ability to manage high-volume process-driven work, and ability to work onsite on scheduled days.
CMS, Microsoft Office
3mo
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Compliance Operations Associate
Berkeley, California, United States
$100k-$105k/yr HybridFull Time
2+ YOE2-5 years of compliance/investment management experience; bachelor’s degree in finance or accounting; authorization to work in the United States.
1mo
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Legal & Compliance Associate
San Francisco, California, United States
$80k-$90k/yr HybridFull Time
0+ YOEBachelor's degree with strong academics (GPA ≥3.5), 0–1 years' experience, strong communication, critical thinking, and client-facing judgment; ability to design trainings and develop compliance policies.
6d
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Senior Associate, Portfolio Compliance
New York City or Los Angeles
$130k-$150k/yr OnsiteFull Time
5+ YOEBachelor's degree and 5+ years in portfolio compliance or related operations; experience with compliance platforms, complex exceptions, investment products, Excel, large datasets, and regulatory frameworks.
Allvue, Microsoft Excel
1w
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Senior Associate, Compliance
Los Angeles or Newport Beach or Boston or Sarasota
$90k-$110k/yr HybridFull Time
3+ YOEBachelor’s degree and 3–5 years of financial industry experience, preferably in asset management. Requires knowledge of investment regulations, SEC Marketing Rule, analytical skills, accuracy, judgment, communication, and deadline management.
Microsoft Office Suite, Charles River, Star Compliance
1mo
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Associate Compliance Manager, Complaints
United States or Canada or San Carlos or Columbus or Austin or New York City
$116k-$160k/yr RemoteFull Time
5+ YOEBachelor's degree or equivalent, 5+ years second-line compliance or complaints oversight in banking/financial services, CRCM required, experience with complaint trend analysis and compliance monitoring, strong communication skills.
2mo
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Senior Associate, Product Compliance
Chicago or New York City or San Francisco
$101k-$140k/yr HybridFull Time
6+ YOE6+ years in banking/credit/payments/product compliance; deep knowledge of UDAAP, Reg Z, Reg E, Reg DD, BSA, FCRA, VISA rules, and state money transmission; experience with compliance risk assessments and stakeholder collaboration.
4d
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Associate Director IT Compliance
South San Francisco or United States
$160k-$180k/yr OnsiteFull Time
Bachelor's degree and significant IT compliance, governance, risk, information security, quality, or regulated technology experience. Requires audit, ISMS, ISO 27001, GxP, vendor compliance, and cross-functional stakeholder experience.
ServiceNow, Microsoft SharePoint, Smartsheet, Microsoft 365, GRC platforms
6d
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Associate Director, Legal-Compliance
San Diego, California, United States
$173k-$225k/yr OnsiteFull Time
8+ YOEBachelor's degree and 8+ years of relevant compliance, audit, or monitoring experience, including 5+ years in life sciences healthcare compliance. Requires analytics, project management, reporting, and regulatory expertise.
Microsoft Excel, Tableau, Microsoft Power BI, ChatGPT, Microsoft SharePoint, Smartsheet, Microsoft Project, Microsoft Planner, Microsoft Word, Microsoft PowerPoint
2w
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Compliance Associate
Santa Fe Springs, California, United States
OnsiteFull Time
1+ YOEAssociate degree or equivalent or regulatory experience,1 year regulatory experience in food,knowledge of FDA/USDA rules,MS Office (Word,Excel),strong communication and documentation skills.
Microsoft Word, Microsoft Excel, Microsoft Office
2w
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Compliance Associate
Santa Fe Springs, California, United States
$28-$34/hr OnsiteFull Time
Wismettac Asian Foods: Imports and distributes Japanese and Pan Asian food products.
1+ YOEAssociate degree or equivalent/regulatory experience,1 year regulatory experience in a food company,proficiency with Microsoft Word and Excel,knowledge of FDA/USDA regulations preferred,ability to travel internationally.
Microsoft Word, Microsoft Excel, Microsoft Office
3mo
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Compliance Coordinator
San Bernardino, California, United States
$29-$34/hr HybridFull Time
2+ YOEMinimum 2 years in healthcare admin, claims or compliance; Education: High School diploma required; preferred: Associate/Bachelor in Healthcare Admin, Business Admin, Compliance; CPCO/CHC preferred.
EZ Cap, Microsoft Office Suite
2mo
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Associate Director, GVP Compliance
Dublin or Shanbally or London or Novato
HybridFull Time
8+ YOE8+ years in regulated healthcare quality/compliance with pharmacovigilance (GVP) experience; knowledge of FDA/EMA/ICH/GCP; experience with inspections, audits, QMS; strong communication, strategic thinking, and MS Office skills; Bachelor's in life sciences (master's preferred).
Microsoft Office
2d
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Consultant | Regulatory & Compliance
New York City or Los Angeles or Charlotte or Chicago
$100k-$120k/yr HybridFull Time
1+ YOEBachelor's degree or equivalent; 1–3 years of compliance experience; knowledge of SEC, CFTC, and NFA requirements; strong Microsoft Office skills and client-facing communication.
Microsoft Teams, Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, MyComplianceOffice, Global Relay
3d
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Compliance, Private Wealth Management (PWM), Associate, San Francisco
San Francisco, California, United States
$85k-$140k/yr OnsiteFull Time
3+ YOEBachelor's degree and three years of relevant financial industry compliance experience required. Strong analytical, risk assessment, communication, relationship-building, and adaptability skills; Series 7, 9, and 10 required or obtainable.
1w
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Associate Director, Compliance, Field Commercialization (West)
Redwood City, California, United States
$186k-$233k/yr HybridFull Time
12+ YOEBachelor's required, advanced degree preferred; 12+ years compliance/legal/regulatory experience in biopharma supporting Commercial and Medical Affairs; proven leadership, program development, risk management, and stakeholder influence skills.
1mo
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Legal and Compliance Ops Associate
San Francisco, California, United States
$75k-$113k/yr HybridFull Time
3+ YOE3+ years paralegal or legal/compliance experience; manage regulatory licensing, develop processes, track and report compliance; strong attention to detail, project and time management, and analytical skills.
1mo
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Compliance Analyst-HMDA
San Diego, California, United States
$26-$34/hr OnsiteFull Time
2+ YOEAssociates or equivalent and 2+ years mortgage operations/compliance experience. Knowledge of HMDA, residential lending, regulatory interpretation, strong attention to detail and communication skills.
3w
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Associate – Investment Guideline Compliance
Newport Beach, California, United States
$87k-$93k/yr OnsiteFull Time
2+ YOEBachelor's in finance or related field,2+ years relevant experience in compliance/portfolio operations,strong Excel and analytical skills,knowledge of global markets and investment guidelines.
Bloomberg, SQL, Business Objects, Microsoft Excel
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