1,256 compliance associate jobs at 527 companies in Dover, NJ
1mo
Save
Mark Applied
Hide
Compliance, Associate
New York City, New York, United States
OnsiteFull Time
2+ YOE2+ years compliance experience in financial services; strong communication, attention to detail, familiarity with Advisers Act/FINRA preferred; Series 7 and Series 24 licenses or willingness to obtain.
1mo
Save
Mark Applied
Hide
Compliance Associate
New York, New York, United States
$50k-$999k/yr HybridFull Time
3+ YOE3+ years compliance/KYC/AML experience in fintech/payments/crypto; experience with transaction monitoring, KYB/KYC, OFAC/PEP screening, SAR preparation, and BSA/AML requirements.
OFAC, PEP, FinCEN, FATF, transaction monitoring platforms, blockchain analytics tools
1mo
Save
Mark Applied
Hide
Associate, Compliance
New York, New York, United States
OnsiteFull Time
5+ YOEBachelor's degree required; 5+ years compliance experience in hedge funds/asset management; strong knowledge of U.S. regulatory framework; familiarity with multiple asset classes; attention to detail and stakeholder engagement skills.
Microsoft Office
2d
Save
Mark Applied
Hide
Compliance Associate, Content
New York City, New York, United States
HybridFull Time
Bachelor's degree or relevant compliance experience; financial services compliance experience preferred. Requires strong English communication, attention to detail, proofreading, analytical, and stakeholder relationship skills.
1w
Save
Mark Applied
Hide
Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
1w
Save
Mark Applied
Hide
Compliance Associate
New York City or Overland Park
$65k-$93k/yr HybridFull Time
2+ YOEBachelor's degree in business or related field or equivalent experience; 2–4 years relevant experience; insurance and securities regulatory knowledge; strong communication; Series SIE and Series 6 within one year.
AI
2w
Save
Mark Applied
Hide
Compliance Associate - Experts & Research
New York, New York, United States
$70k-$160k/yr OnsiteFull Time
3+ YOE3+ years compliance experience in due diligence or surveillance; experience with research/expert compliance; bachelor's or law degree preferred; FINRA SIE/Series 7/Series 3/IACCP a plus; strong attention to detail and Excel proficiency.
Microsoft Excel
1w
Save
Mark Applied
Hide
Compliance, Enterprise Compliance Office- Risk Assessments, Associate, NY
New York City, New York, United States
$85k-$140k/yr OnsiteFull Time
3+ YOEBachelor's degree, 3–4 years in compliance or risk management, RCSA or compliance risk assessment experience, stakeholder and project management skills, MS Office, reporting, and analytical skills.
Microsoft Office, Microsoft PowerPoint, Microsoft Excel
1d
Save
Mark Applied
Hide
Compliance Associate/Consultant
New York or Los Angeles or Charlotte or Chicago
$90k-$120k/yr HybridFull Time
1+ YOEBachelor's degree or equivalent and 1–3 years of compliance experience. Requires regulatory knowledge, strong Microsoft Office skills, organization, analytical judgment, and client communication abilities.
Microsoft Teams, Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, MyComplianceOffice, Global Relay, Form ADV, Form 13, SEC, CFTC, NFA, Advisers Act
1w
Save
Mark Applied
Hide
Compliance Operations Associate
New York City, New York, United States
OnsiteFull Time
1+ YOERequires 1–3+ years in compliance, quality assurance, operations, audit support, or related work; strong organization, detail orientation, communication, spreadsheet proficiency, and auditor-facing skills.
Microsoft Excel, Google Sheets
1mo
Save
Mark Applied
Hide
Distribution Compliance Associate
New York, New York, United States
$100k-$125k/yr OnsiteFull Time
2+ YOEBachelor's in business/finance or related; minimum 2 years relevant compliance experience; knowledge of broker-dealer and investment adviser rules; strong analytical, communication, and problem-solving skills.
3d
Save
Mark Applied
Hide
Compliance Coordinator
Burlington Township or Westampton or Southampton Township or Marlton or Mount Laurel or Willingboro or Trenton or Columbus or Hamilton Township or Camden or Wrightstown or Fort Dix or McGuire Air Force Base or Mount Holly
OnsiteFull Time
2+ YOEAssociate degree required; bachelor's preferred. Requires 2–3 years of administrative, compliance, healthcare, regulatory, legal, audit, or project-coordination experience and strong organization, writing, confidentiality, and reporting skills.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook, Microsoft Teams, Relias, PolicyPro, Microsoft SharePoint, learning-management system, compliance systems
1mo
Save
Mark Applied
Hide
Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
1mo
Save
Mark Applied
Hide
Compliance, Enterprise Compliance Office- Risk Assessments, Associate, NY
New York, New York, United States
OnsiteFull Time
3+ YOEBachelor's degree, 3+ years compliance or risk experience in financial services or consulting, RCSA experience, strong stakeholder and project management, advanced Excel/PowerPoint skills.
MS Office, Microsoft PowerPoint, Microsoft Excel, AI tooling
1w
Save
Mark Applied
Hide
Senior Associate, Portfolio Compliance
New York City or Los Angeles
$130k-$150k/yr OnsiteFull Time
5+ YOEBachelor's degree and 5+ years in portfolio compliance or related operations; experience with compliance platforms, complex exceptions, investment products, Excel, large datasets, and regulatory frameworks.
Allvue, Microsoft Excel
1mo
Save
Mark Applied
Hide
Associate Compliance Manager, Complaints
United States or Canada or San Carlos or Columbus or Austin or New York City
$116k-$160k/yr RemoteFull Time
5+ YOEBachelor's degree or equivalent, 5+ years second-line compliance or complaints oversight in banking/financial services, CRCM required, experience with complaint trend analysis and compliance monitoring, strong communication skills.
2mo
Save
Mark Applied
Hide
Senior Associate, Product Compliance
Chicago or New York City or San Francisco
$101k-$140k/yr HybridFull Time
6+ YOE6+ years in banking/credit/payments/product compliance; deep knowledge of UDAAP, Reg Z, Reg E, Reg DD, BSA, FCRA, VISA rules, and state money transmission; experience with compliance risk assessments and stakeholder collaboration.
4w
Save
Mark Applied
Hide
Senior Compliance Associate - Policies & Procedures
Jersey City, New Jersey, United States
$185k-$210k/yr OnsiteFull Time
10+ YOEBachelor's degree and 10+ years compliance experience in asset management with focus on the Investment Company Act and Investment Advisers Act, strong writing, research, organization, and communication skills.
1mo
Save
Mark Applied
Hide
Legal & Compliance, Research Compliance Associate
New York, New York, United States
$73k-$80k/yr HybridFull Time
0+ YOEBachelor's degree required, 0-1 years work experience, minimum 3.5 GPA, strong proofreading and attention to detail, English fluency, extracurricular leadership preferred.
2w
Save
Mark Applied
Hide
Associate, US Marketing and Distribution Compliance
New York City, New York, United States
$100k-$130k/yr HybridFull Time
3+ YOEBachelor’s degree and 3–4 years of legal or regulatory compliance experience in asset management, with marketing regulations knowledge, strong analysis, communication, organization, and project management skills.
FINRA Rule 2210, SEC Investment Adviser Marketing Rule, Advisers Act
Explore Jobs