1,334 compliance associate jobs at 568 companies in Elmhurst, NY
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Compliance, Associate
New York City, New York, United States
OnsiteFull Time
2+ YOE2+ years compliance experience in financial services; strong communication, attention to detail, familiarity with Advisers Act/FINRA preferred; Series 7 and Series 24 licenses or willingness to obtain.
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Compliance Associate
New York, New York, United States
$50k-$999k/yr HybridFull Time
3+ YOE3+ years compliance/KYC/AML experience in fintech/payments/crypto; experience with transaction monitoring, KYB/KYC, OFAC/PEP screening, SAR preparation, and BSA/AML requirements.
OFAC, PEP, FinCEN, FATF, transaction monitoring platforms, blockchain analytics tools
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Associate, Compliance
New York, New York, United States
OnsiteFull Time
5+ YOEBachelor's degree required; 5+ years compliance experience in hedge funds/asset management; strong knowledge of U.S. regulatory framework; familiarity with multiple asset classes; attention to detail and stakeholder engagement skills.
Microsoft Office
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Compliance Associate, Content
New York City, New York, United States
HybridFull Time
Bachelor's degree or relevant compliance experience; financial services compliance experience preferred. Requires strong English communication, attention to detail, proofreading, analytical, and stakeholder relationship skills.
2w
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
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Sr. Associate, Compliance
Darien, Connecticut, United States
OnsiteFull Time
4+ YOEBachelor’s degree and at least 4 years of experience at an SEC-registered investment advisor or compliance advisory firm. Requires strong communication, analytical, policy-writing, regulatory, and Microsoft 365 skills.
Microsoft 365, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
2w
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Compliance Associate
New York City or Overland Park
$65k-$93k/yr HybridFull Time
2+ YOEBachelor's degree in business or related field or equivalent experience; 2–4 years relevant experience; insurance and securities regulatory knowledge; strong communication; Series SIE and Series 6 within one year.
AI
3w
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Compliance Associate - Experts & Research
New York, New York, United States
$70k-$160k/yr OnsiteFull Time
3+ YOE3+ years compliance experience in due diligence or surveillance; experience with research/expert compliance; bachelor's or law degree preferred; FINRA SIE/Series 7/Series 3/IACCP a plus; strong attention to detail and Excel proficiency.
Microsoft Excel
3w
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Compliance Operations Associate
New York City, New York, United States
OnsiteFull Time
1+ YOERequires 1–3+ years in compliance, quality assurance, operations, audit support, or related work; strong organization, detail orientation, communication, spreadsheet proficiency, and auditor-facing skills.
Microsoft Excel, Google Sheets
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Distribution Compliance Associate
New York, New York, United States
$100k-$125k/yr OnsiteFull Time
2+ YOEBachelor's in business/finance or related; minimum 2 years relevant compliance experience; knowledge of broker-dealer and investment adviser rules; strong analytical, communication, and problem-solving skills.
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2w
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Senior Associate, Portfolio Compliance
New York City or Los Angeles
$130k-$150k/yr OnsiteFull Time
5+ YOEBachelor's degree and 5+ years in portfolio compliance or related operations; experience with compliance platforms, complex exceptions, investment products, Excel, large datasets, and regulatory frameworks.
Allvue, Microsoft Excel
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Associate Compliance Manager, Complaints
United States or Canada or San Carlos or Columbus or Austin or New York City
$116k-$160k/yr RemoteFull Time
5+ YOEBachelor's degree or equivalent, 5+ years second-line compliance or complaints oversight in banking/financial services, CRCM required, experience with complaint trend analysis and compliance monitoring, strong communication skills.
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Senior Compliance Associate - Policies & Procedures
Jersey City, New Jersey, United States
$185k-$210k/yr OnsiteFull Time
10+ YOEBachelor's degree and 10+ years compliance experience in asset management with focus on the Investment Company Act and Investment Advisers Act, strong writing, research, organization, and communication skills.
2mo
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Legal & Compliance, Research Compliance Associate
New York, New York, United States
$73k-$80k/yr HybridFull Time
0+ YOEBachelor's degree required, 0-1 years work experience, minimum 3.5 GPA, strong proofreading and attention to detail, English fluency, extracurricular leadership preferred.
2d
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Associate Director, Product Compliance
New York City or Salt Lake City or San Francisco
$150k-$220k/yr HybridFull Time
8+ YOERequires 8+ years in product compliance, regulatory risk, fintech, lending, payments, banking, or financial services; expertise in consumer protection regulations and AI-enabled compliance tooling.
AI, automated monitoring, compliance tooling, AI-assisted review systems, agent-based workflows
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Associate Director - Central Compliance (Funds)
Dublin or Ireland or Luxembourg or Zurich or Lisbon or London or New York City or Cayman Islands or Europe
OnsiteFull Time
8+ YOEUniversity degree, 8+ years compliance experience in the funds industry, team management experience, knowledge of AIF/UCITS and fund regulation, ability to design Compliance Monitoring Programmes and analyse regulatory change.
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Associate Director, Corporate Compliance
New York City, New York, United States
$149k-$196k/yr HybridFull Time
7+ YOE5+ Mgmt7+ years healthcare compliance experience, 5+ years managing compliance teams, experience applying state and federal health insurance statutes, ability to lead investigations, develop training, and monitor corrective action plans.
3w
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Compliance Associate, Market Surveillance
New York City, New York, United States
$111k-$140k/yr OnsiteFull Time
3+ YOE3+ years trade surveillance or market abuse investigation experience; bachelor\u0002s degree in a related field; proficiency with surveillance and transaction monitoring tools; experience with AI/LLM-assisted workflows; strong analytical and communication skills.
surveillance platforms, transaction monitoring systems, AI-assisted surveillance tooling, LLM-powered investigation tools, on-chain analytics
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