216 compliance associate jobs at 116 companies in Gaffney, SC
6d
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Senior Associate, Core Compliance
Charlotte, North Carolina, United States
OnsiteFull Time
2+ YOERequires 2–5 years of investment adviser compliance experience, familiarity with Codes of Ethics and conflicts policies, strong communication, independent judgment, collaboration, prioritization, and delivery skills.
1w
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Senior Associate, Trade Compliance Foreign-Trade Zone
Los Angeles or San Francisco or Miami or Atlanta or Chicago or Boston or Detroit or Charlotte or New York City or Philadelphia or Dallas or Houston or McLean
OnsiteFull Time
3+ YOERequires 3+ years of recent import/export experience, a bachelor's degree or advanced professional degree, FTZ and trade compliance expertise, Microsoft Excel and Access skills, and domestic and international travel availability.
Microsoft Excel, Microsoft Access
3d
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Compliance Specialist I
Spartanburg, South Carolina, United States
OnsiteFull Time
1+ YOE1+ years in compliance, audit, risk, operations, or financial services preferred; associate degree or relevant experience preferred. Requires MS Office proficiency, analytical and communication skills, and independent collaboration.
Microsoft Outlook, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint
2w
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Compliance Administrative Associate
Simpsonville, South Carolina, United States
OnsiteFull Time
Associate's degree required; bachelor's preferred. Administrative or operations experience preferred. Requires organization, multitasking, communication, computer proficiency, and U.S. Person status.
Microsoft Office, Oracle, Lotus Notes, Concur, Microsoft SharePoint
1mo
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Privacy Compliance Coordinator
Charlotte, North Carolina, United States
OnsiteFull Time
6+ YOE6–7 years healthcare privacy/compliance experience, associate or bachelor degree in related field, knowledge of HIPAA and state privacy laws, strong communication, analytical and MS Office skills.
Microsoft Office, Microsoft Outlook, Microsoft Word, Microsoft Teams
2mo
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Junior Compliance Officer - Southeast: Charlotte, Atlanta, Tampa, Miami
Charlotte or Atlanta or Tampa or Miami
OnsiteFull Time
Associate's degree required, strong data-entry and database query skills, proficiency with Microsoft Word/Excel/Office, attention to detail, ability to complete DHS/ICE training and obtain Tier 4 public trust clearance.
Microsoft Word, Microsoft Excel, Microsoft Office, DHS databases
2mo
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SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance
New York City or Fort Mill or Charlotte
$213k-$355k/yr OnsiteFull Time
10+ YOEExperienced attorney with 10+ years advising broker-dealer or investment advisory businesses on SEC/FINRA regulatory compliance, enforcement defense, and corporate transactions; proven team leadership and strategic judgment.
1mo
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SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance
New York or Fort Mill or Charlotte
$213k-$355k/yr OnsiteFull Time
10+ YOEExperienced attorney with 10+ years advising broker-dealer and investment advisory businesses on SEC/FINRA regulatory compliance, enforcement defense, litigation/arbitration, and M&A; ability to lead and develop legal teams.
2mo
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Associate Manager, SAM
Charlotte or United States
$117k/yr RemoteFull Time
7+ YOE7+ years in compliance operations/financial crimes/AML with program management experience, hands-on TM/screening/EDD knowledge, experience building AI agents and automation, and experience managing content lifecycles and small teams.
4d
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401(k) Compliance Consultant
Dubuque or Charlotte
RemoteFull Time
3+ YOEAssociate degree or 3 years of retirement industry experience required; QKA designation preferred. Responsibilities include nondiscrimination testing, corrective actions, and Form 5500 reporting.
1w
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OSH Safety Compliance Officer I
Mecklenburg County, North Carolina, United States
$58k-$61k/yr FieldFull Time
2+ YOEBachelor's degree plus 2 years of occupational safety and health inspection experience, or associate degree plus 4 years, or equivalent education and experience. Requires driver's license and strong report-writing, communication, and inspection skills.
North Carolina Field Information System (FIS), Field Operations Manual (FOM)
1mo
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Mergers & Acquisitions - Senior Associate
Charlotte, North Carolina, United States
OnsiteFull Time
6+ YOE6+ years of M&A and private equity experience, law degree required, NC Bar eligibility preferred, experience supervising junior associates, drafting and negotiating transaction documents.
2w
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2L Summer Associate
Atlanta or Birmingham or Charlotte or Dallas or Houston or Huntsville or Jackson or Montgomery or Nashville or Tampa
OnsiteInternship
Law student eligible for summer associate program; willing to perform substantive legal work, attend trials/depositions/closings, and participate in mentoring and firm events.
1mo
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Commercial Litigation Associate
Charlotte, North Carolina, United States
$160k-$200k/yr OnsiteFull Time
5+ YOEJ.D. from ABA-accredited law school, admission to the North Carolina bar, 5-15 years litigation experience, strong legal writing, research, and communication skills.
2w
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Midlevel Tax Associate
Charlotte or New York City or Washington
$270k-$365k/yr HybridFull Time
4+ YOE4-6 years transactional tax experience; drafting and reviewing partnership, JV, and LLC agreements; tax aspects of equity/debt financings; drafting tax provisions in M&A documents; renewable energy tax experience preferred; strong academics and communication.
3w
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Administrative Assistant - Enterprise Compliance
Philadelphia or Birmingham or Charlotte
OnsiteFull Time
4+ YOEProvides confidential administrative support to Enterprise Compliance leaders; strong Microsoft Office skills, calendar and travel coordination, report and presentation preparation; typically requires an Associates and 4+ years related experience.
Microsoft Outlook, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
3mo
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2027 2L Summer Associate
Atlanta or Baltimore or Boston or Charleston or Charlotte or Chicago or Columbia or Dallas or Plano or Denver or Fort Lauderdale or Greenville or Houston or Huntington or Los Angeles or Torrance or Miami or Minneapolis or Nashville or New York or Orlando or Pittsburgh or Raleigh or Richmond or San Diego or Washington
OnsiteMultiple Commitments Available
Law students apply with resume, unofficial transcript, and cover letter; evaluated on academic performance, extracurricular activities, leadership, and other accomplishments.
2mo
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Associate Attorney- Relocation Required
Albuquerque or New Mexico or Charlotte
$200k-$400k/yr OnsiteFull Time
5+ YOE5+ years personal injury or insurance defense experience; willingness to relocate to Albuquerque, NM; strong teamwork and client-advocacy skills; litigation, negotiation, and trial experience expected.
2mo
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Multi Offices- Finance Associate
Chicago or New York City or Charlotte
OnsiteFull Time
3+ YOEMinimum 3 years fund finance/structured finance experience; admitted to state bar of preferred office; experience with subscription facilities, NAV lines, leverage facilities and CLOs preferred.
3mo
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Associate Attorney/Multiple Locations
Forest City, North Carolina, United States
OnsiteFull Time
Juris Doctor from an accredited law school; NC Bar license; strong research, writing, analytical and client-service skills; ability to manage multiple cases and deadlines; courtroom experience preferred but not required.
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