1,258 compliance associate jobs at 555 companies in Hackensack, NJ
2w
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Compliance, Associate
New York City, New York, United States
OnsiteFull Time
2+ YOE2+ years compliance experience in financial services; strong communication, attention to detail, familiarity with Advisers Act/FINRA preferred; Series 7 and Series 24 licenses or willingness to obtain.
2w
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Compliance Associate
New York, New York, United States
$50k-$999k/yr HybridFull Time
3+ YOE3+ years compliance/KYC/AML experience in fintech/payments/crypto; experience with transaction monitoring, KYB/KYC, OFAC/PEP screening, SAR preparation, and BSA/AML requirements.
OFAC, PEP, FinCEN, FATF, transaction monitoring platforms, blockchain analytics tools
3w
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Associate, Compliance
New York, New York, United States
OnsiteFull Time
5+ YOEBachelor's degree required; 5+ years compliance experience in hedge funds/asset management; strong knowledge of U.S. regulatory framework; familiarity with multiple asset classes; attention to detail and stakeholder engagement skills.
Microsoft Office
1d
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Compliance Associate - Experts & Research
New York, New York, United States
$70k-$160k/yr OnsiteFull Time
3+ YOE3+ years compliance experience in due diligence or surveillance; experience with research/expert compliance; bachelor's or law degree preferred; FINRA SIE/Series 7/Series 3/IACCP a plus; strong attention to detail and Excel proficiency.
Microsoft Excel
2mo
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Compliance Testing Associate
Tampa or Dallas or Jersey City
HybridFull Time
2+ YOE2+ years in compliance testing or related risk/controls; Bachelor's degree preferred or equivalent experience.
1mo
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Distribution Compliance Associate
New York, New York, United States
$100k-$125k/yr OnsiteFull Time
2+ YOEBachelor's in business/finance or related; minimum 2 years relevant compliance experience; knowledge of broker-dealer and investment adviser rules; strong analytical, communication, and problem-solving skills.
3w
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
4w
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Compliance, Enterprise Compliance Office- Risk Assessments, Associate, NY
New York, New York, United States
OnsiteFull Time
3+ YOEBachelor's degree, 3+ years compliance or risk experience in financial services or consulting, RCSA experience, strong stakeholder and project management, advanced Excel/PowerPoint skills.
MS Office, Microsoft PowerPoint, Microsoft Excel, AI tooling
4w
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Compliance Technology Associate
New York, New York, United States
HybridFull Time
Direct CFTC compliance experience (DCM/DCO preferred), working knowledge of CFTC Regulations 38.1051 and 39.18, strong written skills, ability to run audits/gap analyses/remediation, and communicate technical requirements to engineering.
1w
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
3w
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Associate Compliance Manager, Complaints
United States or Canada or San Carlos or Columbus or Austin or New York City
$116k-$160k/yr RemoteFull Time
5+ YOEBachelor's degree or equivalent, 5+ years second-line compliance or complaints oversight in banking/financial services, CRCM required, experience with complaint trend analysis and compliance monitoring, strong communication skills.
1mo
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Senior Associate, Product Compliance
Chicago or New York City or San Francisco
$101k-$140k/yr HybridFull Time
6+ YOE6+ years in banking/credit/payments/product compliance; deep knowledge of UDAAP, Reg Z, Reg E, Reg DD, BSA, FCRA, VISA rules, and state money transmission; experience with compliance risk assessments and stakeholder collaboration.
2w
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Senior Compliance Associate - Policies & Procedures
Jersey City, New Jersey, United States
$185k-$210k/yr OnsiteFull Time
10+ YOEBachelor's degree and 10+ years compliance experience in asset management with focus on the Investment Company Act and Investment Advisers Act, strong writing, research, organization, and communication skills.
1mo
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Legal & Compliance, Research Compliance Associate
New York, New York, United States
$73k-$80k/yr HybridFull Time
0+ YOEBachelor's degree required, 0-1 years work experience, minimum 3.5 GPA, strong proofreading and attention to detail, English fluency, extracurricular leadership preferred.
1d
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Associate, US Marketing and Distribution Compliance
New York City, New York, United States
$100k-$130k/yr HybridFull Time
3+ YOEBachelor’s degree and 3–4 years of legal or regulatory compliance experience in asset management, with marketing regulations knowledge, strong analysis, communication, organization, and project management skills.
FINRA Rule 2210, SEC Investment Adviser Marketing Rule, Advisers Act
1mo
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Associate Director - Central Compliance (Funds)
Dublin or Ireland or Luxembourg or Zurich or Lisbon or London or New York City or Cayman Islands or Europe
OnsiteFull Time
8+ YOEUniversity degree, 8+ years compliance experience in the funds industry, team management experience, knowledge of AIF/UCITS and fund regulation, ability to design Compliance Monitoring Programmes and analyse regulatory change.
2w
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Associate Director, Corporate Compliance
New York City, New York, United States
$149k-$196k/yr HybridFull Time
7+ YOE5+ Mgmt7+ years healthcare compliance experience, 5+ years managing compliance teams, experience applying state and federal health insurance statutes, ability to lead investigations, develop training, and monitor corrective action plans.
1d
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Compliance Associate, Market Surveillance
New York City, New York, United States
$111k-$140k/yr OnsiteFull Time
3+ YOE3+ years trade surveillance or market abuse investigation experience; bachelor\u0002s degree in a related field; proficiency with surveillance and transaction monitoring tools; experience with AI/LLM-assisted workflows; strong analytical and communication skills.
surveillance platforms, transaction monitoring systems, AI-assisted surveillance tooling, LLM-powered investigation tools, on-chain analytics
1w
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Compliance Associate
New York, New York, United States
$130k-$150k/yr OnsiteFull Time
3+ YOEObtain FINRA SIE, Series 7 and Series 24 within 9 months; 3+ years compliance experience at RIA/FINRA/dual-registered firm; experience with trade monitoring platforms; strong analytics and communication skills.
1d
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Compliance and Licensing Associate
Manhattan, New York, United States
OnsiteFull Time
3+ YOEBachelor's degree and 3–7 years of financial services experience in compliance, licensing, or operations. Requires FINRA and state insurance licensing knowledge, strong organization, communication, and Microsoft Office proficiency.
Microsoft Office Suite, CRM
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