223 compliance associate jobs at 118 companies in Kannapolis, NC
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Senior Associate, Core Compliance
Charlotte, North Carolina, United States
OnsiteFull Time
Barings: Global asset manager providing investment solutions across diverse markets.
2+ YOERequires 2–5 years of investment adviser compliance experience, familiarity with Codes of Ethics and conflicts policies, strong communication, independent judgment, collaboration, prioritization, and delivery skills.
Senior Associate, Trade Compliance Foreign-Trade Zone
Los Angeles or San Francisco or Miami or Atlanta or Chicago or Boston or Detroit or Charlotte or New York City or Philadelphia or Dallas or Houston or McLean
OnsiteFull Time
KPMG: Global professional services network providing audit, tax, and advisory.
3+ YOERequires 3+ years of recent import/export experience, a bachelor's degree or advanced professional degree, FTZ and trade compliance expertise, Microsoft Excel and Access skills, and domestic and international travel availability.
Tryon Medical Partners: Provides independent physician-led primary and specialty medical care.
6+ YOE6–7 years healthcare privacy/compliance experience, associate or bachelor degree in related field, knowledge of HIPAA and state privacy laws, strong communication, analytical and MS Office skills.
Microsoft Office, Microsoft Outlook, Microsoft Word, Microsoft Teams
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate's degree required, strong data-entry and database query skills, proficiency with Microsoft Word/Excel/Office, attention to detail, ability to complete DHS/ICE training and obtain Tier 4 public trust clearance.
Microsoft Word, Microsoft Excel, Microsoft Office, DHS databases
Associate Athletic Director/Compliance and Strategy, Department of Athletics
Winston-Salem, North Carolina, United States
OnsiteFull Time
Wake Forest University: Private research university providing undergraduate and graduate degree programs.
5+ YOEBachelor's degree and minimum 5 years NCAA Division I compliance experience; mastery of NCAA/ACC/CSC rules, policy development, rules education, data analysis, and experience with compliance software.
Compliance Assistant, EC, LSDBi, RSRO, Transfer Portal, College Athlete Payment System (CAPS), Teamworks, NILGo, Google ecosystem
SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance
New York City or Fort Mill or Charlotte
$213k-$355k/yrOnsiteFull Time
LPL FinancialNASDAQ: LPLA: Provides wealth management and brokerage services to financial advisors.
10+ YOEExperienced attorney with 10+ years advising broker-dealer or investment advisory businesses on SEC/FINRA regulatory compliance, enforcement defense, and corporate transactions; proven team leadership and strategic judgment.
10+ YOEExperienced attorney with 10+ years advising broker-dealer and investment advisory businesses on SEC/FINRA regulatory compliance, enforcement defense, litigation/arbitration, and M&A; ability to lead and develop legal teams.
CoinbaseNASDAQ: COIN: Operate a global cryptocurrency exchange and digital asset platform.
7+ YOE7+ years in compliance operations/financial crimes/AML with program management experience, hands-on TM/screening/EDD knowledge, experience building AI agents and automation, and experience managing content lifecycles and small teams.
British American TobaccoLondon Stock Exchange: BATS: Manufactures and sells tobac and nicotine products.
5+ YOEBachelor's degree plus 5+ years or associate's degree plus 6+ years relevant experience in validation, quality assurance, IT, finance, engineering, manufacturing, laboratory, or related work.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
British American TobaccoLondon Stock Exchange: BATS: Produces and sells tobac and nicotine products globally.
5+ YOEBachelor’s degree with 5+ years or associate’s degree with 6+ years relevant experience. Requires validation, technical leadership, project management, AI governance, communication, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
isolved: Cloud-based human capital management software for workforce operations.
3+ YOEAssociate degree or 3 years of retirement industry experience required; QKA designation preferred. Responsibilities include nondiscrimination testing, corrective actions, and Form 5500 reporting.
State of North Carolina: Provides essential public services and infrastructure for North Carolina.
2+ YOEInspect workplaces for safety hazards, prepare written reports, recommend citations, and conduct on-site inspections; bachelor's or associate degree with relevant experience; valid driver's license and background check required.
North Carolina Field Information System (FIS), WordPerfect, Microsoft Word
Moore & Van Allen: Full-service corporate law firm providing comprehensive legal counsel.
6+ YOE6+ years of M&A and private equity experience, law degree required, NC Bar eligibility preferred, experience supervising junior associates, drafting and negotiating transaction documents.
Atlanta or Birmingham or Charlotte or Dallas or Houston or Huntsville or Jackson or Montgomery or Nashville or Tampa
OnsiteInternship
Bradley Arant Boult Cummings: Provides comprehensive legal services to corporate and individual clients.
Law student eligible for summer associate program; willing to perform substantive legal work, attend trials/depositions/closings, and participate in mentoring and firm events.
Constangy Brooks Smith & Prophete: National law firm specializing in labor and cybersecurity legal services.
3+ YOE3+ years civil litigation experience (3-5 years preferred), preferably in employment law; strong research, writing, and analytical skills; North Carolina bar admission or ability to apply based on UBE score.
Offit Kurman: Provides full-service legal counsel to businesses and individuals.
5+ YOEJ.D. from ABA-accredited law school, admission to the North Carolina bar, 5-15 years litigation experience, strong legal writing, research, and communication skills.
K&L Gates: Global law firm providing comprehensive legal and regulatory counsel.
4+ YOE4-6 years transactional tax experience; drafting and reviewing partnership, JV, and LLC agreements; tax aspects of equity/debt financings; drafting tax provisions in M&A documents; renewable energy tax experience preferred; strong academics and communication.
PNC Financial ServicesNYSE: PNC: Provides banking, lending, and investment services to customers.
4+ YOEProvides confidential administrative support to Enterprise Compliance leaders; strong Microsoft Office skills, calendar and travel coordination, report and presentation preparation; typically requires an Associates and 4+ years related experience.
Microsoft Outlook, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
Atlanta or Baltimore or Boston or Charleston or Charlotte or Chicago or Columbia or Dallas or Plano or Denver or Fort Lauderdale or Greenville or Houston or Huntington or Los Angeles or Torrance or Miami or Minneapolis or Nashville or New York or Orlando or Pittsburgh or Raleigh or Richmond or San Diego or Washington
OnsiteMultiple Commitments Available
Nelson Mullins: Provides full-service legal and government relations advisory services.
Law students apply with resume, unofficial transcript, and cover letter; evaluated on academic performance, extracurricular activities, leadership, and other accomplishments.
Parnall Law Firm: Providing personal injury legal representation for accident victims.
5+ YOE5+ years personal injury or insurance defense experience; willingness to relocate to Albuquerque, NM; strong teamwork and client-advocacy skills; litigation, negotiation, and trial experience expected.