3+ YOEBachelor's degree and 3 years relevant experience; experience with regulatory/compliance in financial services; strong analytical, communication, and interpersonal skills; Series 7, 9 and 10 or ability to obtain; ability to work independently.
1+ YOEBachelor's degree in finance/business, 1-3 years experience (operations or compliance in financial services preferred), willingness to pursue IACCP/CRCP, and authorization to work in the U.S.
Ocorian: Global provider of fund, corporate, and fiduciary administration services.
1+ YOEBachelor's degree or equivalent and 1–3 years of compliance experience. Requires regulatory knowledge, strong Microsoft Office skills, organization, analytical judgment, and client communication abilities.
Microsoft Teams, Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, MyComplianceOffice, Global Relay, Form ADV, Form 13, SEC, CFTC, NFA, Advisers Act
Invenergy: Develops and operates utility-scale renewable and clean energy projects.
3+ YOEBachelor's degree, 3+ years compliance or equivalent experience, technical writing, project management, Microsoft Office/SharePoint/Adobe Acrobat proficiency, 5-10% travel, eligible to work in the U.S. without sponsorship.
Microsoft Office, Microsoft SharePoint, Adobe Acrobat, Karta, Archer Tool
Invenergy: Develops, builds, and operates large-scale sustainable energy infrastructure projects.
3+ YOEBachelor's degree in a related field, 3+ years compliance or equivalent experience, technical writing and project management skills, proficient with Microsoft Office, SharePoint, and Adobe Acrobat, willingness to travel 5-10%, eligible to work in the U.S. without sponsorship.
Microsoft Office, Microsoft SharePoint, Adobe Acrobat, Karta, Archer
Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago
Chicago, Illinois, United States
$65k-$120k/yrOnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
Bachelor's degree and three years of relevant experience required. Requires financial industry compliance experience, strong analytical, risk assessment, communication, interpersonal, multitasking, and adaptability skills; Series 7, 9, and 10 required or obtainable.
ChimeNasdaq: CHYM: Provides mobile banking and financial tools for everyday consumers.
6+ YOE6+ years in banking/credit/payments/product compliance; deep knowledge of UDAAP, Reg Z, Reg E, Reg DD, BSA, FCRA, VISA rules, and state money transmission; experience with compliance risk assessments and stakeholder collaboration.
Options Clearing Corporation: Clearing and settlement for equity derivatives and options.
1+ YOE1-3 years related experience, familiarity with trading/trade monitoring, compliance training and policy governance, strong analytical and communication skills, ability to manage multiple projects and adapt to changing priorities.
MASE Compliance - Compliance Advisor Principal Associate
Richmond or Chicago or Plano or McLean or Riverwoods
$110k-$138k/yrOnsiteFull Time
Capital OneNYSE: COF: Provides credit card, banking, and auto loan services.
2+ YOEBachelor's degree, 2+ years in compliance, legal, or audit, and 2+ years supporting internal business clients. Requires regulatory knowledge, script expertise, communication, and risk management skills.
MASE Compliance - Compliance Advisor Principal Associate
Richmond or Chicago or Plano or McLean or Riverwoods
$110k-$138k/yrOnsiteFull Time
Capital OneNYSE: COF: A diversified financial services providing banking and credit products.
2+ YOEBachelor's degree and 2+ years in compliance, legal, or audit required, plus 2+ years supporting internal business clients. Strong regulatory, audit, scripting, communication, and risk management skills required.
Spirax GroupLondon Stock Exchange: SPX: Produces industrial steam management and electric thermal heating systems.
High school diploma or associate degree, relevant manufacturing, supply chain, quality, or compliance experience, Microsoft Excel and Word proficiency, ERP experience, document control, and regulatory document analysis skills.
Microsoft Excel, Microsoft Word, ERP, RoHS, REACH, FDA, ISO
Senior Associate, Trade Compliance Foreign-Trade Zone
Los Angeles or San Francisco or Miami or Atlanta or Chicago or Boston or Detroit or Charlotte or New York City or Philadelphia or Dallas or Houston or McLean
OnsiteFull Time
KPMG: Global professional services network providing audit, tax, and advisory.
3+ YOERequires 3+ years of recent import/export experience, a bachelor's degree or advanced professional degree, FTZ and trade compliance expertise, Microsoft Excel and Access skills, and domestic and international travel availability.
Milwaukee or Akron or Atlanta or Birmingham or Clarksville or Kenosha or Madison or St. Louis Park or Nashville or Metairie or Winter Park or Tampa or Brookfield or Irving
$82k-$111k/yrHybridFull Time
Herzing University: Private nonprofit university providing career-focused education and professional training.
3+ YOEBachelor's degree required; master's preferred. Requires 3+ years in academic compliance or regulatory affairs and 5+ years in higher education, with project management and regulatory standards experience.
Illinois Housing Development Authority: Finances and supports affordable housing initiatives throughout Illinois.
4+ YOEJ.D. and active Illinois bar membership required; 4+ years in corporate/contract/administrative/compliance law; 2+ years supervisory/project leadership; experience with procurement, IT contracts, and regulatory initiatives preferred.
Miami or Atlanta or Washington or Dallas or Chicago or Phoenix or New York City
$260k-$365k/yrOnsiteFull Time
Greenberg Traurig: Provides global legal representation and corporate advisory services.
6+ YOEMinimum 6 years financial services regulatory and compliance experience; knowledge of BSA/AML, sanctions, third-party risk, consumer compliance; strong legal research, analysis, and writing; admitted or eligible for bar admission.
Futures Surveillance Compliance Associate , Chicago - Chicago, United States
Chicago, Illinois, United States
$89k-$155k/yrHybridFull Time
Societe GeneraleEuronext Paris: GLE: Global provider of retail, investment, and private banking services.
2+ YOE2+ years experience in trade surveillance or compliance, knowledge of banking/broker-dealer/futures regulations, strong attention to detail, analytical and communication skills, proficiency with Excel/Word/PowerPoint.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Wheels: Provides comprehensive fleet management and vehicle leasing solutions.
High school diploma or equivalent required; business-related associate coursework preferred. Requires detail orientation, customer service, organization, problem-solving, basic math, and proficiency with office software, web systems, and databases.
Microsoft Windows, Microsoft Visio, Microsoft Word, Microsoft Excel, Microsoft Office, Salesforce, Forms Definition, Tracts, RRS
UMH PropertiesNYSE: UMH: Owns and operates manufactured home communities throughout the United States.
Experience in accounting, consumer finance, or business; strong analytical, organizational, and communication skills; proficiency with Google Office Suite or Microsoft 365/Office; ability to learn lending, compliance, and financial technology platforms.
Google Office Suite, Microsoft 365, Microsoft Office
TopHAT Logistical Solutions: Provides final mile delivery, installation, and warehousing logistics services.
2+ YOEBachelor's or associate degree, or equivalent combination of education and experience, with 2–4 years of job-related experience and strong problem-solving and communication skills.
Microsoft SharePoint, XTD Force, Openforce, TruckRequests, Gallagher Verify (GV), BizChoice