171 compliance associate jobs at 107 companies in Lockport, NY
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Regulatory & Compliance - Associate
Toronto, Ontario, Canada
$80k-$95k/yrHybridFull Time
iCapital: A global fintech platform for alternative investment marketplace access.
2+ YOE2+ years regulatory/compliance experience in investment management, bilingual English/French, knowledge of Canadian securities requirements (NI 31-103, NI 81-103, NI 45-106), filings experience, strong analytical and communication skills, MS Suite and DocuSign proficiency.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, DocuSign
Privacy and Compliance Associate – Legal, Privacy and Compliance (Hybrid)
Toronto, Ontario, Canada
$60k-$91k/yrHybridFull Time
GreenShield: Integrated health insurance and digital healthcare services provider.
3+ YOE3+ years financial services experience (life/health insurance preferred), post-secondary diploma or degree, strong interpersonal and communication skills, results-oriented, experience with regulatory/compliance and enterprise risk management; English proficiency required.
iA Financial GroupToronto Stock Exchange: IAG: Provides insurance and wealth management products to individuals and businesses.
8+ YOECanadian Bar Association or Quebec Chambre des notaires membership required; 8–10 years in compliance, risk, legal, or regulatory work; advanced French and English proficiency required.
The Arc Erie County New York: Supporting individuals with intellectual and developmental disabilities.
5+ YOE2+ MgmtBachelor’s or Master’s in business/health administration with requisite management experience; experience in auditing, compliance, data analysis, regulating interpretation; valid NY driver’s license required.
People Inc.: Provides health and human services for people with disabilities.
3+ YOEAssociate's degree or equivalent, 3 years of related experience or equivalent training, computer and communication skills, project organization, and knowledge of developmental disabilities.
Habitat Learn: Providing accessible learning through note-taking and captioning technology.
0+ YOERecent graduate in cybersecurity or related field; strong documentation and written-communication skills; curious about security/privacy; familiar with compliance frameworks and entry-level security certifications are an asset.
SOC 2, ISO 27001, NIST, HIPAA, HECVAT, Texas RAMP, FERPA, PIPEDA, Vanta, Drata, Notion, Jira, MDM, Apple Business Manager
Zurich Insurance GroupSIX Swiss Exchange: ZURN: Global provider of general and life insurance products.
6+ YOERequires a bachelor's degree in law and 6+ years, or high school diploma and 8+ years, or Zurich apprenticeship and associate degree with 6+ years in claims, marketing, underwriting, or compliance; market conduct knowledge required.
Arbor Realty TrustNYSE: ABR: Provides loan origination and servicing for commercial and multifamily properties.
High school diploma or equivalent required; Associate's or Bachelor's in Business/Finance preferred. Strong attention to detail, communication, intermediate Microsoft Office skills, ability to learn complex guidelines; commercial insurance experience preferred.
OANDA: Offers online foreign exchange trading and currency data services.
2+ YOE2+ years AML or relevant compliance experience; ability to register as a CIRO designated supervisor; must complete Derivatives and Supervisor Exam and CIRO conduct training; strong communication, decision making, and client-facing skills.
Boston or Los Angeles or Miami or New York City or San Diego or San Francisco or Toronto or Washington
$260k-$390k/yrOnsiteFull Time
Mintz: Full-service law firm providing legal and regulatory counsel.
3+ YOEJD or LLM from an ABA-accredited law school; Massachusetts admission or eligibility; at least 3 years of employment law experience, including litigation, compliance counseling, drafting, investigations, and training.
BLG: Provides legal advice and representation to businesses and individuals.
3+ YOE3–6 years at a private law firm; strong drafting and advising experience in mergers & acquisitions, corporate finance, governance, regulatory compliance and securities; public company experience and excellent communication skills.
Stamford or Orlando or Providence or Toronto or United States or Canada or North America
$90k/yrHybridFull Time
Moneycorp: Provides global money transfer and foreign exchange services.
3+ YOE3+ years in regulatory/compliance/risk functions, working knowledge of regulatory frameworks, strong analytical and stakeholder skills, ability to interpret regulations, and proficiency with Microsoft Office (Excel, Word, PowerPoint).
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Hootsuite: Platform for managing and analyzing social media presence.
5+ YOELaw degree required, with 5 years of privacy, legal, or compliance experience. Requires familiarity with privacy laws including GDPR; IAPP or other privacy certification and SaaS experience are noted.
Hall Booth Smith: A full-service law firm providing comprehensive legal and litigation services.
3+ YOERequires 3–5 years of insurance defense litigation experience, active New York State Bar membership, and strong written, oral, analytical, organizational, and case-management skills.
Gerber Ciano Kelly Brady: Provides litigation defense and insurance coverage legal services.
8+ YOE8+ years litigation experience, admission to practice in New York, strong legal writing/research/analytical skills, ability to manage multiple matters, trial experience and travel across New York encouraged.
McMichael Taylor Gray: Provides legal services in default litigation and creditors' rights.
3+ YOEAdmitted to practice in New York, minimum 3 years' experience in creditor-side foreclosure/real estate or commercial litigation preferred, strong legal research/writing, communication, and ability to manage high-volume files.
Woods Oviatt Gilman: Provides comprehensive legal representation and advisory services to clients.
2+ YOEJ.D. and New York bar admission required; 2-5 years commercial real estate transactional experience; strong analytical, negotiation, document review, and communication skills.
Toronto or Victoria or Vancouver or Kahnawake or Montreal
$200k-$230k/yrOnsiteFull Time
JFK Law: Specialized legal services for Indigenous peoples and communities.
8+ YOERequires 8+ years of litigation experience, Ontario law practice eligibility, Law Society of Ontario standing, advocacy, research, drafting, negotiation, civil procedure, and communication skills.
Blake, Cassels & Graydon: Full-service business law firm providing corporate legal services.
2+ YOEAt least two years of relevant experience, excellent academic credentials, and significant aircraft financing and aviation regulatory experience from a Canadian or international law firm.