523 compliance associate jobs at 261 companies in Lower West Side, IL
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Compliance-Chicago-Associate-Business Unit Compliance
Chicago, Illinois, United States
$65k-$120k/yrOnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities and investment management firm.
3+ YOEBachelor's degree and 3 years relevant experience; experience with regulatory/compliance in financial services; strong analytical, communication, and interpersonal skills; Series 7, 9 and 10 or ability to obtain; ability to work independently.
Invenergy: Developer, owner, and operator of sustainable energy infrastructure.
3+ YOEBachelor's degree, 3+ years compliance or equivalent experience, technical writing, project management, Microsoft Office/SharePoint/Adobe Acrobat proficiency, 5-10% travel, eligible to work in the U.S. without sponsorship.
Microsoft Office, Microsoft SharePoint, Adobe Acrobat, Karta, Archer Tool
Invenergy: Developer, owner, and operator of sustainable energy infrastructure.
3+ YOEBachelor's degree in a related field, 3+ years compliance or equivalent experience, technical writing and project management skills, proficient with Microsoft Office, SharePoint, and Adobe Acrobat, willingness to travel 5-10%, eligible to work in the U.S. without sponsorship.
Microsoft Office, Microsoft SharePoint, Adobe Acrobat, Karta, Archer
Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago
Chicago, Illinois, United States
$65k-$120k/yrOnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities and investment management firm.
Bachelor's degree and three years of relevant experience required. Requires financial industry compliance experience, strong analytical, risk assessment, communication, interpersonal, multitasking, and adaptability skills; Series 7, 9, and 10 required or obtainable.
Advyzon Investment Management: Private wealth-management technology platform for financial advisors, wealth-management firms, broker-dealers, and family offices.
1+ YOEBachelor's degree required, 1+ years compliance or operations experience in financial services preferred; strong attention to detail, analytical and communication skills, interest in automation and AI.
MASE Compliance - Compliance Advisor Principal Associate
Richmond or Chicago or Plano or McLean or Riverwoods
$110k-$138k/yrOnsiteFull Time
Capital OneNYSE: COF: A technology-driven bank providing diverse financial services.
2+ YOEBachelor's degree, 2+ years in compliance, legal, or audit, and 2+ years supporting internal business clients. Requires regulatory knowledge, script expertise, communication, and risk management skills.
MASE Compliance - Compliance Advisor Principal Associate
Richmond or Chicago or Plano or McLean or Riverwoods
$110k-$138k/yrOnsiteFull Time
Capital OneNYSE: COF: A technology-driven bank providing diverse financial services.
2+ YOEBachelor's degree and 2+ years in compliance, legal, or audit required, plus 2+ years supporting internal business clients. Strong regulatory, audit, scripting, communication, and risk management skills required.
The Options Clearing Corporation: A U.S. financial market utility providing central-counterparty clearing and settlement for listed options, futures, and securities lending.
Bachelor's degree in a business, finance, accounting, economics, information systems, or computer science discipline; 5+ years in IT/security compliance, risk, audit, information security, or related work.
Microsoft Office, RSA Archer, NAVEX Global, PolicyTech, AWS, NIST CSF, NIST 800-53, COBIT, COSO, ITIL, ISO 27001, ISO 9001, CMMI, Systems Development Life Cycle (SDLC)
Hightower Advisors: Private registered investment adviser supporting independent wealth advisors and serving individuals, families, foundations, and corporations.
2+ YOEBachelor's degree in a related field, 2–3+ years as a systems administrator, investment adviser compliance experience, Investment Advisers Act knowledge, analytical, organizational, communication, and project management skills.
Illinois Housing Development Authority: IHDA is a state housing finance agency financing affordable homes for low- and moderate-income Illinois residents.
4+ YOEJ.D. and active Illinois bar membership required; 4+ years in corporate/contract/administrative/compliance law; 2+ years supervisory/project leadership; experience with procurement, IT contracts, and regulatory initiatives preferred.
Linde plcNYSE: LIN: Global leader in industrial gases and engineering.
5+ YOEExpertise in DOT and international transportation regulations, 5+ years shipping/transport compliance, bachelor’s or associate’s in engineering or related field, strong communication and Microsoft Office/Lotus Notes skills.
Microsoft Office, Lotus Notes, IATA, IMDG, ADR, DOT
Miami or Atlanta or Washington or Dallas or Chicago or Phoenix or New York City
$260k-$365k/yrOnsiteFull Time
Greenberg Traurig: Global multi-practice law firm with 50+ offices.
6+ YOEMinimum 6 years financial services regulatory and compliance experience; knowledge of BSA/AML, sanctions, third-party risk, consumer compliance; strong legal research, analysis, and writing; admitted or eligible for bar admission.
MarexNasdaq Global Select Market: MRX: Public financial-services platform providing liquidity, market access, clearing and hedging solutions to energy, commodities and financial-market clients.
CPA or financial controls certification preferred; SOX Sections 302/404 and PCAOB knowledge, SOX audit experience, financial services experience, strong communication, analytical and accounting skills required.
Microsoft Excel, Microsoft PowerPoint, Microsoft Visio
Futures Surveillance Compliance Associate , Chicago - Chicago, United States
Chicago, Illinois, United States
$89k-$155k/yrHybridFull Time
SG Americas Securities, LLC: U.S. broker-dealer and futures commission merchant providing investment banking, securities, derivatives, and clearing services to institutional clients.
2+ YOE2+ years experience in trade surveillance or compliance, knowledge of banking/broker-dealer/futures regulations, strong attention to detail, analytical and communication skills, proficiency with Excel/Word/PowerPoint.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Wheels: Privately held fleet management serving businesses with leasing, maintenance, telematics, and vehicle lifecycle solutions.
High school diploma or equivalent required; business-related associate coursework preferred. Requires detail orientation, customer service, organization, problem-solving, basic math, and proficiency with office software, web systems, and databases.
Microsoft Windows, Microsoft Visio, Microsoft Word, Microsoft Excel, Microsoft Office, Salesforce, Forms Definition, Tracts, RRS
Coalfire: Private cybersecurity and compliance services firm helping enterprises and public-sector organizations manage cyber risk.
3+ YOEBachelor's degree or equivalent, 3+ years in information security with web application and network penetration testing, scripting experience, compliance framework knowledge, and strong communication skills.
Python, PowerShell, Shell, Ruby, PCI, FISMA, HIPAA, FedRAMP, HITRUST, C
Junior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KS
St. Paul or Chicago or Detroit or Wichita or Topeka
OnsiteFull Time
LIS Solutions: Woman-owned U.S. professional services firm providing government agencies and businesses language, intelligence, and security solutions.
Associate's degree required, strong data entry and evaluation skills, Microsoft Word/Excel proficiency, ability to conduct database searches, pass DHS/ICE training and Public Trust vetting.
Legacy Professionals LLP: Niche-focused CPA firm serving benefit plans, labor organizations, nonprofits, and businesses with audit, accounting, and tax services.
Bachelor's degree in business, finance, or accounting, or associate degree plus 2 years related experience. Requires analytical, research, computer, communication, and organizational skills plus reliable transportation.
Associate Director, Government Finance & Compliance
Chicago or Dallas
$125k-$150k/yrHybridFull Time
Interpublic GroupNYSE: IPG: Global advertising and marketing services holding.
8+ YOEBachelor's degree in accounting, finance, or related field and 8+ years of government contracting finance experience, including indirect rates, pricing, cost allowability, ICS, FPRPs, and DCAA audits.