250 compliance associate jobs at 151 companies in Newburgh, NY
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
5d
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Sr. Associate, Compliance
Darien, Connecticut, United States
OnsiteFull Time
4+ YOEBachelor’s degree and at least 4 years of experience at an SEC-registered investment advisor or compliance advisory firm. Requires strong communication, analytical, policy-writing, regulatory, and Microsoft 365 skills.
Microsoft 365, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
1mo
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
1mo
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2mo
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Senior Associate, Government Compliance (39930)
Clifton, New Jersey, United States
$82k-$98k/yr OnsiteFull Time
Maintain government property records, ensure FAR/DFARS compliance, support inventories and audits, coordinate shipments, and use government systems (PIEE,CAVS,CALMSS,FOCUS). Applicants must be pursuing or recently completed a master's degree.
PIEE, CAVS, CALMSS, FOCUS
1w
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Regulatory & Compliance - Associate
New York City or Greenwich
$70k-$95k/yr HybridFull Time
2+ YOERequires 2–5 years of registered investment adviser experience, preferably regulatory filings, alternative investment and private placement compliance knowledge, stakeholder leadership, project management, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word
1w
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Associate, AML/CFT & OFAC Compliance, Customer Due Diligence
Fort Lee, New Jersey, United States
$100k-$120k/yr HybridFull Time
4+ YOERequires 4+ years of compliance experience, a bachelor's degree or higher, banking product advisory expertise, compliance program experience, regulatory knowledge, audit support, and strong stakeholder communication skills.
3w
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Compliance Specialist
Poughkeepsie, New York, United States
$28-$33/hr OnsiteFull Time
2+ YOEBachelor's degree or equivalent experience, 2+ years compliance/audit/quality experience (or 5+ with associate), experience with NYS Medicaid/OMH/OCFS, strong regulatory knowledge and training skills.
2w
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Governance, Risk, and Compliance Senior Associate or Supervisor (IT)
New York City or Little Falls
$85k-$110k/yr OnsiteFull Time
4+ YOEBachelor’s degree and 4–6+ years in public accounting; knowledge of SSAE, SOC, GAAP, IIA, SOX 404, IT controls, financial reporting, and experience supervising associates.
Fieldguide, AuditBoard, wDesk, Drata, Vanta, SecureFrame, Anecdotes, SOC, COBIT, COSO, ISO, NIST
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Compliance Coordinator - Health License & Inspection
Carlstadt, New Jersey, United States
OnsiteFull Time
Associate's degree or higher in business administration, health science, food safety, or related field. Administrative, compliance, or food/hospitality experience is helpful but not required; Microsoft Office proficiency required.
Microsoft Office
2mo
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Sr. AD, Quality & Compliance Lead (Ridgefield, CT, United States, Connecticut)
Ridgefield, Connecticut, United States
$170k-$269k/yr OnsiteFull Time
8+ YOEBachelor's required (advanced degree preferred); minimum 8 years GCP experience with inspection management; QMS/QbD and supplier management knowledge; strong communication, leadership, data analytics, risk management, and project management skills; ability to travel.
1w
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Quality - QA Systems & Compliance Associate
Totowa, New Jersey, United States
$50k-$60k/yr OnsiteFull Time
2+ YOEBachelor’s degree in science, quality, engineering, or related field; 2–4 years in quality functions within regulated manufacturing; audit, CAPA, validation, supplier quality, data integrity, and statistical tool experience.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, ERP, FMEA, Six Sigma, Kaizen, PDCA, DMAIC, Fishbone, Ishikawa, ALCOA+, cGMP, ISO 22716, ISO 19011, 21 CFR 210/211
3mo
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Associate Counsel
Stamford, Connecticut, United States
OnsiteFull Time
4+ YOEProvide day-to-day legal support for Talent Relations and Talent Development; draft and negotiate talent agreements; ensure regulatory compliance; manage contract lifecycle.
1mo
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Bankruptcy & Restructuring Associate - Connecticut
New York City or Parsippany or Stamford or Connecticut
$225k-$325k/yr OnsiteFull Time
2+ YOE2–8 year associates with bankruptcy law experience, substantive court appearance experience, ability to represent creditors' committees and other stakeholders, strong academics, analytical and client skills, and bar admission in resident/affiliated office.
3mo
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Community Association Associate
Woodland Park, New Jersey, United States
$90k-$135k/yr OnsiteFull Time
0+ YOEJD required; active NJ and NY bar; 0-3 years in Community Association law; strong research/writing; courtroom/arbitration experience preferred.
2mo
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Regulatory Reporting Associate
Stamford or Orlando or Providence or Toronto or United States or Canada or North America
$90k/yr HybridFull Time
3+ YOE3+ years in regulatory/compliance/risk functions, working knowledge of regulatory frameworks, strong analytical and stakeholder skills, ability to interpret regulations, and proficiency with Microsoft Office (Excel, Word, PowerPoint).
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
3mo
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FIU Associate Analyst
Purchase, New York, United States
$62k-$100k/yr OnsiteFull Time
2+ YOEMinimum 2–5 years AML/CFT/Sanctions compliance experience in financial services or fintech; strong investigative and analytical skills; proficient with MS Office and SharePoint; knowledge of AML/CFT regulations and sanctions.
SharePoint, MS Office, Excel, PowerPoint, Visio
2mo
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Senior Associate, Internal Audit
Washington or Baltimore or Charlotte or Montvale or Philadelphia or McLean or Richmond
OnsiteFull Time
3+ YOE3+ years internal audit or risk experience, bachelor’s degree, CPA/CIA/CISA preferred, knowledge of audit methodologies and analytical tools, ability to supervise associates, travel up to 25%, must be authorized to work in the U.S.
audit management software, data analysis tools, Microsoft Office Suite
3mo
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Labor Associate
White Plains, New York, United States
$193k-$263k/yr OnsiteFull Time
2+ YOEJD required; 2+ years traditional labor law experience preferred; NY Bar Admission; strong communication and organizational skills; travel may be required.
1mo
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Associate Attorney
Paramus, New Jersey, United States
$120k-$150k/yr OnsiteFull Time
1+ YOE1–5 years civil litigation experience (minimum 1 year), admission to the New York and New Jersey Bars, strong legal research, writing, analytical and communication skills; insurance defense experience preferred.
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