295 compliance associate jobs at 163 companies in Patchogue, NY
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
2w
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2mo
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Associate Fund Compliance Administrator
Hauppauge, New York, United States
$47k-$57k/hr OnsiteFull Time
Bachelor's in business/accounting/finance (or equivalent), experience in financial services or mutual funds, knowledge of post-trade compliance systems, Microsoft Office Suite and Adobe Acrobat proficiency, strong analytical and communication skills.
Automated post-trade compliance system, Microsoft Office Suite, Adobe Acrobat
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Senior Associate, Agency Standards Compliance Manager
Melville, New York, United States
$81k-$116k/yr OnsiteFull Time
2+ YOEBachelor's degree or equivalent, minimum 2 years industry experience, FINRA Series 7 & Series 24 required (or obtain Series 24 within 90 days), Series 65/66 or ChFC within 12 months preferred, strong communication and analytical skills, pre-hire FINRA fingerprinting.
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Senior Associate, Agency Standards Compliance Manager (Melville, NY, US)
Melville, New York, United States
$81k-$116k/yr OnsiteFull Time
2+ YOEBachelor's or equivalent experience, minimum 2 years industry experience, Series 7 & Series 24 (or obtain 24 within 90 days), Series 65/66 or ChFC (or obtain within 12 months), FINRA fingerprinting, strong communication and analytical skills.
3mo
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Associate Manager, Quality Compliance Audit
Danbury, Connecticut, United States
OnsiteFull Time
N/A
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Sr. AD, Quality & Compliance Lead (Ridgefield, CT, United States, Connecticut)
Ridgefield, Connecticut, United States
$170k-$269k/yr OnsiteFull Time
8+ YOEBachelor's required (advanced degree preferred); minimum 8 years GCP experience with inspection management; QMS/QbD and supplier management knowledge; strong communication, leadership, data analytics, risk management, and project management skills; ability to travel.
2mo
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Compliance Coordinator (NY, Brooklyn)
Brooklyn, New York, United States
OnsiteFull Time
2+ YOEMinimum 2 years payroll/billing/bookkeeping experience; proficiency in QuickBooks and advanced Microsoft Excel; associate or bachelor\u0002s in business/accounting/finance preferred; strong attention to detail and communication skills.
QuickBooks, Microsoft Excel
2w
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HR & Compliance Coordinator
Queens, New York, United States
OnsiteFull Time
2+ YOE2+ years HR/administration or related experience, strong organizational skills, experience maintaining confidential records, high school diploma required; associate/bachelor's preferred, strong communication and Microsoft skills.
Microsoft Word, Microsoft Excel, Microsoft Outlook, MAS, RouteGenie
3mo
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Leasing and Compliance Coordinator
Brooklyn, New York, United States
$60k-$70k/yr OnsiteFull Time
Associates degree or equivalent experience, familiarity with NYCHA subsidy programs, proficiency in Microsoft Office/Excel and Yardi, strong math, organizational and interpersonal skills, ability to handle emergencies.
Yardi, Microsoft Office, Microsoft Excel
3mo
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Associate Counsel
Stamford, Connecticut, United States
OnsiteFull Time
4+ YOEProvide day-to-day legal support for Talent Relations and Talent Development; draft and negotiate talent agreements; ensure regulatory compliance; manage contract lifecycle.
2mo
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Associate Attorney
Woodbury, New York, United States
$100k/yr OnsiteFull Time
Admitted to New York State bar; familiarity with community association, labor/employment, or discrimination law a plus; strong written/verbal skills; analytical, organized, client-focused; able to work independently in fast-paced environment.
2mo
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Associate Counsel
Milford, Connecticut, United States
$175k-$225k/yr HybridFull Time
6+ YOE6–10 years legal experience (3–4 in-house preferred); depth in commercial contracting, regulatory/compliance, employment, corporate finance, IP, or M&A; comfort with legal technology and AI tools; beverage/CPG experience preferred.
Claude, Harvey, CoCounsel, Google Workspace, Microsoft 365, Slack
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Associate Attorney (003)
Westbury, New York, United States
OnsiteFull Time
Work on creditors’ rights, real estate, foreclosure, bankruptcy, litigation and compliance matters in a fast-paced, collaborative law firm environment.
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Bankruptcy & Restructuring Associate - Connecticut
New York City or Parsippany or Stamford or Connecticut
$225k-$325k/yr OnsiteFull Time
2+ YOE2–8 year associates with bankruptcy law experience, substantive court appearance experience, ability to represent creditors' committees and other stakeholders, strong academics, analytical and client skills, and bar admission in resident/affiliated office.
3mo
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FIU Associate Analyst
Purchase, New York, United States
$62k-$100k/yr OnsiteFull Time
2+ YOEMinimum 2–5 years AML/CFT/Sanctions compliance experience in financial services or fintech; strong investigative and analytical skills; proficient with MS Office and SharePoint; knowledge of AML/CFT regulations and sanctions.
SharePoint, MS Office, Excel, PowerPoint, Visio
1mo
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Condominiums & Cooperatives Associate
New York City or Albany or Nassau County or Suffolk County
$180k-$350k/yr OnsiteFull Time
4+ YOEMinimum 4 years’ experience in real estate litigation and related regulatory investigations in New York; strong academics, judgment, and communication skills required.
1w
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Associate Counsel
East Elmhurst, New York, United States
$160k-$190k/yr OnsiteFull Time
5+ YOEJuris Doctor or LL.M, NY Bar, 5+ years experience in public contracting/infrastructure/procurement preferred, strong drafting, analytical and interpersonal skills.
legal research tools, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Microsoft Excel
3mo
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Labor Associate
White Plains, New York, United States
$193k-$263k/yr OnsiteFull Time
2+ YOEJD required; 2+ years traditional labor law experience preferred; NY Bar Admission; strong communication and organizational skills; travel may be required.
1w
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Litigation Associate
Bridgeport, Connecticut, United States
$105k-$130k/yr HybridFull Time
1+ YOEJD from ABA-accredited law school, Connecticut bar admission or adequate UBE score, 1+ years litigation experience (insurance defense preferred), strong motion drafting, legal research, deposition and trial skills.
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