401 compliance associate jobs at 206 companies in Porter, IN
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Compliance-Chicago-Associate-Business Unit Compliance
Chicago, Illinois, United States
$65k-$120k/yr OnsiteFull Time
3+ YOEBachelor's degree and 3 years relevant experience; experience with regulatory/compliance in financial services; strong analytical, communication, and interpersonal skills; Series 7, 9 and 10 or ability to obtain; ability to work independently.
2mo
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Associate, Reliability Compliance
Chicago, Illinois, United States
$105k-$130k/yr OnsiteFull Time
3+ YOEBachelor's degree, 3+ years compliance or equivalent experience, technical writing, project management, Microsoft Office/SharePoint/Adobe Acrobat proficiency, 5-10% travel, eligible to work in the U.S. without sponsorship.
Microsoft Office, Microsoft SharePoint, Adobe Acrobat, Karta, Archer Tool
2mo
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Associate, Reliability Compliance
Chicago, Illinois, United States
$105k-$130k/yr OnsiteFull Time
3+ YOEBachelor's degree in a related field, 3+ years compliance or equivalent experience, technical writing and project management skills, proficient with Microsoft Office, SharePoint, and Adobe Acrobat, willingness to travel 5-10%, eligible to work in the U.S. without sponsorship.
Microsoft Office, Microsoft SharePoint, Adobe Acrobat, Karta, Archer
1w
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Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago
Chicago, Illinois, United States
$65k-$120k/yr OnsiteFull Time
Bachelor's degree and three years of relevant experience required. Requires financial industry compliance experience, strong analytical, risk assessment, communication, interpersonal, multitasking, and adaptability skills; Series 7, 9, and 10 required or obtainable.
2mo
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Senior Associate, Product Compliance
Chicago or New York City or San Francisco
$101k-$140k/yr HybridFull Time
6+ YOE6+ years in banking/credit/payments/product compliance; deep knowledge of UDAAP, Reg Z, Reg E, Reg DD, BSA, FCRA, VISA rules, and state money transmission; experience with compliance risk assessments and stakeholder collaboration.
1mo
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Senior Associate, Regulatory Compliance
Chicago, Illinois, United States
$77k-$106k/yr HybridFull Time
0+ YOESupport regulatory compliance program, advise business units, manage policies/procedures, assist remediation and exams; bachelor's degree and 0-3+ years experience preferred; strong analytical and communication skills.
Microsoft Office, RSA Archer, PolicyTech
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MASE Compliance - Compliance Advisor Principal Associate
Richmond or Chicago or Plano or McLean or Riverwoods
$110k-$138k/yr OnsiteFull Time
2+ YOEBachelor's degree, 2+ years in compliance, legal, or audit, and 2+ years supporting internal business clients. Requires regulatory knowledge, script expertise, communication, and risk management skills.
computer code, scripts
1w
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MASE Compliance - Compliance Advisor Principal Associate
Richmond or Chicago or Plano or McLean or Riverwoods
$110k-$138k/yr OnsiteFull Time
2+ YOEBachelor's degree and 2+ years in compliance, legal, or audit required, plus 2+ years supporting internal business clients. Strong regulatory, audit, scripting, communication, and risk management skills required.
computer code, scripts, relational database
3mo
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Compliance Administrator
Chicago, Illinois, United States
$65k-$75k/yr HybridFull Time
5+ YOEFive+ years in affordable housing compliance; associate degree preferred; certifications encouraged; experience with LIHTC, Section 8, PBV, PRAC, HOME.
OneSite, SharePoint, EIV, TRACS
1w
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Senior Associate, Trade Compliance Foreign-Trade Zone
Los Angeles or San Francisco or Miami or Atlanta or Chicago or Boston or Detroit or Charlotte or New York City or Philadelphia or Dallas or Houston or McLean
OnsiteFull Time
3+ YOERequires 3+ years of recent import/export experience, a bachelor's degree or advanced professional degree, FTZ and trade compliance expertise, Microsoft Excel and Access skills, and domestic and international travel availability.
Microsoft Excel, Microsoft Access
2mo
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Associate Corporate & Compliance Counsel
Chicago or Illinois
$132k-$165k/yr HybridFull Time
4+ YOEJ.D. and active Illinois bar membership required; 4+ years in corporate/contract/administrative/compliance law; 2+ years supervisory/project leadership; experience with procurement, IT contracts, and regulatory initiatives preferred.
3w
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Distribution Compliance Specialist
Burr Ridge, Illinois, United States
$108k-$159k/yr OnsiteFull Time
5+ YOEExpertise in DOT and international transportation regulations, 5+ years shipping/transport compliance, bachelor’s or associate’s in engineering or related field, strong communication and Microsoft Office/Lotus Notes skills.
Microsoft Office, Lotus Notes, IATA, IMDG, ADR, DOT
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Financial Services Regulatory & Compliance Associate (Senior Level)
Miami or Atlanta or Washington or Dallas or Chicago or Phoenix or New York City
$260k-$365k/yr OnsiteFull Time
6+ YOEMinimum 6 years financial services regulatory and compliance experience; knowledge of BSA/AML, sanctions, third-party risk, consumer compliance; strong legal research, analysis, and writing; admitted or eligible for bar admission.
4d
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SOX Governance & Compliance Associate (VN3084)
Chicago, Illinois, United States
$125k-$140k/yr OnsiteFull Time
CPA or financial controls certification preferred; SOX Sections 302/404 and PCAOB knowledge, SOX audit experience, financial services experience, strong communication, analytical and accounting skills required.
Microsoft Excel, Microsoft PowerPoint, Microsoft Visio
1mo
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Futures Surveillance Compliance Associate , Chicago - Chicago, United States
Chicago, Illinois, United States
$89k-$155k/yr HybridFull Time
2+ YOE2+ years experience in trade surveillance or compliance, knowledge of banking/broker-dealer/futures regulations, strong attention to detail, analytical and communication skills, proficiency with Excel/Word/PowerPoint.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2mo
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Associate Manager, Social Compliance
Northbrook, Illinois, United States
HybridFull Time
5+ YOE5 years in social compliance or ethical sourcing; bachelor's in business, sustainability, or related field; strong knowledge of global labor laws and audit processes; experience with supplier audits and training.
6d
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Associate, Compliance Security Penetration Tester
United States or Chicago or United Kingdom
$64k-$117k/yr RemoteFull Time
3+ YOEBachelor's degree or equivalent, 3+ years in information security with web application and network penetration testing, scripting experience, compliance framework knowledge, and strong communication skills.
Python, PowerShell, Shell, Ruby, PCI, FISMA, HIPAA, FedRAMP, HITRUST, C
3mo
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Junior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KS
St. Paul or Chicago or Detroit or Wichita or Topeka
OnsiteFull Time
Associate's degree required, strong data entry and evaluation skills, Microsoft Word/Excel proficiency, ability to conduct database searches, pass DHS/ICE training and Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel
2w
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Compliance Auditor - Payroll
Westchester or Edina or Schererville
$53k-$58k/yr HybridFull Time
Bachelor's degree in business, finance, or accounting, or associate degree plus 2 years related experience. Requires analytical, research, computer, communication, and organizational skills plus reliable transportation.
Microsoft Excel
1w
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Associate Director, Government Finance & Compliance
Chicago or Dallas
$125k-$150k/yr HybridFull Time
8+ YOEBachelor's degree in accounting, finance, or related field and 8+ years of government contracting finance experience, including indirect rates, pricing, cost allowability, ICS, FPRPs, and DCAA audits.
Microsoft Dynamics 365, Costpoint
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