405 compliance associate jobs at 200 companies in Wills Point, TX
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Compliance Associate
Dallas or Raleigh
HybridFull Time
Bachelor's degree in Accounting/Finance/Business/Economics, internship experience in compliance or fund administration, knowledge of FATCA/CRS/AML/KYC, strong analytical and communication skills, Microsoft Excel proficiency.
Microsoft Excel, Microsoft Office
2w
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Compliance-The Core Compliance, Associate, Dallas
Dallas, Texas, United States
OnsiteFull Time
3+ YOE3+ years in compliance, risk management, legal, regulatory affairs, or related control functions within a US broker-dealer or financial institution; knowledge of securities, derivatives, regulatory reporting, and US financial regulations.
SQL, Tableau, Alteryx
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Compliance-The Core Compliance, Associate, Dallas
Dallas, Texas, United States
OnsiteFull Time
3+ YOE3+ years compliance or related control function experience in a broker-dealer/financial institution; knowledge of securities/derivatives operations and US regulations; strong communication, analytical, and tech skills.
SQL, Tableau, Alteryx
3mo
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Senior Regional Compliance Associate
Irving or Dallas
HybridFull Time
5+ YOE5+ years in financial services compliance or supervisory role; Series 66 and Series 24; strong FINRA/SEC rule knowledge; bachelor’s degree or higher.
2w
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MASE Compliance - Compliance Advisor Principal Associate
Richmond or Chicago or Plano or McLean or Riverwoods
$110k-$138k/yr OnsiteFull Time
2+ YOEBachelor's degree, 2+ years in compliance, legal, or audit, and 2+ years supporting internal business clients. Requires regulatory knowledge, script expertise, communication, and risk management skills.
computer code, scripts
2w
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MASE Compliance - Compliance Advisor Principal Associate
Richmond or Chicago or Plano or McLean or Riverwoods
$110k-$138k/yr OnsiteFull Time
2+ YOEBachelor's degree and 2+ years in compliance, legal, or audit required, plus 2+ years supporting internal business clients. Strong regulatory, audit, scripting, communication, and risk management skills required.
computer code, scripts, relational database
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Associate Director, Corporate Compliance
Dallas, Texas, United States
$134k-$176k/yr RemoteFull Time
7+ YOE5+ Mgmt7+ years in healthcare compliance, 5+ years managing compliance teams, experience applying state and federal health insurance statutes and marketplace/MA requirements, regulatory investigations, training, and corrective action management.
2w
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Associate Director, Research Compliance (HR Title: Assoc Dir Compliance)
Dallas, Texas, United States
OnsiteFull Time
5+ YOE1+ MgmtBachelor’s degree and 5+ years in research compliance, research administration, or regulatory affairs, including 1+ year supervising or managing staff; strong regulatory, communication, and process improvement skills.
Cayuse, Microsoft Office Suite, database systems, electronic research compliance management system
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Financial Services Regulatory & Compliance Associate (Senior Level)
Miami or Atlanta or Washington or Dallas or Chicago or Phoenix or New York City
$260k-$365k/yr OnsiteFull Time
6+ YOEMinimum 6 years financial services regulatory and compliance experience; knowledge of BSA/AML, sanctions, third-party risk, consumer compliance; strong legal research, analysis, and writing; admitted or eligible for bar admission.
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Coordinator - Insurance Compliance
Plano, Texas, United States
OnsiteFull Time
3+ YOE3-5 years insurance administration/compliance or related experience; experience reviewing commercial COIs; associate degree preferred; proficiency with Microsoft Excel/Outlook/Word, Microsoft Dynamics GP, and JIRA; strong analytical and communication skills.
Microsoft Excel, Microsoft Outlook, Microsoft Word, Microsoft Dynamics GP, JIRA
2w
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Senior Compliance Auditor
Dallas, Texas, United States
OnsiteFull Time
5+ YOE2+ MgmtAssociate or Bachelor of Science in Nursing, 5 years of healthcare compliance coding or billing audit experience, 2 years of leadership, and HCS-D or COS-C certification or willingness to obtain it.
OASIS, CMS, HIPAA, E-Verify
3mo
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Treasury Risk and Compliance Associate
Jersey City or Dallas
HybridFull Time
3+ YOEMinimum 3 years in finance/treasury or related; bachelor’s degree preferred or equivalent; strong Excel and analytical skills; excellent communication; able to work in a fast-paced environment.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Enterprise-Grade AI
3mo
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Junior Compliance Officer - Southwest Region/TX: Phoenix, Denver, Albuquerque, San Antonio, Dallas, El Paso
Phoenix or Denver or Albuquerque or Houston or San Antonio or Dallas or El Paso
OnsiteFull Time
Associate degree required, strong data-entry and research skills, experience with Microsoft Word/Excel, ability to complete DHS/ICE training and pass Tier 4 Public Trust vetting, strong communication and attention to detail.
Microsoft Word, Microsoft Excel, DHS databases
1w
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Associate Construction Stormwater & Environmental Compliance Specialist
Overland Park or Dallas or Cary or Houston or Greenwood Village or Orlando or Denver or Raleigh or Olathe or Kansas City
$82k-$122k/yr HybridFull Time
3+ YOEBachelor’s degree preferred and 3+ years of construction environmental compliance experience. Requires stormwater, SWPPP, inspections, regulatory, communication, documentation, and field compliance expertise.
audio/videoconferencing software
2w
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Associate Director, Government Finance & Compliance
Chicago or Dallas
$125k-$150k/yr HybridFull Time
8+ YOEBachelor's degree in accounting, finance, or related field and 8+ years of government contracting finance experience, including indirect rates, pricing, cost allowability, ICS, FPRPs, and DCAA audits.
Microsoft Dynamics 365, Costpoint
2mo
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Governance, Risk, and Compliance Senior Associate or Supervisor (IT)
Dallas or Fort Worth or Houston or Austin
OnsiteFull Time
4+ YOEBachelor's in Accounting/MIS/Computer Science, 4+ years public accounting experience, familiarity with SSAE/SOC/GAAP/IIA, knowledge of SOX 404 and IT general controls, and experience supervising associates.
Fieldguide, AuditBoard, wDesk, Drata, Vanta, SecureFrame, Anecdotes
2mo
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Compliance Intern (TX) - SkillBridge (Military Only)
Dallas or United States
RemoteInternship
2+ YOEActive-duty US military eligible for SkillBridge; pursuing an associate/bachelor/master in cybersecurity, computer engineering or related; 2 years IT experience; exposure to security functions and frameworks; ability to pass background check and commanding officer approval; home office with internet.
Microsoft 365, Microsoft Azure, GCC, GCC-High, Microsoft Teams, CMMC, NIST SP 800-171, NIST SP 800-53, CSF, RMF
1mo
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General Lateral Associate
Dallas, Texas, United States
$225k-$435k/yr OnsiteFull Time
Currently practicing attorney eligible for a lateral associate role; specific qualifications vary by practice group.
1mo
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Energy Associate
Dallas, Texas, United States
OnsiteFull Time
2+ YOE2+ years legal experience (2nd–4th year associates preferred), strong academics, experience in energy transactions including M&A, project development, project finance, real estate, and related contracts.
1d
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Associate Counsel
United States or Dallas
RemoteFull Time
3+ YOEJ.D. and active U.S. bar membership required. Requires 3–5 years spanning intellectual property and advertising law, trademark portfolio and outside counsel management, copyright, compliance, and legal process development experience.
DMCA, TCPA, CAN-SPAM, AI-assisted legal tools
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