404 compliance associate jobs at 237 companies in Woonsocket, RI
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Compliance Associate
Boston, Massachusetts, United States
$115k-$130k/yrOnsiteFull Time
Bracebridge Capital: Alternative asset manager focused on global fixed income markets.
5+ YOEBachelor's degree and 5+ years experience in operations/audit/compliance with financial products; strong judgment, communication, and Excel skills; experience monitoring personal trading and compliance programs.
Microsoft Excel, Microsoft Word, SharePoint, StarCompliance
Geode Capital Management: Institutional asset manager providing core beta exposures across a range of equity and niche asset classes.
3+ YOEBachelor’s degree and 3+ years in investment compliance monitoring; strong trade order management and CRD experience; familiarity with global shareholder disclosure and related platforms.
CRD, GSD portal, FundApps, Bloomberg, order management system
Cogent BiosciencesNASDAQ: COGT: Develops precision therapies for genetically defined diseases
7+ YOE7+ years compliance experience in biotech/pharma, BS degree, strong transparency reporting, data analysis, monitoring, and communication skills; ability to travel up to 10%.
Kiniksa PharmaceuticalsNASDAQ: KNSA: Developing and commercializing therapies for cardiovascular and inflammatory diseases.
8+ YOE8+ years in compliance, ethics, audit in biotech/pharma; strong data analysis; experience with transparency and aggregate spend reporting; travel up to 20%.
Microsoft Office, Tableau, Smartsheet, Cognos, Query Studio
Winged Keel Group: Provides customized life insurance solutions for ultra-affluent clients.
3+ YOEBachelor's degree and 3-7 years in financial services compliance, licensing, or operations. Requires FINRA and state insurance licensing knowledge, strong organization, communication, and Microsoft Office proficiency.
Cambridge or Alaska or Arizona or Hawaii or Michigan or Tennessee or United States
$200k-$225k/yrRemoteFull Time
Amylyx PharmaceuticalsNASDAQ: AMLX: Develops treatments for neurodegenerative diseases and endocrine conditions.
4+ YOEJD and state bar membership, 4+ years legal experience in life sciences, experience with contracting, compliance, employment law, privacy, litigation, and AI-related issues.
Compliance Associate - Hybrid Torrance, Boston, Salt Lake City, Media
Torrance or Salt Lake City or Boston or Media
$65k-$73k/yrHybridFull Time
EP Wealth Advisors: Provides fiduciary wealth management and financial planning services.
2+ YOE2+ years administrative experience preferred in RIA/financial services; strong attention to detail, Microsoft Word/Excel proficiency, communication and organizational skills; interest in compliance and risk management.
Intellia TherapeuticsNASDAQ: NTLA: Develops curative gene-editing treatments using CRISPR technology.
6+ YOE6+ years healthcare compliance experience in commercial biotech/pharma, B.A./B.S. required, knowledge of pharmaceutical laws and commercialization, strong communication and project leadership skills.
AmerescoNYSE: AMRC: Develops and operates renewable energy and energy efficiency projects.
2+ YOEBachelor's or master's in business/economics/energy/engineering, minimum 2 years regulatory/compliance experience (NERC preferred), strong MS Word/Excel skills, ability to manage priorities and work with stakeholders.
Microsoft Word, Microsoft Excel, VBA, Python, SQL, EIA-860, EIA-923, FERC EQR
Cambridge Associates: Provides investment management and consulting services to institutional clients.
1+ YOE1-3 years financial services experience in investment compliance or audit, bachelor’s in business/finance, advanced Excel, familiarity with major asset classes, strong analytical and communication skills.
Microsoft Excel, Charles River, Bloomberg AIM, Eze Castle
Cambridge Associates: Provides global investment advisory and portfolio management services.
1+ YOEBachelor's in business/finance,1+ year financial services experience (1-3 preferred),advanced Excel,quantitative and communication skills,familiarity with major asset classes and compliance software.
Microsoft Excel, Charles River, Bloomberg AIM, Eze Castle
Genetix Biotherapeutics: Developing and commercializing curative gene therapies for rare diseases.
10+ YOEBachelor's degree with 10+ years QA/GxP experience; strong validation and product lifecycle expertise; in-depth US/EU GMP and ICH knowledge; experience with CMOs/CTOs and inspection readiness.
Phoenix or Tempe or Boise or Chicago or Boston or Portland or Dallas or Fort Worth or Houston
OnsiteFull Time
KPMG: Global professional services network providing audit, tax, and advisory.
3+ YOEMinimum 3 years recent experience including ≥2 years in personal property tax compliance using PTMS; bachelor’s degree required; CMI preferred; strong property tax knowledge and multi-state compliance experience.
AlnylamNasdaq: ALNY: Developing and commercializing RNA interference (RNAi) therapeutics for diseases.
8+ YOEBachelor's degree and 8+ years in quality within biotech/pharma, experience with SAP/Veeva/LIMS, strong GxP and data governance knowledge, Quality Risk Management experience, and excellent communication skills.
Senior Living Residences: Operators of assisted living and memory support communities.
3+ YOEAssociate's degree required (Bachelor's preferred), ~3 years healthcare/compliance or related experience preferred, strong project management, Microsoft Office and Google Workspace skills, attention to detail, and willingness to travel to communities.
Director, Associate General Counsel – Corporate Compliance
Berkeley or Somerville
$270k-$323k/yrHybridFull Time
Form Energy: Developing multi-day batteries for grid-scale energy storage.
10+ YOEJD and active state Bar membership, 10+ years legal/compliance experience including securities, SOX, corporate governance, and government contracts; public company experience required.
Junior Compliance Officer - Northeast Region: Philadelphia, New York, Boston
Philadelphia or New York City or Boston or Crystal City or Washington or Baltimore
OnsiteFull Time
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate degree required; accurate data entry and evaluation; proficiency with Microsoft Word and Excel; ability to conduct database searches and produce spreadsheets and reports; must complete DHS/ICE training and pass personnel security vetting.
Spectrum Health Systems: Provides substance abuse and mental health treatment services.
Associate’s degree in human services/social work/public health, proficiency with Microsoft Suite, experience in data collection/management, strong written and verbal communication; behavioral health experience preferred.
Microsoft Excel, Microsoft Forms, Microsoft Word, Microsoft SharePoint, Power BI, Power Automate
Alnylam PharmaceuticalsNASDAQ: ALNY: Develops RNAi therapeutics to treat rare and common diseases.
8+ YOEBachelor's degree and 8+ years in quality within biotech/pharma; strong GxP data domain knowledge, SAP/Veeva/LIMS experience, Quality Risk Management expertise, and strong communication skills.