9,285 compliance jobs at 2,941 companies in Blauvelt, NY
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Compliance Officer
Melville, New York, United States
$70k-$100k/yr HybridFull Time
3+ YOEBachelor's required; 3+ years healthcare or nonprofit compliance experience (behavioral health/Medicaid preferred). Knowledge of Medicaid NY, BACB, HIPAA, OMH, OPWDD; audit, policy, and reporting experience; EHR proficiency.
EHR systems, compliance tracking tools
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Compliance Lead, Compliance & Ethics
New York City or San Jose
$143k-$214k/yr OnsiteFull Time
6+ YOE6+ years in compliance/surveillance at financial/fintech/crypto firms; hands-on eComms surveillance experience; strong program-building, investigation, COI, and governance skills; team development and written communication.
eComms surveillance platforms, AI-assisted review workflows
2w
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Compliance Lead, Payments Compliance & Licensing Program
New York City, New York, United States
HybridFull Time
Multiple years in financial services compliance with regulator engagement, knowledge of money transmission licensing, sanctions/AML/KYC/lending compliance, strong written/verbal communication, and practical AI tooling experience.
Claude, GPT, NMLS
5d
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Compliance Manager
New York City or Chicago
$150k-$180k/yr OnsiteFull Time
5+ YOERequires 5–8 years in RIA compliance, compliance operations, or program implementation; workflow and testing design experience; compliance technology implementation; and SEC exam evidence-collection experience.
Hadrius, MCO, ACA Alpha, Greenboard
1mo
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Compliance Officer, Trading Compliance
Stamford, Connecticut, United States
OnsiteFull Time
5+ YOEJD and bar admission required; 5+ years trading compliance experience in asset managers, hedge funds, or broker-dealers; knowledge of U.S. securities laws; surveillance, investigation, and project experience.
5d
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Compliance Officer, Trading Compliance
New York City or Stamford
$145k-$175k/yr OnsiteFull Time
5+ YOEJuris Doctorate and bar admission required, plus 5+ years of trading compliance experience in an investment manager, hedge fund, or broker-dealer; knowledge of U.S. securities laws and surveillance programs.
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Compliance Manager
Bronx, New York, United States
$115k-$145k/yr OnsiteFull Time
5+ YOEB.S./B.A. in related field, 5+ years compliance experience, completion of Certified Regulatory and Compliance Professional program, strong knowledge of banking regulations, Microsoft Office proficiency, supervisory experience.
Microsoft Office
5d
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Compliance Advisor
Des Moines or Kansas or Wichita or North Carolina or Charlotte or Chicago or Minnesota or Minneapolis or Los Angeles or New York City
$110k-$148k/yr OnsiteFull Time
6+ YOERequires 6+ years of financial services compliance experience, including 2+ years in compliance risk testing, a bachelor's degree or equivalent, group insurance knowledge, and strong analytical and communication skills.
3w
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Compliance Engineer
New York City, New York, United States
$50k-$1000k/yr HybridFull Time
3+ YOE3–5+ years in compliance engineering or fintech compliance; strong knowledge of BSA/AML/KYC/OFAC; experience with transaction monitoring, identity verification, and data reconciliation; ability to read code (Python, SQL); strong written communication.
Python, SQL
1mo
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Compliance Officer
New York, New York, United States
OnsiteFull Time
Haitong International: Provides wealth management, investment banking, and institutional brokerage services.
Assist administration and monitoring of compliance and AML programs, perform KYC/AML reviews, manage staff compliance activities and broker-dealer licensing (U4/U5), prepare regulatory filings and reports (FINRA, OFAC, FinCEN), investigate issues.
2mo
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Compliance Officer
New York City, New York, United States
$175k-$200k/yr OnsiteFull Time
5+ YOESenior compliance role with experience overseeing marketing material reviews, SEC Marketing Rule application, regulatory filings (ADV, Form PF), policy drafting, and compliance program management; strong analytical and communication skills; 5+ years preferred.
AI
1mo
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Compliance Analyst
New York, New York, United States
$60k-$75k/yr HybridFull Time
2+ YOE2+ years in compliance/AML/risk/operations; familiarity with AML/ATF and FINTRAC; support compliance frameworks, CDD/EDD, sanctions screening, licensing, policy drafting, and regulatory reporting; strong writing and analytical skills; bachelor’s degree; CAMS a plus.
3mo
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Compliance Manager
New York, New York, United States
$82k-$85k/yr OnsiteFull Time
3.5+ YOEAffordable housing compliance experience; HUD knowledge; strong organizational and analytical skills; bilingual in Spanish preferred.
Microsoft Office
2mo
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Compliance Administrator
Stamford, Connecticut, United States
OnsiteFull Time
3+ YOEBachelor's in IT/compliance/security or equivalent experience; 3+ years in compliance/audit/IT-security; experience with GRC platforms, policy management, and audit processes; knowledge of SOC 2, NIST, HIPAA, CMMC, NYDFS; relevant certs preferred; valid U.S. driver's license and background check.
GRC platforms, SOC 2, NIST, HIPAA, CMMC, NYDFS, CCPA, FINRA, NIST CSF 2.0
3d
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Compliance Analyst
New York City, New York, United States
$80k-$100k/yr HybridFull Time
2+ YOEBachelor's degree and at least two years of compliance experience required; strong judgment, confidentiality, communication, organization, and Microsoft Office proficiency needed.
Microsoft Office
1w
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Compliance Analyst
New York City or Greenwich or Norwalk
$80k-$100k/yr OnsiteFull Time
0+ YOEBachelor's degree or equivalent; 0–3 years of compliance experience, including trade surveillance and ethics programs; strong analytical, organizational, communication, and confidentiality skills.
Code of Ethics
3w
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Compliance Analyst
New York, New York, United States
$80k-$110k/yr HybridFull Time
1+ YOEBachelor's degree,1+ years investment-advisory or broker-dealer compliance experience,experience with equity/fixed-income products,strong analytical and communication skills.
Global Relay Archive & Compliance system
3mo
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Director, Compliance
New York, New York, United States
$245k-$260k/yr OnsiteFull Time
12+ YOE12-15 years of employee benefits regulatory/compliance experience; leadership experience; ERISA/HIPAA/IRC knowledge; strong communication and project management skills.
M365, Dynamics 365 CRM, Dynamics 365 F&O, Azure, AWS, SQL, Snowflake, QlikView
1w
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Compliance Officer - Marketing
New York, New York, United States
$150k-$200k/yr OnsiteFull Time
6+ YOE6+ years compliance experience in financial services with focus on marketing compliance; strong knowledge of FINRA 2210, SEC advertising rules, social media compliance; organized with strong communication skills.
1mo
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Compliance Manager, Americas
Chicago or New York City or Ogden
$105k-$140k/yr HybridFull Time
5+ YOE5+ years compliance experience, bachelor's degree, professional Spanish and English, compliance program management, policy governance, training design, analytics and regulatory monitoring, proficiency with compliance tech and AI tools.
hotline/case management systems, policy management tools, analytics dashboards, LMS, AI tools