FINRA SIE, Series 7, Series 65/66, and Series 9/10 or 24 required; bachelor’s preferred; compliance experience (2+ preferred) and industry experience (5+ preferred); strong written/oral skills; willingness to travel >35%; proficient with Microsoft Outlook/Word/Excel.
Microsoft Outlook, Microsoft Word, Microsoft Excel, Comply
Pasadena or California or Oregon or Washington or Colorado or Georgia or Virginia or Hawaii or Maryland or United States
$139k-$180k/yrRemoteFull Time
Kaiser Permanente: Provides integrated medical care and health insurance plans.
5+ YOE2+ MgmtRequires 5 years medical coding, 2 years leadership, a bachelor's degree or equivalent experience, healthcare compliance or related experience, and risk adjustment or coding certification.
EnduroSat: Manufacturer of modular software-defined satellites and space infrastructure.
5+ YOE5+ years compliance experience in aerospace/defense or regulated industries. Knowledge of ITAR/EAR, CMMC/NIST 800-171, FOCI mitigation, export controls, customs, and financial/operational compliance.
Rocky Mountain Communities: Provides affordable housing and support services across Colorado.
2+ YOE2+ years affordable housing compliance experience; knowledge of LIHTC, HUD, HOME, PBV; experience reviewing certifications and determining eligibility; proficiency with property management/compliance software; COS or TCS preferred.
Providence or Washington or Arizona or Colorado or Connecticut or Florida or Georgia or Illinois or Indiana or Kansas or Maryland or Massachusetts or Minnesota or North Carolina or Ohio or Pennsylvania or Rhode Island or Tennessee or Texas or Vermont or Virginia or District of Columbia
$76k-$99k/yrOnsiteFull Time
Plan International USA: Advancing children's rights and equality for girls globally.
Bachelor's degree or equivalent experience required; compliance, regulatory filings, project coordination, records retention, privacy, and nonprofit administration experience preferred.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, Microsoft Teams, PageProof, Charity Navigator, Candid, GuideStar, GreatNonprofits
Western Veterinary Partners: Provides operational and business support services to veterinary practices.
2+ YOEBachelor's degree,2+ years compliance/risk/audit/healthcare administration experience,strong project management,policy interpretation,communication skills,and proficiency with Microsoft Office.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
United States or Minnesota or Eden Prairie or Arizona or California or Colorado or Connecticut or Delaware or Florida or Georgia or Illinois or Kansas or Maryland or Massachusetts or Michigan or Montana or Nevada or New Jersey or New York or North Carolina or Ohio or Pennsylvania or Tennessee or Texas or Virginia or District of Columbia
$83k-$112k/yrHybridFull Time
One Pass SolutionsNYSE: UNH: Wellness platform providing gym access and grocery delivery services.
2+ YOEBachelor’s degree and 2–4 years of healthcare compliance, regulatory, audit, risk, or healthcare operations experience. Requires strong analytical, organizational, and written communication skills.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, Microsoft Teams
Houston or Chicago or St. Louis or San Francisco or New York or Minneapolis or Los Angeles or Dallas or Denver or Austin or Washington
$135k-$165k/yrRemoteFull Time
Norton Rose Fulbright: Global law firm providing legal and business advisory services.
Licensed lawyer with conflicts experience, strong US conflicts knowledge, analytical and commercial judgment, communication skills, confidentiality expertise, and ability to supervise two compliance analysts.
Lead Compliance Analyst – Compliance Testing & Regulatory Oversight
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yrHybridFull Time
TransamericaNYSE: AEG: Provides insurance, retirement solutions, and investment products to customers.
5+ YOE5+ years compliance/regulatory experience, strong FINRA/SEC knowledge, experience with compliance testing, examinations, risk assessments, and stakeholder reporting; excellent communication and analytical skills.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint
InBankOTCQX: INBC: Independent commercial bank offering business and personal banking solutions.
5+ YOE3+ MgmtBachelor's degree or equivalent; 5+ years in consumer regulatory compliance, legal, or operational risk management; 3+ years supervising; Microsoft Office Suite proficiency; CRCM preferred.
The GEO GroupNYSE: GEO: Operates private correctional facilities and community reentry programs.
3+ YOEBachelor's in business or related with 3+ years corrections/law enforcement experience (or HS+5 yrs), experience in compliance/accreditation, strong writing/presentation skills, supervisory experience preferred.
The GEO GroupNYSE: GEO: Provides correctional, detention, and community reentry services.
3+ YOEFacility compliance subject-matter expert with auditing, reporting, and process-improvement experience; bachelor’s degree or equivalent experience; strong written/oral communication and computer skills; travel possible.
Hogan Lovells: Global law firm providing legal and regulatory advisory services.
3+ YOEThree years of AML, client due diligence, risk assessment, or compliance review experience; strong analytical, research, communication, organizational, and judgment skills; Microsoft Word and Excel proficiency.
Albuquerque or Farmington or Arizona or Colorado or Kentucky or Missouri or Nevada or New Mexico or Tennessee or Texas or Utah
$90k-$110k/yrOnsiteFull Time
Giving Home Health Care: Provides in-home medical care for former nuclear weapons workers.
5+ YOEBachelor's degree and 5–7 years of healthcare compliance experience required; audits, investigations, training, HIPAA, OSHA, DOL, state regulations, and OIG guidance knowledge required. CPCO or CHC certification expected within 8 months.
New York City or Denver or Leeds or Dublin or Ontario or Alberta
$130k-$150k/yrHybridFull Time
Fanatics: Global digital sports platform for merchandise, collectibles, and betting.
5+ YOE5+ years in regulatory compliance/AML/risk with experience in gaming, payments, or financial services; familiarity with Ontario/Alberta gaming rules and FINTRAC/PCMLTFA; strong written communication, documentation, and stakeholder engagement; Bachelor's degree; CAMS/CFCS preferred.
Gusto: Cloud-based payroll and HR software for small businesses.
5+ YOE5+ years compliance experience at FINRA-registered broker-dealers and SEC-registered investment advisers; active SIE, Series 7, Series 24; experience with advertising review, supervisory testing, books & records rules, ComplySci and Global Relay; AI governance familiarity.
Columbus or Frisco or California or Colorado or New York or Washington or Maryland or District of Columbia or Illinois or New Jersey or Vermont or Ohio or Maine or Connecticut or Virginia or United States
8+ YOE8+ years in consumer credit/banking compliance, HS/GED minimum; Bachelors preferred. CIPP, CAMS, CRCM (preferred); subject matter expertise in compliance, risk, or privacy; strong analytical and strategic advising skills; U.S. work authorization required.
Cogent BiosciencesNASDAQ: COGT: Develops precision therapies for genetically defined diseases
7+ YOE7+ years compliance experience in biotech/pharma, BS degree, strong transparency reporting, data analysis, monitoring, and communication skills; ability to travel up to 10%.
TSTC: Provides professional services and cybersecurity to federal agencies.
15+ YOEBachelor's degree, 15 years security compliance experience, CISSP or CISM, A&A lifecycle, vulnerability and incident management, privileged and certificate management, ability to obtain government suitability.