FINRA SIE, Series 7, Series 65/66, and Series 9/10 or 24 required; bachelor’s preferred; compliance experience (2+ preferred) and industry experience (5+ preferred); strong written/oral skills; willingness to travel >35%; proficient with Microsoft Outlook/Word/Excel.
Microsoft Outlook, Microsoft Word, Microsoft Excel, Comply
EnduroSat: Manufacturer of modular software-defined satellites and space infrastructure.
5+ YOE5+ years compliance experience in aerospace/defense or regulated industries. Knowledge of ITAR/EAR, CMMC/NIST 800-171, FOCI mitigation, export controls, customs, and financial/operational compliance.
Rocky Mountain Communities: Provides affordable housing and support services across Colorado.
2+ YOE2+ years affordable housing compliance experience; knowledge of LIHTC, HUD, HOME, PBV; experience reviewing certifications and determining eligibility; proficiency with property management/compliance software; COS or TCS preferred.
Houston or Chicago or St. Louis or San Francisco or New York or Minneapolis or Los Angeles or Dallas or Denver or Austin or Washington
$135k-$165k/yrRemoteFull Time
Norton Rose Fulbright: Global law firm providing legal and business advisory services.
Licensed lawyer with conflicts experience, strong US conflicts knowledge, analytical and commercial judgment, communication skills, confidentiality expertise, and ability to supervise two compliance analysts.
Western Veterinary Partners: Provides operational and business support services to veterinary practices.
2+ YOEBachelor's degree,2+ years compliance/risk/audit/healthcare administration experience,strong project management,policy interpretation,communication skills,and proficiency with Microsoft Office.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
Lead Compliance Analyst – Compliance Testing & Regulatory Oversight
Cedar Rapids or Denver or Baltimore or Philadelphia
$90k-$100k/yrHybridFull Time
TransamericaNYSE: AEG: Provides insurance, retirement solutions, and investment products to customers.
5+ YOE5+ years compliance/regulatory experience, strong FINRA/SEC knowledge, experience with compliance testing, examinations, risk assessments, and stakeholder reporting; excellent communication and analytical skills.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint
InBankOTCQX: INBC: Independent commercial bank offering business and personal banking solutions.
5+ YOE3+ MgmtBachelor's degree or equivalent; 5+ years in consumer regulatory compliance, legal, or operational risk management; 3+ years supervising; Microsoft Office Suite proficiency; CRCM preferred.
The GEO GroupNYSE: GEO: Provides correctional, detention, and community reentry services.
3+ YOEFacility compliance subject-matter expert with auditing, reporting, and process-improvement experience; bachelor’s degree or equivalent experience; strong written/oral communication and computer skills; travel possible.
Hogan Lovells: Global law firm providing legal and regulatory advisory services.
3+ YOEThree years of AML, client due diligence, risk assessment, or compliance review experience; strong analytical, research, communication, organizational, and judgment skills; Microsoft Word and Excel proficiency.
The GEO GroupNYSE: GEO: Operates private correctional facilities and community reentry programs.
3+ YOEBachelor's in business or related with 3+ years corrections/law enforcement experience (or HS+5 yrs), experience in compliance/accreditation, strong writing/presentation skills, supervisory experience preferred.
New York City or Denver or Leeds or Dublin or Ontario or Alberta
$130k-$150k/yrHybridFull Time
Fanatics: Global digital sports platform for merchandise, collectibles, and betting.
5+ YOE5+ years in regulatory compliance/AML/risk with experience in gaming, payments, or financial services; familiarity with Ontario/Alberta gaming rules and FINTRAC/PCMLTFA; strong written communication, documentation, and stakeholder engagement; Bachelor's degree; CAMS/CFCS preferred.
Gusto: Cloud-based payroll and HR software for small businesses.
5+ YOE5+ years compliance experience at FINRA-registered broker-dealers and SEC-registered investment advisers; active SIE, Series 7, Series 24; experience with advertising review, supervisory testing, books & records rules, ComplySci and Global Relay; AI governance familiarity.
Cogent BiosciencesNASDAQ: COGT: Develops precision therapies for genetically defined diseases
7+ YOE7+ years compliance experience in biotech/pharma, BS degree, strong transparency reporting, data analysis, monitoring, and communication skills; ability to travel up to 10%.
Atlanta or Charlotte or Tampa or New York City or Dallas or Boston or Chicago or Houston or Denver or Minneapolis or Los Angeles or Detroit or Pittsburgh or Cleveland or St. Louis or Overland Park
$95k-$165k/yrOnsiteFull Time
WTWNASDAQ: WTW: Global advisory, broking, and solutions.
Significant Health & Benefits compliance consulting experience, deep U.S. health and welfare regulatory knowledge, complex engagement leadership, stakeholder influence, communication, mentoring, and a bachelor's degree.
ACA, MHPAEA, HIPAA, IRC, ERISA, Client Service Teams (CST), Global Delivery Centers (GDCs)
Chicago or Denver or Lake Mary or New York City or Westlake or Menlo Park or Bellevue or Washington or Clearwater or Gainesville
$89k-$135k/yrHybridFull Time
RobinhoodNASDAQ: HOOD: Provides a commission-free platform for investing and financial services.
5+ YOE5+ years compliance experience with investment advisers, deep knowledge of SEC Investment Advisers Act and FINRA rules, strong written/verbal skills, risk assessment, policy development, and regulatory response experience.
United States or Albany or Arlington or Atlanta or Austin or Beaverton or Bentonville or Boston or Carmel or Charlotte or Chicago or Cincinnati or Cleveland or Columbus or Culver City or Denver or Des Moines or Detroit or Hartford or Houston or Irving or Kirkland or Miami or Milwaukee or Minneapolis or Morristown or Mountain View or Nashville or New York City or Oklahoma City or Overland Park or Philadelphia or Pittsburgh or Raleigh or Redmond or Sacramento or San Diego or San Francisco or Scottsdale or Seattle or St. Louis or St. Petersburg or Walnut Creek
$113k-$338k/yrRemoteFull Time
AccentureNYSE: ACN: Global professional services firm providing consulting and technology solutions.
5+ YOEJD or equivalent law degree; 5+ years as a compliance attorney with public procurement and U.S. government compliance expertise; strong legal analysis, judgment, writing, negotiation, and executive communication skills.
Arlington or Milwaukee or Dallas or Columbus or Kirkland or Cincinnati or New York City or Cleveland or Oklahoma City or Austin or Albany or Chicago or St. Petersburg or Hartford or Pittsburgh or St. Louis or Miami or Sacramento or Raleigh or Minneapolis or Mountain View or Scottsdale or San Francisco or Morristown or Denver or Boston or Philadelphia or Des Moines or Overland Park or Los Angeles or Charlotte or Walnut Creek or Carmel or Seattle or Houston or Atlanta or Redmond or Bentonville or Beaverton or Nashville or Detroit or San Diego
$113k-$338k/yrRemoteFull Time
AccentureNYSE: ACN: Global provider of management consulting and technology services.
5+ YOEJD or equivalent law degree and at least 5 years as a compliance attorney with expertise in public procurement rules and U.S. government compliance obligations. Strong judgment, writing, negotiation, and executive communication skills required.
Brooklyn or Chicago or Buffalo or Albany or Salt Lake City or Cincinnati or Charlotte or Denver or Columbus or Atlanta
$71k-$125k/yrHybridFull Time
KeyBankNYSE: KEY: Provides retail, commercial, and investment banking products and services.
3+ YOEBachelor's degree,3+ years in compliance/risk/internal audit or related area; experience with GRC, analytics, reporting, and strong communication; relevant compliance/risk certifications preferred.
Archer, RSA, ServiceNow GRC, Tableau, Power BI, SQL, Microsoft SQL Server, Python, Alteryx, SAS, BigQuery, GCP, Gemini CLI, GitHub, Copilot, Microsoft Excel
University of Northern Colorado: Public university providing undergraduate and graduate degree programs.
4+ YOEMaster's degree in an appropriate field, or bachelor's degree with at least four years of research compliance experience. Valid U.S. work authorization required.