6,110 compliance jobs at 2,020 companies in Diamond Bar, CA
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Compliance Specialist
Long Beach, California, United States
$26-$28/hrOnsiteFull Time
View Behavioral Health: California behavioral health organization operating inpatient and outpatient psychiatric facilities for children, adolescents, and adults.
2+ YOEEnsure facility compliance with regulatory standards, perform audits, develop compliance programs, interact with surveying agencies, and train staff; requires regulatory/compliance experience and CPR/BLS/First Aid.
Electronic Health Records (EHR), Microsoft Word, Microsoft Excel, Microsoft Teams, Slack, Zoom
UCLA Health: Academic medical system providing comprehensive patient care and research.
7+ YOEBachelor’s degree; at least seven years investigating healthcare compliance matters; knowledge of federal/state healthcare regs; strong analytical and communication skills; experience with investigations, reporting, and training.
Tarzana Treatment Centers: Provides integrated behavioral healthcare and addiction treatment.
3+ YOEBachelor's required (Master's preferred); 3–5 years compliance/quality/contract/grants experience in behavioral health; knowledge of California regulations; strong analytical, project management, and report-writing skills.
Microsoft Excel, SharePoint, compliance tracking systems
PIMCO: Global leader in active fixed income investment management.
3+ YOE3+ years regulatory compliance in a FINRA-registered broker-dealer; licensing/registration; Series 7/24 required or pursuing; undergraduate degree; knowledge of FINRA/NFA rules.
Warner Bros. DiscoveryNasdaq: WBD: Produces and distributes multimedia entertainment content and news worldwide.
3+ YOEManage product safety and regulatory compliance for tours and retail, review testing and labeling, work with suppliers, and implement compliance processes; knowledge of consumer product regulations required.
PIMCO: Global leader in active fixed income investment management.
3+ YOE3+ years regulatory compliance experience in a FINRA-registered broker-dealer or large investment manager; licensing/registration expertise; FINRA/NFA familiarity; undergraduate degree; FINRA Series 7 and 24 registrations or readiness to obtain.
FINRA Gateway, NFA Online Registration System (ORS), e-surveillance system, Microsoft Office, Compliance vendor platforms
LSMA Management Inc: Rooted in the Community. Committed to Your Care.
2+ YOEMinimum 2 years in healthcare admin, claims or compliance; Education: High School diploma required; preferred: Associate/Bachelor in Healthcare Admin, Business Admin, Compliance; CPCO/CHC preferred.
Homeless Outreach Program Integrated Care Services (HOPICS): Special Service for Groups is a nonprofit health and human services organization serving vulnerable communities through behavioral health, housing, and social programs.
3+ YOEDevelop and maintain agency-wide compliance systems, interpret regulations, prepare reports, develop policies and training; requires 3 years compliance/QA/contract or bachelor's degree alternative, CA driver license, strong writing and MS/Google skills.
Farmers & Merchants Bank of Long BeachOTCQX: FMBL: California state-chartered community bank providing business and consumer banking services across Southern California.
10+ YOEOversee and implement the bank's compliance program; monitor regulatory requirements; prepare reports; conduct training.
Zen Educate: Private education staffing platform connecting UK and US schools with teachers, teaching assistants, and support staff.
Organized, detail-oriented communicator proficient with Google Suite and sensitive information; compliance or administrative experience is preferred but not required.
LoanMart: Private auto title lender and servicer providing vehicle-secured loans to financially stressed and credit-challenged borrowers.
Bachelor's degree or equivalent experience, compliance examination experience, financial industry knowledge, strong communication and organizational skills, confidentiality, and advanced Microsoft Office proficiency.
Microsoft Word, Microsoft Excel, Microsoft Outlook
Avanath Capital Management: Privately held investment firm that acquires, renovates, and operates affordable and workforce apartment communities for U.S. renters.
Requires exceptional attention to detail, analytical and communication skills, independent task prioritization, deadline management, Microsoft Office proficiency, and knowledge of property management compliance regulations.
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft Outlook, Yardi Voyager Property Management
Origence: Credit-union-owned fintech CUSO providing lending technology to credit unions, auto dealers, and borrowers.
5+ YOE5+ years experience in compliance, risk, or related field; strong writing, communication, project management, and analytical skills; familiarity with privacy, consumer protection, and financial regulation.
Barker Management Inc.: Private affordable-housing property management serving families, seniors, and people with special needs in California and Nevada.
Experience in affordable housing compliance, monitoring and conducting audits, knowledge of HUD/Tax Credit and other regulatory programs, ability to prepare audit responses and train staff.
TRACS, EIV, RP Compliance, Urban Futures Bond Administration (UFBA)
STIIIZY: Vertically integrated private cannabis cultivating, manufacturing, distributing, and retailing cannabis products for adult consumers.
2+ YOEBachelor's degree and 2–4 years of experience; requires compliance auditing, analytical and communication skills, decision-making, teamwork, and ability to work onsite with physical demands.
Sony Pictures Entertainment Inc.: Sony Group-owned American film and television studio producing and distributing entertainment content worldwide.
4+ YOE4-6 years in compliance operations; experience with Excel, Word, PowerPoint; risk screening (WorldCheck) and LMS; bachelor’s degree preferred; entertainment industry experience a plus.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint, WorldCheck, Cornerstone On Demand
Houston or Chicago or St. Louis or San Francisco or New York or Minneapolis or Los Angeles or Dallas or Denver or Austin or Washington
$135k-$165k/yrRemoteFull Time
Norton Rose Fulbright: Global law firm providing full-scope legal services to corporations and financial institutions.
Licensed lawyer with conflicts experience, strong US conflicts knowledge, analytical and commercial judgment, communication skills, confidentiality expertise, and ability to supervise two compliance analysts.
Friendship Shelter: Nonprofit homeless-services agency providing outreach, shelter, and permanent housing services to people in South Orange County.
2+ YOEBachelor's degree or equivalent experience, 2+ years of compliance experience, strong communication and organizational skills, attention to detail, Microsoft Office proficiency, independent work ability, and reliable transportation.
AgileOne: Private, woman- and minority-owned workforce solutions firm providing MSP and talent technology to businesses.
Experience with North American contingent workforce compliance or MSP/VMS operations; strong stakeholder management, presentation, analytical and writing skills; proficiency with MS Office; bachelor’s degree preferred.
Windows, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, Microsoft Project, Microsoft Visio, Microsoft SharePoint, AgileOne proprietary technology
St. Joseph Center: Los Angeles nonprofit providing housing, mental-health, food, and workforce services to people facing homelessness and poverty.
2+ YOEBachelor's degree in Business or related field preferred, 2+ years of contract analysis or high-level administrative experience preferred, and strong organizational, analytical, Microsoft Office, and compliance skills.
Microsoft Word, Microsoft Excel, Microsoft Access, Microsoft PowerPoint, Microsoft Outlook, Microsoft Teams