1,099 compliance manager jobs at 571 companies in Naugatuck, CT
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Manager, Compliance
Valhalla or Suffern
$99k-$126k/yr OnsiteFull Time
WMCHealth: Integrated healthcare network providing medical services across the Hudson Valley.
3+ YOEBachelor's degree and 3–5 years compliance/regulatory experience in a large tertiary hospital; CHC required; HIPAA knowledge and investigation skills; ability to train and advise leadership.
1mo
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Compliance Manager
Hartford or Northbrook or Chicago or Scottsdale or Woonsocket or Irving or Arkansas or Texas or Alabama or Arizona or Illinois or Connecticut or Rhode Island or Tennessee
$66k-$146k/yr HybridFull Time
5+ YOE5+ years compliance/legal experience in healthcare/insurance/finance, knowledge of APCD and claims processing, experience with HMOPPO/Medicare products, pharmacy operations, and regulatory reporting; bachelor’s or equivalent experience.
SAS, SQL, ACL, Microsoft Excel, Microsoft Office
2d
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AVP, Compliance Manager
New York City or Stamford
$140k-$160k/yr OnsiteFull Time
5+ YOERequires 5+ years in investment adviser compliance, asset management and securities markets experience, regulatory knowledge, risk analysis, communication skills, and an undergraduate degree.
SEC, National Futures Association, Investment Advisers Act, Bermuda Investment Business Act, Investment Company Act, Securities Act, Commodity Exchange Act
2mo
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Trade Compliance Manager
Stamford, Connecticut, United States
OnsiteFull Time
10+ YOE10+ years supporting trade and/or federal contract compliance; hands-on ITAR/EAR and import/export experience; knowledge of FAR/DFARS, DCSA requirements; experience conducting audits, assessments, and remediation; LCB or equivalent preferred.
Microsoft Office
2mo
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Compliance Manager
Buffalo or Tonawanda or Manchester or Stellar
$100k-$120k/yr OnsiteFull Time
7+ YOELead regulatory compliance programs for products, PFAS, SDS, and environmental stewardship; manage registrations, regulatory reviews, and audits.
SDS management, GHS, REACH/CLP, WHMIS, 3E, ETQ, VelocityEHS, Enablon, Intelex
2mo
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Aerospace Trade Compliance Manager
Sylmar or Atlanta or Avon or Wallingford
$100k-$130k/yr HybridFull Time
5+ YOE5+ years trade compliance experience; knowledge of EAR, OFAC, CBP and other U.S. export/import regulations; ability to support classifications, audits, investigations, and training; up to 20% travel.
1w
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Compliance Officer, Trading Compliance
New York City or Stamford
$145k-$175k/yr OnsiteFull Time
5+ YOEJuris Doctorate and bar admission required, plus 5+ years of trading compliance experience in an investment manager, hedge fund, or broker-dealer; knowledge of U.S. securities laws and surveillance programs.
1mo
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Compliance Officer, Trading Compliance
Stamford, Connecticut, United States
OnsiteFull Time
5+ YOEJD and bar admission required; 5+ years trading compliance experience in asset managers, hedge funds, or broker-dealers; knowledge of U.S. securities laws; surveillance, investigation, and project experience.
1mo
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Compliance Analyst
Radnor or Charlotte or Fort Wayne or Greensboro or Hartford or Omaha
$73k-$132k/yr HybridFull Time
3+ YOEBachelor's degree or equivalent experience,3-5+ years compliance experience relevant to funds management,ability to perform testing,service provider oversight,AML support,and prepare compliance reports.
2mo
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Compliance Administrator
Stamford, Connecticut, United States
OnsiteFull Time
3+ YOEBachelor's in IT/compliance/security or equivalent experience; 3+ years in compliance/audit/IT-security; experience with GRC platforms, policy management, and audit processes; knowledge of SOC 2, NIST, HIPAA, CMMC, NYDFS; relevant certs preferred; valid U.S. driver's license and background check.
GRC platforms, SOC 2, NIST, HIPAA, CMMC, NYDFS, CCPA, FINRA, NIST CSF 2.0
2mo
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Compliance Analyst
Farmington, Connecticut, United States
HybridFull Time
5+ YOEBachelor's degree in finance/business (law degree preferred with Connecticut Bar admission), 5+ years compliance/legal/operations experience in asset management or insurance, knowledge of IMAs and onboarding, Contract Insight/Cobblestone familiarity, audit coordination experience.
Contract Insight, Cobblestone, PTCC, MCO
4w
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Senior Manager, Controls & Compliance
New Britain, Connecticut, United States
$96k-$154k/yr RemoteFull Time
5+ YOE5+ years SOX/controls experience, Bachelor’s in Business/Accounting/Finance required, CPA or advanced degree preferred, COSO and SDLC familiarity, SAP and data competency, strong communication and analytical skills.
SAP
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Insurance Compliance Officer
Naugatuck, Connecticut, United States
$50k-$68k/yr OnsiteFull Time
3+ YOE3+ years insurance compliance or agency operations experience; working knowledge of state insurance regulations, licensing, E&O risk; strong attention to detail and communication; experience with agency management systems.
EZLynx
2w
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Manager, Ethics & Compliance Governance & Monitoring
Birmingham or Bentonville or Phoenix or Tempe or Irvine or Los Angeles or Sacramento or San Diego or San Francisco or Santa Clara or Boulder or Denver or Hartford or Stamford or Washington or Fort Lauderdale or Jacksonville or Miami or Orlando or Tallahassee or Tampa or Atlanta or Des Moines or Boise or Chicago or Indianapolis or Louisville or Baton Rouge or New Orleans or Shreveport or Boston or Baltimore or Detroit or Minneapolis or Kansas City or St. Louis or Jackson or Charlotte or Raleigh or Winston-Salem or Lincoln or Omaha or Montvale or Short Hills or Albuquerque or Las Vegas or Albany or Buffalo or Melville or New York City or Rochester or Cincinnati or Cleveland or Columbus or Oklahoma City or Portland or Harrisburg or Philadelphia or Pittsburgh or Providence or Greenville or Knoxville or Memphis or Nashville or Austin or Dallas or Fort Worth or Houston or San Antonio or Salt Lake City or Ashburn or McLean or Richmond or Virginia Beach or Seattle or Milwaukee or El Segundo
$89k-$202k/yr OnsiteFull Time
6+ YOEBachelor's degree and 6+ years in ethics and compliance, internal audit, enterprise risk management, or related regulatory work; strong analytics, project management, communication, and stakeholder engagement skills.
Microsoft Excel, Power BI, AI
3mo
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Financial Crimes Compliance Manager, Vice President
Greenwich, Connecticut, United States
$150k-$175k/yr HybridFull Time
10+ YOE10-15 years AML/CFT and sanctions compliance in financial services; ACAMS; investment company act knowledge; JD a plus.
3w
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Senior Compliance Analyst
Hauppauge, New York, United States
$75k-$87k/yr OnsiteFull Time
5+ YOEBachelor's degree,5+ years compliance experience in financial services,knowledge of SEC and FINRA rules,Microsoft Office and Adobe Acrobat proficiency,ability to lead testing and prepare regulatory documentation.
Microsoft Office, Adobe Acrobat
3w
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Tax Compliance Paralegal
East Hartford, Connecticut, United States
$80k-$100k/yr OnsiteFull Time
3+ YOE3+ years tax/legal compliance or accounting experience, strong organizational and project management skills, advanced Microsoft Excel, experience with multi-state tax/licensing and audits preferred.
Microsoft Excel
3mo
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Compliance Manager-Cannabis Operations
Stratford, Connecticut, United States
OnsiteFull Time
3+ YOEMinimum 3+ years in compliance, cultivation/manufacturing operations, inventory, QA, auditing, or regulatory oversight; strong regulatory knowledge; detail-oriented; leadership and communication skills.
BioTrack, Spreadsheets
1mo
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Chief Compliance Officer
Stamford, Connecticut, United States
OnsiteFull Time
15+ YOE15+ years compliance experience in financial services with senior leadership experience; hands-on expertise across B/D, RIA, and 40 Act programs; Series 7 and Series 24 required; J.D. or advanced degree; digital assets experience preferred.
4w
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Regulatory and Compliance Specialist
Norwalk, Connecticut, United States
$70k-$90k/yr HybridFull Time
3+ YOE3+ years in legal/compliance for regulated entities, bachelor’s degree in finance/economics/risk management/legal studies or related, strong analytical, regulatory research, communication, and time-management skills.
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