4,794 compliance jobs at 1,763 companies in Plano, TX
3mo
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Compliance Analyst
Addison, Texas, United States
OnsiteFull Time
5+ YOE5+ years mortgage compliance experience; CMCP/CRCM preferred; strong analytical, communication, and computer skills; high school diploma required, bachelor’s degree preferred.
Mavent, Compliance Ease
1mo
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Compliance-The Core Compliance, Associate, Dallas
Dallas, Texas, United States
OnsiteFull Time
3+ YOE3+ years compliance or related control function experience in a broker-dealer/financial institution; knowledge of securities/derivatives operations and US regulations; strong communication, analytical, and tech skills.
SQL, Tableau, Alteryx
2w
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Manager - Compliance
Grapevine, Texas, United States
OnsiteFull Time
5+ YOE5+ MgmtBachelor’s degree in business administration, organizational management, or regulatory compliance; 5+ years of compliance experience with leadership; ISO accreditation management and advanced Microsoft Office skills required.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, ISO 9001, ISO 14001, ISO 45001, ISO 13485
1mo
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Compliance Counsel
Plano, Texas, United States
OnsiteFull Time
3+ YOEJD and active bar required; 3+ years in-house legal and compliance experience; contract drafting, regulatory (export controls, sanctions, product regs), data privacy, and compliance program management skills.
Virtual Data Room (VDR)
1d
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Compliance Specialist
Addison, Texas, United States
OnsitePart Time
Compliance specialist role supporting healthcare operations; specific qualifications and responsibilities were not provided in the posting.
2w
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Senior Manager Compliance Systems - Originations
Coppell or Fort Washington
OnsiteFull Time
10+ YOE3+ Mgmt10+ years mortgage lending experience, 6–8 years mortgage compliance/legal experience, 3+ years management experience, high school required, bachelor\u0002s preferred, knowledge of mortgage regulations and compliance testing.
Microsoft Outlook, Microsoft Word, Microsoft PowerPoint, Microsoft Excel, XML, LOS, Mavent, Compliance Ease, Microsoft Authenticator
1d
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Compliance Specialist
Temple or Lewisville or Fort Walton Beach or Clearwater or Fitzgerald
OnsiteFull Time
2+ YOEAssociate degree or 2+ years in compliance, auditing, or a related field; MS Office and CRM expertise; strong communication, organization, accuracy, integrity, discretion, and time-management skills.
Microsoft Office Suite, CRM software
4d
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Compliance Analyst
Irving, Texas, United States
OnsiteFull Time
3+ YOEBachelor's degree preferred in Business, Finance, or related field; 3+ years in compliance or supply chain; supply chain knowledge; Microsoft Office experience; strong analytical and communication skills.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint
1mo
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Compliance Specialist
Dallas, Texas, United States
OnsiteFull Time
2+ YOE2+ years compliance or regulatory experience preferred, bachelor's degree preferred, alcohol beverage industry experience preferred, strong organizational and analytical skills, proficiency in Microsoft Excel and Word.
Microsoft Excel, Microsoft Word, NetSuite
1mo
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Compliance Specialist
Dallas, Texas, United States
OnsiteFull Time
2+ YOEExperience managing compliance and data for corrosion control and integrity management; bachelor's degree with 2 years' experience or equivalent; strong communication, numeric, and advanced computer skills; occasional travel.
2w
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Compliance Associate
Dallas or Raleigh
HybridFull Time
Bachelor's degree in Accounting/Finance/Business/Economics, internship experience in compliance or fund administration, knowledge of FATCA/CRS/AML/KYC, strong analytical and communication skills, Microsoft Excel proficiency.
Microsoft Excel, Microsoft Office
1mo
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Director, Compliance
Dallas or Jersey City
$190k-$230k/yr OnsiteFull Time
5+ YOE5+ years compliance experience in FINRA-regulated broker-dealers or clearing firms; experience managing regulatory examinations, AML, trade surveillance, and clearing operations; Series 7 and 24 required.
1mo
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Compliance Manager
Hartford or Northbrook or Chicago or Scottsdale or Woonsocket or Irving or Arkansas or Texas or Alabama or Arizona or Illinois or Connecticut or Rhode Island or Tennessee
$66k-$146k/yr HybridFull Time
5+ YOE5+ years compliance/legal experience in healthcare/insurance/finance, knowledge of APCD and claims processing, experience with HMOPPO/Medicare products, pharmacy operations, and regulatory reporting; bachelor’s or equivalent experience.
SAS, SQL, ACL, Microsoft Excel, Microsoft Office
1mo
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Compliance Analyst
Allen, Texas, United States
$85k-$95k/yr OnsiteFull Time
2+ YOE2-3 years compliance/audit/risk or quality/manufacturing experience; knowledge of export control and quality requirements; proficiency in Microsoft Excel, PowerPoint, and Word; strong attention to detail and communication skills.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word
2w
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Compliance Manager
Plano, Texas, United States
OnsiteFull Time
3+ YOE3+ years leadership experience within a DSO, compliance knowledge (OSHA, licensure, clinical/regulatory), highly organized, strong communication, ability to prioritize, and proficiency in Microsoft Office; located in southeastern US preferred.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook
2w
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Compliance Officer
Dallas, Texas, United States
OnsiteFull Time
2+ YOEBachelor's preferred or 2 years financial services experience; SIE and Series 7 required/obtainable within 1 year; knowledge of compliance surveillance; strong communication; Microsoft Office proficiency; SQL preferred.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook, SQL
3d
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Compliance Tester III
Plano, Texas, United States
$110k-$125k/yr OnsiteFull Time
3+ YOEHigh school diploma or GED and 3+ years of compliance, testing, or quality assurance experience; consumer compliance monitoring, auditing, statistics, and presentation experience preferred.
3d
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Compliance Tester III
Plano, Texas, United States
$110k-$125k/yr OnsiteFull Time
3+ YOEHigh school diploma or GED and at least 3 years of compliance, testing, or quality assurance experience; bachelor's degree and financial services compliance experience preferred.
2w
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Compliance Officer
Dallas, Texas, United States
OnsiteFull Time
4+ YOE4+ years compliance/audit/risk experience in consumer financial services or comparable regulated environment; working knowledge of UDAAP, ECOA/Reg B, Reg E; strong documentation, organization, and independent execution skills.
3d
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Compliance Tester III
Plano, Texas, United States
$110k-$125k/yr OnsiteFull Time
3+ YOEHigh school diploma, GED, or equivalent certification and at least 3 years of compliance, testing, or quality assurance experience. Bachelor's degree and consumer compliance experience preferred.
Long Term Incentives (LTI)
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