3+ YOE3+ years compliance or related control function experience in a broker-dealer/financial institution; knowledge of securities/derivatives operations and US regulations; strong communication, analytical, and tech skills.
PIMCO: Manages investment portfolios specializing in active fixed income strategies.
3+ YOE3+ years regulatory compliance in a FINRA-registered broker-dealer; licensing/registration; Series 7/24 required or pursuing; undergraduate degree; knowledge of FINRA/NFA rules.
SMS InfoComm: Technical repair and lifecycle services for electronic products.
5+ YOE5+ MgmtBachelor’s degree in business administration, organizational management, or regulatory compliance; 5+ years of compliance experience with leadership; ISO accreditation management and advanced Microsoft Office skills required.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, ISO 9001, ISO 14001, ISO 45001, ISO 13485
OmniOn Power: Designs and manufactures power conversion and backup power solutions.
3+ YOEJD and active bar required; 3+ years in-house legal and compliance experience; contract drafting, regulatory (export controls, sanctions, product regs), data privacy, and compliance program management skills.
Legacy Home Health Agency: Providing compassionate home health and personal assistance services.
Experience in healthcare compliance, QA, or auditing; familiarity with Medicaid/home care regulations preferred; attention to detail; proficient with Microsoft Office and EMR systems.
Newrez: Provides residential mortgage lending and loan servicing solutions.
10+ YOE3+ Mgmt10+ years mortgage lending experience, 6–8 years mortgage compliance/legal experience, 3+ years management experience, high school required, bachelor\u0002s preferred, knowledge of mortgage regulations and compliance testing.
Microsoft Outlook, Microsoft Word, Microsoft PowerPoint, Microsoft Excel, XML, LOS, Mavent, Compliance Ease, Microsoft Authenticator
Broadway Bank: Independent Texas bank providing personal, business, and wealth services.
7+ YOE7+ years bank regulatory compliance/examination/auditing experience; Bachelor's degree or equivalent; CRCM required/obtainable; expertise in deposit or loan compliance, regulatory reporting, testing/monitoring, and compliance training.
Allied Universal: Provides security personnel, technology, and facility management services.
2+ YOEMinimum 2 years personnel/program management and 2 years government contracting experience. Ability to validate personnel compliance, manage clearance/suitability processes, maintain compliance systems, and produce compliance reporting.
JPAS, e-QIP, Training Academy Management System (TAMS), WinTeam, Smartsheet, Domo, Microsoft Office Suite
2+ YOEBachelor's degree plus 2+ years in healthcare regulatory/compliance; experience with CHAP, HIPAA, CMS standards, internal audits, document control, incident investigations, and supervising staff.
STRATA Trust Company: A self-directed IRA custodian for alternative asset investing.
1+ YOEBachelor's degree or equivalent,1+ years banking/financial services or compliance experience,attention to detail,organizational and analytical skills,proficiency with Microsoft Word, Excel, Outlook, Teams.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft Teams
First Continental Mortgage: Provides home mortgage lending and refinancing services to families.
3+ YOE3+ years compliance experience in mortgage/financial services, strong regulatory knowledge (TILA, RESPA, ECOA, HMDA, BSA/AML), proficiency with Microsoft Office, analytical and communication skills.
Misa Imports: Imports and distributes international wine and spirits brands.
2+ YOE2+ years compliance or regulatory experience preferred, bachelor's degree preferred, alcohol beverage industry experience preferred, strong organizational and analytical skills, proficiency in Microsoft Excel and Word.
Calista Brice: Provides specialized construction and environmental services in remote regions.
High school diploma required; valid driver's license and vehicle qualification required. Construction compliance experience preferred, with strong analytical, writing, communication, organization, and Microsoft Office skills.
Microsoft Project, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, HCSS, P6, Procore
Atmos EnergyNYSE: ATO: Distributes natural gas to residential and commercial customers.
2+ YOEExperience managing compliance and data for corrosion control and integrity management; bachelor's degree with 2 years' experience or equivalent; strong communication, numeric, and advanced computer skills; occasional travel.