851 compliance program jobs at 525 companies in White Plains, NY
2w
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Compliance Lead, Payments Compliance & Licensing Program
New York City, New York, United States
HybridFull Time
Multiple years in financial services compliance with regulator engagement, knowledge of money transmission licensing, sanctions/AML/KYC/lending compliance, strong written/verbal communication, and practical AI tooling experience.
Claude, GPT, NMLS
3d
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Security Compliance Program Manager
New York City or Washington
$130k-$175k/yr HybridFull Time
Requires federal compliance ownership, SPRS and PIEE submissions, NIST 800-171 and 800-53 experience, FedRAMP 20x knowledge, federal contracting expertise, US-person status, and Tier 3 eligibility.
SPRS, PIEE, SAM.gov, NIST 800-171, NIST 800-53, FedRAMP, OSCAL, eMASS, Xacta, Paramify, GovRAMP, Microsoft Office
2w
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Compliance Lead, Payments Compliance & Licensing Program
North America or New York City
RemoteFull Time
Requires multiple years in financial services compliance, money transmission regulations, regulator engagement, broad sanctions/AML/KYC/lending knowledge, strong communication, and AI application skills.
AI, NMLS, Claude, GPT
3mo
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Director of Program Compliance
Manhattan, New York, United States
HybridFull Time
BA in Human Resources, Social Work, or related field; strong communication, interpersonal, organizational, and analytical skills; proficient with Microsoft Office; ability to work independently and apply critical thinking.
Microsoft Office, Outlook
4d
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2027 ARC Full-Time Program- Compliance
Westlake or Boston or Covington or Durham or Jersey City or Merrimack or Smithfield
$55k-$158k/yr OnsiteFull Time
College student program for compliance, audit, risk, security, and legal functions; seeks creative problem solvers with analytical, learning, and teamwork skills.
1mo
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Compliance Lead, Compliance & Ethics
New York City or San Jose
$143k-$214k/yr OnsiteFull Time
6+ YOE6+ years in compliance/surveillance at financial/fintech/crypto firms; hands-on eComms surveillance experience; strong program-building, investigation, COI, and governance skills; team development and written communication.
eComms surveillance platforms, AI-assisted review workflows
1d
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Compliance Manager
New York City or Chicago
$150k-$180k/yr OnsiteFull Time
5+ YOERequires 5–8 years in RIA compliance, compliance operations, or program implementation; workflow and testing design experience; compliance technology implementation; and SEC exam evidence-collection experience.
Hadrius, MCO, ACA Alpha, Greenboard
1d
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Compliance Officer, Trading Compliance
New York City or Stamford
$145k-$175k/yr OnsiteFull Time
5+ YOEJuris Doctorate and bar admission required, plus 5+ years of trading compliance experience in an investment manager, hedge fund, or broker-dealer; knowledge of U.S. securities laws and surveillance programs.
1mo
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Compliance Manager
Bronx, New York, United States
$115k-$145k/yr OnsiteFull Time
5+ YOEB.S./B.A. in related field, 5+ years compliance experience, completion of Certified Regulatory and Compliance Professional program, strong knowledge of banking regulations, Microsoft Office proficiency, supervisory experience.
Microsoft Office
2mo
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Compliance Technology Program Lead
New York, New York, United States
$172k-$258k/yr RemoteFull Time
7+ YOE7+ years in compliance technology; hands-on with AI tools (Claude, GPT); ML and heuristic models; data quality and model performance monitoring; AML model validations; familiarity with blockchain analytics.
Claude, GPT, LLM, Chainalysis, TRM Labs, LexisNexis
1mo
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Compliance Officer
New York, New York, United States
OnsiteFull Time
Haitong International: Provides wealth management, investment banking, and institutional brokerage services.
Assist administration and monitoring of compliance and AML programs, perform KYC/AML reviews, manage staff compliance activities and broker-dealer licensing (U4/U5), prepare regulatory filings and reports (FINRA, OFAC, FinCEN), investigate issues.
2mo
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Compliance Officer
New York City, New York, United States
$175k-$200k/yr OnsiteFull Time
5+ YOESenior compliance role with experience overseeing marketing material reviews, SEC Marketing Rule application, regulatory filings (ADV, Form PF), policy drafting, and compliance program management; strong analytical and communication skills; 5+ years preferred.
AI
3d
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Compliance Analyst
New York City or Greenwich or Norwalk
$80k-$100k/yr OnsiteFull Time
0+ YOEBachelor's degree or equivalent; 0–3 years of compliance experience, including trade surveillance and ethics programs; strong analytical, organizational, communication, and confidentiality skills.
Code of Ethics
1mo
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Compliance Manager, Americas
Chicago or New York City or Ogden
$105k-$140k/yr HybridFull Time
5+ YOE5+ years compliance experience, bachelor's degree, professional Spanish and English, compliance program management, policy governance, training design, analytics and regulatory monitoring, proficiency with compliance tech and AI tools.
hotline/case management systems, policy management tools, analytics dashboards, LMS, AI tools
4w
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Regulatory Compliance Program Manager, Regulatory Delivery & Transparency, Trust & Safety
Los Angeles or Singapore or New York City or London or Dublin or Paris or Berlin or Dubai or Jakarta or Seoul or Tokyo
OnsiteFull Time
5+ YOEProven program management delivering large cross-functional regulatory programs; knowledge of global digital platform regulations (e.g., DSA), risk assessment, stakeholder management, and executive communication.
1w
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Executive Director - Compliance
Warren, New Jersey, United States
$230k-$300k/yr HybridFull Time
10+ YOEBachelor's degree plus compliance certification or equivalent education; 10+ years of U.S. pharmaceutical compliance experience; expertise in healthcare laws, risk assessment, investigations, and compliance program implementation.
data analytics, dashboards
2mo
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Manager, Compliance Programs
New York, New York, United States
$240k-$325k/yr HybridFull Time
10+ YOE5+ Mgmt10+ years information security or compliance; 5+ years leading SaaS/PaaS programs; cross-functional leadership; team building; AI tooling experience.
1mo
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Head of Legal & Compliance
New York, New York, United States
HybridFull Time
6+ YOEJ.D.,6+ years in compliance or law with fintech exposure; deep knowledge of BSA/AML,KYC/KYB,payments regulation;experience responding to regulatory inquiries and building compliance programs.
1w
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Compliance Manager Security Services
New York, New York, United States
$76k/yr OnsiteFull Time
2+ YOE2+ Mgmt2+ years personnel/program and government contracting experience; knowledge of federal contract compliance, clearance/suitability processing, strong MS Office skills, and experience with compliance systems.
JPAS, e-QIP, TAMS, WinTeam, Smartsheet, Domo, Microsoft Office
4w
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Global Compliance Manager
United States or Canada or United Kingdom or New York City or London
RemoteFull Time
8+ YOE8+ years in compliance/ethics/legal operations with global program experience; familiarity with anti-corruption, sanctions, export controls, conflicts of interest; strong project management and communication skills.
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