2,618 securities jobs at 843 companies in Petaluma, CA
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Senior Counsel, Securities
Sunnyvale or San Francisco or Bellevue
$157k-$210k/yrOnsiteFull Time
CoreWeaveNASDAQ: CRWV: Cloud platform providing GPU-accelerated infrastructure for AI workloads.
5+ YOEJ.D. and active U.S. bar membership,5+ years securities law experience with public company reporting,knowledge of SEC rules and Nasdaq listing requirements,strong written/verbal communication and organizational skills.
Exchange BankOTCPK: EXSR: Community bank providing personal, commercial, and trust banking services.
2+ YOEAssociate's degree in accounting/business or equivalent experience, 2+ years administrative support experience, knowledge of trust operations, office software and basic math.
FreshworksNASDAQ: FRSH: Provides cloud-based customer support and IT management software.
12+ YOEJuris Doctorate with 12+ years in securities and corporate governance; in-house experience at public tech company; strong litigation and compliance knowledge; excellent communication and leadership skills.
Turing: AI-powered platform connecting companies with global remote software developers.
3+ YOEJ.D. from an accredited U.S. law school, bar admission, and 3+ years of U.S. securities regulation, capital markets, or financial services compliance practice. Strong securities-law reasoning and writing skills required.
Valuation Research Corporation: Provides independent valuation and financial advisory services globally.
0+ YOE0-2 years valuation or financial analysis experience; Bachelor's/Master's in Finance/Accounting/Economics; Excel proficiency; programming in Python/R/MATLAB a plus; progressing toward CFA; U.S. work authorization required.
RobloxNYSE: RBLX: Platform for creating and playing user-generated 3D digital experiences.
12+ YOECalifornia bar admission, 12+ years legal experience (public company in-house preferred), team management experience, SEC/NYSE reporting and governance expertise, strong communication, project management, and AI-enabled drafting skills.
New York City or Los Angeles or Washington or Troy or Houston or Chicago or Grand Rapids or Baltimore or Columbia or Richmond or Memphis or Raleigh or Boston or San Jose or San Francisco or Austin or Denver or Fort Worth or Atlanta or Orlando or Dallas or Wilmington or Phoenix or San Antonio or Milwaukee or Madison or McLean or Melville or Woodbridge or Stamford or Miami or Philadelphia or Charlotte or Greenville or West Palm Beach or Orange County or St. Louis or Fort Lauderdale or Seattle or Rosemont or Pittsburgh or Cincinnati or Cleveland or Columbus or Cherry Hill or Tampa or Minneapolis or Salt Lake City or Jacksonville or Nashville or Oak Brook or Las Vegas or Indianapolis or San Diego or Potomac or Omaha
$90k-$110k/yrOnsiteFull Time
BDO USA: Provides accounting, tax, and business advisory services to organizations.
2+ YOEBachelor's degree required; 2+ years in accounting, advisory, banking, or financial services preferred. Requires complex valuation, financial modeling, research, communication, and Microsoft Office proficiency.
Microsoft Office, Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Capital IQ, FactSet, SNL, Bloomberg, Intex, Moody’s Analytics, Crystal Ball, R, Python, Matlab, Stata, Octave, Mathematica, Monte Carlo, Lattice Models
8+ YOE8+ years in high-net-worth lending with securities-based lending experience; strong knowledge of Regulation T and margin mechanics; Bachelor's degree or equivalent; Series 7, Series 63, and SIE required or to be obtained; strong analytic and communication skills.
Los Angeles or San Francisco or Denver or Washington or Miami or Atlanta or Chicago or Boston or New York or Philadelphia or Fort Worth
$142k-$283k/yrOnsiteFull Time
U.S. Securities and Exchange Commission: Protects investors and regulates the U.S. securities markets.
1+ YOEAt least 1 year of specialized financial analysis experience equivalent to GS/SK-13, including municipal securities analysis, spreadsheet/database/statistical software use, and market trend monitoring.
Forge GlobalNYSE: FRGE: Marketplace for trading private shares and pre-IPO stock.
2+ YOERequires 2+ years in financial services, venture capital, investment banking, sales and trading, or wealth management; Series 7, 63/66, and SIE; strong client communication, organization, and private securities knowledge.
Gibson, Dunn & Crutcher: A law firm providing legal services and litigation representation.
Experience in securities, derivative, or stockholder litigation in federal or state court; significant experience drafting motions and pleadings, handling depositions, and managing document discovery.
AWM, Private Bank, Capital Markets (Securities-Based Lending), Vice President - San Francisco
San Francisco, California, United States
$85k-$270k/yrOnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
8+ YOERequires 8+ years in high-net-worth or ultra-high-net-worth lending with securities-based lending experience, strong Regulation T and margin knowledge, analytical and communication skills, and a bachelor's degree or equivalent experience.
AWM, Private Bank, Capital Markets (Securities-Based Lending), Vice President - San Francisco
San Francisco, California, United States
$85k-$270k/yrOnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
8+ YOEBachelor's degree or equivalent experience, 8+ years in high-net-worth lending, securities-based lending expertise, strong Regulation T and margin knowledge, analytical judgment, communication skills, and Series 7, Series 63, and SIE licenses.
Regulation U, Regulation T, Employee Assistance Program (EAP)
Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets
Philadelphia or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Rockville or New York or Los Angeles
$114k-$249k/yrHybridFull Time
FINRA: Regulates brokerage firms and exchange markets in the United States.
Bachelor's degree or equivalent; expertise in onchain investigations, blockchain analytics and forensics, transaction tracing, wallet attribution; strong written/verbal skills and ability to work independently.
blockchain analytics and forensics platforms, open-source intelligence, Office suite applications
2027 Guggenheim Securities Investment Banking Summer Associate – Boston Technology
Boston or Atlanta or Chicago or New York City or San Francisco or Houston
$175k/yrOnsiteFull Time, Internship
Guggenheim Securities: Providing strategic advisory and investment banking services to global clients.
MBA or J.D. candidate graduating Spring 2028; exceptional quantitative, analytical, communication, organizational, and problem-solving skills; Microsoft Excel, PowerPoint, and Outlook experience.
Microsoft Excel, Microsoft PowerPoint, Microsoft Outlook
2027 Truist Securities - Energy Investment Banking - Summer Analyst Program - Houston, TX
Houston or Atlanta or Boston or Charlotte or Chicago or Dallas or Los Angeles or Miami or Nashville or Orlando or New York or San Francisco or Washington
$48/hrOnsiteMultiple Commitments Available
Truist FinancialNYSE: TFC: Provides banking, investment, insurance, and lending services.
Graduation between December 2027 and June 2028, analytical ability, attention to detail, leadership, interpersonal, written and oral communication skills, and ability to work in fast-paced teams.