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373 sie jobs at 57 companies in California

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Financial Solutions Advisor Registration Candidate - Carmel Center
Carmel, California, United States
$29-$34/hr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
1+ YOEObtain required licenses (SIE, Series 7, Series 66), build client relationships, manage time, and progress through licensed roles.
SIE, Series 7, Series 66
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3w
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Financial Advisor
Rancho Cucamonga, California, United States
$45k-$100k/yr OnsiteFull Time
Edward Jones
Edward Jones: Provides personalized financial advice and wealth management services.
Financial services or sales experience, financial registration or certification, professional or military progression, or a bachelor's degree preferred. SIE, Series 7, Series 66, and state insurance licenses required.
SIE, Series 7, Series 66, FINRA, SEC
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1mo
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Sales & Business Development - Regional Director
Santa Monica or Charlotte or Austin or California or Florida
$155k-$185k/yr HybridFull Time
Dimensional Fund Advisors
Dimensional Fund Advisors: Provides systematic investment solutions based on financial science.
Established sales professional with strong investment knowledge; SIE, Series 7, and Series 63/66 required (SIE and Series 7 within 12 weeks of hire). Client development, presentation, and territory growth experience expected.
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Citi Private Bank - Investment Counselor - San Francisco & Palo Alto
San Francisco or Palo Alto
$200k-$300k/yr OnsiteFull Time
Citi
CitiNYSE: C: Providing global banking, investment, and wealth management services.
15+ YOE15+ years investment advisory experience; CFA, MBA a plus; US S7/S66 or equivalents; SIE prerequisite.
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Associate, Institutional Client Group (APAC)
Los Angeles, California, United States
$90k-$100k/yr OnsiteFull Time
CIM Group
CIM Group: Invests in and operates real estate and infrastructure assets.
0+ YOE0–3 years experience; bachelor’s degree; FINRA Series 7 and 63 required (SIE a plus); English fluent; Mandarin a plus.
Salesforce, Excel, PowerPoint, Word, Microsoft Office, Preqin, eVestment, WithIntelligence
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Financial Representative - Seeking Growth
Sacramento, California, United States
$97k-$192k/yr HybridFull Time
Modern Woodmen of America
Modern Woodmen of America: Member-owned organization providing life insurance and financial services.
Active or quickly obtainable SIE and life/health licenses, team-oriented, motivated to develop business and community relationships; competitive/athletic background a plus.
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2w
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Financial Services Representative - State Farm Agent Team Member
Chino Hills, California, United States
$40k-$50k/yr OnsiteFull Time
Kristi Kim - State Farm Agent
Kristi Kim - State Farm Agent: An independent insurance and financial services agency helping customers manage risk and achieve their financial goals.
3+ YOE3+ years financial services experience, strong analytical and communication skills; SIE/Series 6/63/65 licenses preferred; compliance knowledge.
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3d
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Senior Case Design Analyst
Omaha or Newport Beach
$81k-$99k/yr HybridFull Time
Pacific Life
Pacific Life: Provides life insurance, annuities, and investment products for financial security.
7+ YOERequires FINRA SIE and Series 6 licenses, or completion within 90 days, seven years of case design experience, and experience conversing with Financial Advisors.
specialized illustration software
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Financial Advisor
Campbell, California, United States
$61k-$250k/yr OnsiteFull Time
Northwestern Mutual
Northwestern Mutual: Provides life insurance and wealth management services to individuals.
Bachelor's degree, ability to build client relationships, obtain life/accident & health and securities licenses (SIE, Series 6,7,63), US work authorization required.
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Regional Retirement Plan Counselor
Los Angeles, California, United States
$112k-$179k/yr HybridFull Time
Capital Group
Capital Group: Providing active investment management and research-driven financial strategies
Bachelor's degree, SIE, Series 7 and Series 63/65 or 66 required; strong retirement-plan and investment knowledge, consultative selling, and advisor engagement skills.
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Financial Solutions Advisor Registration Candidate - Mira Vista Financial Center
Richmond, California, United States
$29-$34/hr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides banking, investment, and financial risk management services.
1+ YOEObtain SIE, Series 7 and 66 licenses; SAFE Act registration for mortgage origination; aptitude for licensing; client relationship and sales experience; HS/GED required.
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Financial Services Representative, College Graduate - Sacramento, CA
Sacramento, California, United States
$45k-$75k/yr HybridFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Provide phone and in-person customer support, complete SIE/Series 7/Series 66 licensing (sponsored), customer service experience, strong interpersonal and learning aptitude.
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ETF Servicing Lead, Director
San Francisco, California, United States
$215k-$275k/yr HybridFull Time
BlackRock
BlackRockNYSE: BLK: Provides investment management and financial technology services globally.
Leadership experience in ETF operations, strong risk management and stakeholder collaboration, FINRA Series 99 and SIE to be obtained within 90 days, experience with process and technology design.
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2mo
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Investment Banking - Banker - Tech - VP - New York or San Francisco
New York or San Francisco
$275k/yr OnsiteFull Time
Santander
SantanderMadrid Stock Exchange: SAN: Global financial institution providing banking and wealth management services.
6+ YOEBachelor’s in Finance or related field; MBA preferred; 6+ years in Tech coverage investment banking; SIE, 79, 63; strong leadership and deal execution; willing to travel.
Microsoft Office
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3mo
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J.P. Morgan Wealth Management - Private Client Investment Associate - Walnut Creek, CA
Walnut Creek, California, United States
OnsiteFull Time
JPMorgan Chase
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
Licenses: Series 7 (or obtained within 60 days); SIE if registered after Oct 1, 2018; Series 66 and Life/Health licenses within 60 days.
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2mo
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Vice President, Product Management and Investor Relations (Private Equity)
New York or Los Angeles
$180k-$225k/yr OnsiteFull Time
Ares Management
Ares ManagementNew York Stock Exchange: ARES: Global alternative investment manager specializing in credit and private equity.
7+ YOE7+ years in private markets/investor relations, product management or fundraising; experience drafting investor materials; Series 7/63/SIE or ability to obtain; bachelor’s degree.
Excel, PowerPoint, Word, AI tools
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1w
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Financial Advisor
San Jose, California, United States
$90k-$150k/yr HybridFull Time
Golden Summit Wealth
Golden Summit Wealth: Provides personalized financial planning and insurance brokerage services.
1+ YOE1+ year industry experience, life & health license preferred, SIE/securities a plus, experience in client development and prospecting, coachable and growth-oriented, comfortable with performance-based compensation.
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3mo
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Investment Banking Associate
Nashville or Los Angeles or New York or Charlotte
$170k/yr HybridFull Time
Mitsubishi UFJ Financial Group
Mitsubishi UFJ Financial GroupNew York Stock Exchange: MUFG: Global financial group providing diverse banking and investment services.
2+ YOETwo+ years sell-side M&A advisory and investment banking experience; strong financial modeling; SIE and Series 79/63; top-tier academics; proactive, team-oriented.
S&P Capital IQ, PitchBook, Salesforce CRM, Online data rooms
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2w
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Senior Service Professional
El Segundo, California, United States
$27-$35/hr HybridFull Time
Cetera Financial Group
Cetera Financial Group: Provides wealth management and independent broker-dealer services.
1+ YOEHigh school diploma/GED, 1+ year relevant experience, strong communication/organizational skills, processing experience desirable, familiarity with broker/dealer platforms and licensing (SIE/FINRA).
CRM, Microsoft Office, Orion, Envestnet, Schwab, Fidelity, Pershing
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2d
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Financial Services Representative - San Diego, CA
San Diego, California, United States
$45k-$75k/yr HybridFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Customer service experience, strong interpersonal skills, attention to detail, multitasking ability, enthusiasm for financial services, and successful completion of sponsored SIE, Series 7, and Series 66 exams.
FINRA, ERISA
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