San Francisco • 50 milesRemote · Hybrid · Onsite · Field · All Environments
San Francisco • 50 milesRemote · Hybrid · Onsite · Field · All Environments
San Francisco • 50 milesRemote · Hybrid · Onsite · Field · All Environments
San Francisco • 50 milesRemote · Hybrid · Onsite · Field · All Environments
131 sie jobs at 33 companies in San Francisco, CA
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Financial Advisor
San Mateo, California, United States
$45k-$100k/yr OnsiteFull Time
Bachelor's degree preferred or equivalent financial services experience; financial services or sales experience, registrations, licensing, or career progression accepted. SIE, Series 7, Series 66, and state insurance licenses required.
SIE, Series 7, Series 66, FINRA, SEC
2mo
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Citi Private Bank - Investment Counselor - San Francisco & Palo Alto
San Francisco or Palo Alto
$200k-$300k/yr OnsiteFull Time
15+ YOE15+ years investment advisory experience; CFA, MBA a plus; US S7/S66 or equivalents; SIE prerequisite.
1mo
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Financial Solutions Advisor Registration Candidate - Mira Vista Financial Center
Richmond, California, United States
$29-$34/hr OnsiteFull Time
Obtain SIE/Series 7/Series 66 licenses, aptitude for licensing, client relationship skills, time management, and ability to learn technology.
1mo
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Financial Advisor
Campbell, California, United States
$61k-$250k/yr OnsiteFull Time
Bachelor's degree, ability to build client relationships, obtain life/accident & health and securities licenses (SIE, Series 6,7,63), US work authorization required.
1mo
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Financial Solutions Advisor Registration Candidate - Mira Vista Financial Center
Richmond, California, United States
$29-$34/hr OnsiteFull Time
1+ YOEObtain SIE, Series 7 and 66 licenses; SAFE Act registration for mortgage origination; aptitude for licensing; client relationship and sales experience; HS/GED required.
1w
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Financial Services Representative, College Graduate - Berkeley, CA
Berkeley, California, United States
$45k-$75k/yr HybridFull Time
Provide phone and in-person customer support, obtain SIE/Series 7/Series 66 licenses (sponsored), customer service experience and strong interpersonal skills required.
3w
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ETF Servicing Lead, Director
San Francisco, California, United States
$215k-$275k/yr HybridFull Time
Leadership experience in ETF operations, strong risk management and stakeholder collaboration, FINRA Series 99 and SIE to be obtained within 90 days, experience with process and technology design.
2mo
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Investment Banking - Banker - Tech - VP - New York or San Francisco
New York or San Francisco
$275k/yr OnsiteFull Time
6+ YOEBachelor’s in Finance or related field; MBA preferred; 6+ years in Tech coverage investment banking; SIE, 79, 63; strong leadership and deal execution; willing to travel.
Microsoft Office
3mo
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J.P. Morgan Wealth Management - Private Client Investment Associate - Walnut Creek, CA
Walnut Creek, California, United States
OnsiteFull Time
Licenses: Series 7 (or obtained within 60 days); SIE if registered after Oct 1, 2018; Series 66 and Life/Health licenses within 60 days.
1w
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Financial Advisor
San Jose, California, United States
$90k-$150k/yr HybridFull Time
1+ YOE1+ year industry experience, life & health license preferred, SIE/securities a plus, experience in client development and prospecting, coachable and growth-oriented, comfortable with performance-based compensation.
2mo
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Financial representative
San Francisco, California, United States
FieldFull Time
Ability to obtain/hold life insurance license, SIE, Series 6 and/or 7, Series 63; pass background and regulatory checks; strong integrity, leadership, relationship-building skills.
1mo
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Equity Research Associate - Connectivity Semiconductors & Networking
New York or San Francisco
$115k-$200k/yr OnsiteFull Time
2+ YOEUndergraduate degree, 2+ years related experience, FINRA SIE/Series 63/86/87 (or willing to obtain), CFA preferred, strong financial modeling, research, and communication skills.
2d
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Senior Director, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$158k-$371k/yr HybridFull Time
10+ YOE5+ MgmtBachelor’s degree or equivalent, 10+ years in securities or financial services, 5+ years supervising, regulatory surveillance expertise, project management, data analytics, communication, and SIE or equivalent certification.
Microsoft Power BI, Dataiku, CAT, Securities Exchange Act of 1934
1w
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Investment Banking Vice President - Business & Financial Services
Charlotte or Los Angeles or San Francisco or New York City or Chicago
$200k/yr HybridFull Time
4+ YOERequires 4+ years of sell-side M&A and investment banking experience, completed transactions, financial modeling expertise, SIE and Series 79 and 63 licenses, and strong communication skills.
S&P Capital IQ, PitchBook, DealCloud, online data room platforms
2d
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Senior Analyst - Los Angeles
Los Angeles or Atlanta or Boston or Chicago or Dallas or Houston or New York City or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
$60k-$125k/yr OnsiteFull Time
1+ YOEBachelor's degree, 1–3 years of preferred client service or financial industry experience, strong communication and organizational skills, and SIE, Series 7, and 63 within three months.
2d
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Business Development Desk Manager
Denver or Westlake or Chicago or Menlo Park or New York City or Bellevue or Washington or Lake Mary or Clearwater or Gainesville
$109k-$128k/yr OnsiteFull Time
5+ YOERequires 5+ years in sales coaching, leadership, or financial services; clean U5; SIE, Series 7, 66, and 24 or 9/10; experience with compliant sales supervision and asset consolidation.
AI
3mo
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Client Specialist
Mill Valley, California, United States
$28-$42/hr OnsiteFull Time
2+ YOERequires 2+ years of industry or administrative experience, SIE and securities licenses or willingness to obtain them within 18 months, Microsoft Office proficiency, communication, organizational, compliance, and analytical skills.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Customer Relationship Management (CRM), LinkedIn, X
1w
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Associate, Global Network Banking
New York or Miami or San Francisco or Los Angeles
$117k-$175k/yr HybridFull Time
Experience in corporate banking with credit, financial analysis, KYC and cross-border banking; strong client engagement and coordination skills; FINRA SIE,S79,S63 required or obtained during contingency period.
3w
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Senior Analyst - San Francisco
San Francisco, California, United States
$60k-$125k/yr OnsiteFull Time
1+ YOEBachelor's required; 1+ years preferred client service or finance experience; SIE, Series 7 and 63 required (obtain within 3 months); strong communication, organizational and client-service skills.
5d
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Associate - Detroit
Detroit or Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York City or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
OnsiteFull Time
2+ YOEBachelor's degree and 2–4 years of preferred client service or financial industry experience. Requires SIE, Series 7, and Series 63; strong communication, organization, client service, and analytical skills.
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