152 sie jobs at 32 companies in Carrollton, TX

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Fidelity’s Licensing Accelerator Program (SIE®) - Westlake, TX
Westlake, Texas, United States
RemoteInternship
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Program participants prepare for the SIE exam, explore financial services careers, and receive study resources and support; no prior experience requirement is stated.
Securities Industry Essentials (SIE)
3w
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Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Fort Worth, Texas, United States
OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
Phone-based client service and referral role preparing for SIE, Series 7 and Series 66 licensing; client-focused, strong communication, multitasking, computer skills, and desire for a career in financial services.
2d
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Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Fort Worth, Texas, United States
OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides banking, investment, and financial risk management services.
1+ YOEHigh school diploma/GED, strong communication and computer skills, client focus, sales aptitude, and willingness to pass SIE, Series 7, and Series 66 licensing exams; 1+ year experience or related bachelor's degree preferred.
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1w
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Financial Services Consultant -SIE & Registered - Frisco, TX National Contact Center
Frisco, Texas, United States
$24-$29/hr HybridFull Time
TIAA
TIAA: Financial services organization providing retirement, asset management, and investments.
FINRA-registered role; SIE/Series 6 or 7 and Series 63 indicated; life and health insurance license required within 120 days; Associate's degree preferred; must pass background and credit checks; strong customer service and communication skills.
1mo
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Financial Services Consultant -SIE & Registered - Frisco, TX National Contact Center
Frisco, Texas, United States
$24-$29/hr HybridFull Time
TIAA
TIAA: Provides retirement and financial services for academic and non-profit sectors.
FINRA-registered role; SIE/Series 6 or 7 and 63 expected or supported, life and health insurance license required within 120 days, Associate's degree preferred, no prior experience required, strong customer service and communication skills, able to pass credit background check.
2w
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Financial Representative - Entry Level
Fate or United States
$97k-$192k/yr HybridFull Time
Northwestern Mutual
Northwestern Mutual: Provides life insurance, investment services, and financial planning.
Requires or willingness to quickly obtain SIE and life/health licenses; team-oriented, competitive, client-facing, willing to lead and develop others.
1w
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IXP (Financial Services Professional)
Dallas, Texas, United States
$75k-$125k/yr HybridFull Time
Spectrum Financial Group
Spectrum Financial Group: Financial planning firm providing retirement, investment, and insurance services.
No prior experience required; motivated and coachable. Willingness to learn licensing (Life,SIE,Series 7,Series 66); strong communication and sales orientation.
2w
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Asset & Wealth Management, PWM, Center of Excellence – NPWA Client Implementation, Wealth Management Professional  - Analyst
Dallas, Texas, United States
OnsiteFull Time
Goldman Sachs
Goldman SachsNYSE: GS: Provides investment banking, securities, and wealth management services globally.
Knowledge of financial services, strong communication, organizational and client-service skills; SIE, Series 7 and 63 must be obtained within three months.
2mo
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Citi Commercial Bank - Mid-Corp Relationship Manager, Healthcare - Senior Vice President
Dallas, Texas, United States
$170k-$254k/yr HybridFull Time
Citi
CitiNYSE: C: Providing global banking, investment, and wealth management services.
10+ YOE10+ years in Commercial Banking; FINRA Series 79, 63, SIE; credit & banking product knowledge; strong client management and cross-functional collaboration.
1mo
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Advisor Experience Specialist
Dallas, Texas, United States
$55k-$75k/yr HybridFull Time
Cetera Financial Group
Cetera Financial Group: Provides wealth management and independent broker-dealer services.
3+ YOEMinimum 3 years service, sales support, or relationship experience; SIE and Series 7 desired; bachelor’s degree preferred; experience managing escalations and SLAs.
AdviceWorks
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Senior Manager, GWO FED Securities Settlements (266025)
Dallas, Texas, United States
OnsiteFull Time
Scotiabank
ScotiabankToronto Stock Exchange: BNS: Provides global personal, commercial, and investment banking services.
SIE and Series 99 required; fixed income operations and management experience; familiarity with FICC and multiple settlement systems; strong risk, compliance, and people leadership skills.
FICC, Impact, BONY BDC, BONY AccessEdge, POSTEDGE, ADP, Escape, Globalone, TLM, Anvil, Fedline, BONY RDARS, BONY Treasury Edge, Omgeo ALERT
3d
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Principal Analyst, Risk Monitoring
Jersey City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York City or Los Angeles
$98k-$211k/yr HybridFull Time
FINRA
FINRA: Regulates brokerage firms and exchange markets in the United States.
Bachelor's degree or equivalent experience, financial industry analysis, risk expertise, SIE certification, regulatory knowledge, advanced analytical skills, and Microsoft Excel and Word proficiency.
Microsoft Excel, Microsoft Word
3mo
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Financial Advisor
Fort Worth, Texas, United States
$61k-$250k/yr OnsiteFull Time
Northwestern Mutual
Northwestern Mutual: Provides life insurance and wealth management services to individuals.
Bachelor's degree; licenses including Life/Accident & Health, SIE, Series 6/7/63; strong relationship-building, communication, time-management, and entrepreneurial drive.
2w
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Planning Consultant - Southlake, TX
Southlake, Texas, United States
OnsiteFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
2+ YOEFINRA Series licenses (7,63,66) or ability to acquire, SIE, 2+ years financial services experience, CFP encouraged, proficiency with Salesforce, client profiling and outbound outreach skills.
Salesforce, Glance
2d
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J.P. Morgan Wealth Management - Private Client Investment Associate - Fort Worth, TX
Fort Worth or Dallas
OnsiteFull Time
JPMorgan Chase
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
Requires an active Series 7; SIE if registered after October 1, 2018; Series 66 or 63/65 and Life and Health Insurance licenses within 60 days.
2mo
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Manager, In-Force Services 93863 (Dallas, TX, US)
Dallas, Texas, United States
$73k-$104k/yr HybridAll Commitments Available
New York Life
New York Life: Provides life insurance, retirement income, and investment solutions.
3+ YOEFINRA licenses required (SIE and Series 6/7; Series 26/24 preferred), 3–5 years in customer service/ops, strong data and leadership skills.
Microsoft Office Suite, AI-enabled tools (e.g., ChatGPT, Microsoft Copilot)
2w
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Financial Consultant I – Principal Connection (Multiple Locations)
Des Moines or Charlotte or Raleigh or Richmond or Grand Island or Minneapolis or St. Louis or Chicago or Denver or Salt Lake City or Atlanta or Dallas or Fort Worth or Phoenix or Miami or Tampa or Jacksonville or Orlando or San Diego or Bridgewater or Cherry Hill or Princeton or Austin
$27-$40/hr HybridFull Time
Principal Financial Group
Principal Financial GroupNASDAQ: PFG: Providing retirement planning, asset management, and insurance services globally.
2+ YOEBachelor's degree plus 2+ years' experience, ability to obtain SIE and Series registrations, strong communication, retail investment and retirement plan knowledge, and desktop computer proficiency.
2d
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Private Wealth Management, Wealth Management Professional, Senior Analyst, Philadelphia
Philadelphia or Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York City or Miami or San Francisco or Seattle or Washington or West Palm Beach
OnsiteFull Time
Goldman Sachs
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
2+ YOEBachelor's degree, 2–4 years of client service or financial industry experience, strong communication and organizational skills, and required SIE, Series 7, and Series 63 credentials.
1w
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Financial Wellness Coach, UBS Wealth Advice Center
Charlotte or Dallas or Nashville or Weehawken
$70k-$93k/yr OnsiteFull Time
UBS
UBSSIX Swiss Exchange: UBSG: Provides global wealth management and diversified financial services.
Deliver financial wellness education and coaching to employees; hold FINRA SIE, Series 7 and 66; CFP preferred; strong presentation, communication, and financial services experience; willing to travel.
BrassRing
3w
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Equity Research, Analyst/Associate, Energy & Infrastructure
Dallas, Texas, United States
$130k-$150k/yr OnsiteFull Time
BTIG
BTIG: Provides global institutional trading and investment banking services.
5+ YOEBachelor's degree required; 5+ years preferred; equity research or investment banking experience; advanced financial modeling, research and communication skills; Series SIE/63/86/87 preferred.