Fidelity’s Licensing Accelerator Program (SIE®) - Westlake, TX
Westlake, Texas, United States
RemoteInternship
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Program participants prepare for the SIE exam, explore financial services careers, and receive study resources and support; no prior experience requirement is stated.
Financial Services Consultant -SIE & Registered - Frisco, TX National Contact Center
Frisco, Texas, United States
$23-$29/hrHybridFull Time
TIAA: Financial services organization providing retirement, asset management, and investments.
No experience required. Requires an associate degree or equivalent experience preferred, SIE or Series 6/7 and Series 63 registrations, plus a multi-state life and health insurance license within 120 days.
Financial Services Consultant -SIE & Registered - Frisco, TX National Contact Center
Frisco, Texas, United States
$23-$29/hrHybridFull Time
TIAA: Provides retirement and financial services for academic and non-profit sectors.
No experience required; associate degree preferred. Requires Series 6 or 7 and Series 63 registration, multi-state life and health insurance license within 120 days, and strong communication and customer service skills.
Edward Jones: Provides personalized financial advice and wealth management services.
Interest in financial services, relationship-building, critical thinking, and business development. One qualifying background required; bachelor's degree preferred. SIE, Series 7, Series 66, and state insurance licenses required.
New York or New York or Peachtree City or Boston or Deer Park or Alpharetta or Carmel or Mount Laurel or Paramus or Pennington or Toms River or Dallas or Cincinnati or Charlotte or Century City or Saint Helena or White Plains
$140k-$207k/yrHybridFull Time
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
10+ YOE10+ years coaching/consulting in wealth management; senior leader coaching; travel 40%; SIE and Series 7 or ability to obtain.
No prior experience required; motivated and coachable. Willingness to learn licensing (Life,SIE,Series 7,Series 66); strong communication and sales orientation.
Knowledge of financial services, strong communication, organizational and client-service skills; SIE, Series 7 and 63 must be obtained within three months.
Cetera Financial Group: Provides wealth management and independent broker-dealer services.
3+ YOEMinimum 3 years service, sales support, or relationship experience; SIE and Series 7 desired; bachelor’s degree preferred; experience managing escalations and SLAs.
ScotiabankToronto Stock Exchange: BNS: Provides global personal, commercial, and investment banking services.
SIE and Series 99 required; fixed income operations and management experience; familiarity with FICC and multiple settlement systems; strong risk, compliance, and people leadership skills.
Global Financial Crimes Senior Investigator (Brokerage)
Jersey City or Pennington or Plano or Phoenix or Dallas or Charlotte
$90k-$115k/yrOnsiteFull Time
Bank of AmericaNYSE: BAC: Provides banking, investment, and financial risk management services.
5+ YOE5+ years financial crimes investigation experience with brokerage/investment knowledge, FINRA SIE or Series 7, AML experience, ACAMS preferred, and Microsoft Excel proficiency.
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
2+ YOEFINRA Series licenses (7,63,66) or ability to acquire, SIE, 2+ years financial services experience, CFP encouraged, proficiency with Salesforce, client profiling and outbound outreach skills.
Citi Commercial Bank - Mid-Corp Relationship Manager, Healthcare - Senior Vice President
Dallas or Houston or San Francisco
$170k-$254k/yrOnsiteFull Time
CitiNYSE: C: A global financial services providing banking and credit services.
10+ YOE10+ years in commercial banking; Series 79, 63, and SIE required or obtainable; advanced credit, banking products, risk, compliance, teamwork, communication, and client relationship skills.
Stansberry Asset Management: Provides active investment management and personalized wealth planning services.
Bachelor's degree or equivalent experience, SIE and/or Series 65, and experience in business development, sales, or financial services. Requires investment knowledge, communication, consultative selling, organization, and CRM experience.
Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Senior Analyst - Los Angeles
Los Angeles or Atlanta or Boston or Chicago or Dallas or Houston or New York City or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
$60k-$125k/yrOnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
1+ YOEBachelor's degree, 1–3 years of preferred client service or financial industry experience, strong communication and organizational skills, and SIE, Series 7, and 63 within three months.
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
Bachelor's degree, strong financial markets interest, investment judgment, multitasking, communication, organization, and interpersonal skills. SIE, Series 7, and Series 63 required within three months.
Financial Wellness Coach, UBS Wealth Advice Center
Charlotte or Dallas or Nashville or Weehawken
$70k-$93k/yrOnsiteFull Time
UBSSIX Swiss Exchange: UBSG: Provides global wealth management and diversified financial services.
Deliver financial wellness education and coaching to employees; hold FINRA SIE, Series 7 and 66; CFP preferred; strong presentation, communication, and financial services experience; willing to travel.