169 sie jobs at 30 companies in Grand Prairie, TX

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Fidelity’s Licensing Accelerator Program (SIE®) - Westlake, TX
Westlake, Texas, United States
RemoteInternship
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Program participants prepare for the SIE exam, explore financial services careers, and receive study resources and support; no prior experience requirement is stated.
Securities Industry Essentials (SIE)
3d
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Financial Services Consultant -SIE & Registered - Frisco, TX National Contact Center
Frisco, Texas, United States
$23-$29/hr HybridFull Time
TIAA
TIAA: Financial services organization providing retirement, asset management, and investments.
No experience required. Requires an associate degree or equivalent experience preferred, SIE or Series 6/7 and Series 63 registrations, plus a multi-state life and health insurance license within 120 days.
AI
4d
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Financial Services Consultant -SIE & Registered - Frisco, TX National Contact Center
Frisco, Texas, United States
$23-$29/hr HybridFull Time
TIAA
TIAA: Provides retirement and financial services for academic and non-profit sectors.
No experience required; associate degree preferred. Requires Series 6 or 7 and Series 63 registration, multi-state life and health insurance license within 120 days, and strong communication and customer service skills.
AI
1w
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Financial Advisor
Sunnyvale, Texas, United States
$45k-$100k/yr OnsiteFull Time
Edward Jones
Edward Jones: Provides personalized financial advice and wealth management services.
Interest in financial services, relationship-building, critical thinking, and business development. One qualifying background required; bachelor's degree preferred. SIE, Series 7, Series 66, and state insurance licenses required.
SIE, Series 7, Series 66, FINRA, SEC
3mo
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Merrill Performance Coach
New York or New York or Peachtree City or Boston or Deer Park or Alpharetta or Carmel or Mount Laurel or Paramus or Pennington or Toms River or Dallas or Cincinnati or Charlotte or Century City or Saint Helena or White Plains
$140k-$207k/yr HybridFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
10+ YOE10+ years coaching/consulting in wealth management; senior leader coaching; travel 40%; SIE and Series 7 or ability to obtain.
2w
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Financial Representative - Entry Level
Fate or United States
$97k-$192k/yr HybridFull Time
Northwestern Mutual
Northwestern Mutual: Provides life insurance, investment services, and financial planning.
Requires or willingness to quickly obtain SIE and life/health licenses; team-oriented, competitive, client-facing, willing to lead and develop others.
2w
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IXP (Financial Services Professional)
Dallas, Texas, United States
$75k-$125k/yr HybridFull Time
Spectrum Financial Group
Spectrum Financial Group: Financial planning firm providing retirement, investment, and insurance services.
No prior experience required; motivated and coachable. Willingness to learn licensing (Life,SIE,Series 7,Series 66); strong communication and sales orientation.
3w
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Asset & Wealth Management, PWM, Center of Excellence – NPWA Client Implementation, Wealth Management Professional  - Analyst
Dallas, Texas, United States
OnsiteFull Time
Goldman Sachs
Goldman SachsNYSE: GS: Provides investment banking, securities, and wealth management services globally.
Knowledge of financial services, strong communication, organizational and client-service skills; SIE, Series 7 and 63 must be obtained within three months.
1mo
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Advisor Experience Specialist
Dallas, Texas, United States
$55k-$75k/yr HybridFull Time
Cetera Financial Group
Cetera Financial Group: Provides wealth management and independent broker-dealer services.
3+ YOEMinimum 3 years service, sales support, or relationship experience; SIE and Series 7 desired; bachelor’s degree preferred; experience managing escalations and SLAs.
AdviceWorks
2mo
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Citi Commercial Bank - Mid-Corp Relationship Manager, Healthcare - Senior Vice President
Dallas, Texas, United States
$170k-$254k/yr HybridFull Time
Citi
CitiNYSE: C: Providing global banking, investment, and wealth management services.
10+ YOE10+ years in Commercial Banking; FINRA Series 79, 63, SIE; credit & banking product knowledge; strong client management and cross-functional collaboration.
1mo
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Senior Manager, GWO FED Securities Settlements (266025)
Dallas, Texas, United States
OnsiteFull Time
Scotiabank
ScotiabankToronto Stock Exchange: BNS: Provides global personal, commercial, and investment banking services.
SIE and Series 99 required; fixed income operations and management experience; familiarity with FICC and multiple settlement systems; strong risk, compliance, and people leadership skills.
FICC, Impact, BONY BDC, BONY AccessEdge, POSTEDGE, ADP, Escape, Globalone, TLM, Anvil, Fedline, BONY RDARS, BONY Treasury Edge, Omgeo ALERT
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Global Financial Crimes Senior Investigator (Brokerage)
Jersey City or Pennington or Plano or Phoenix or Dallas or Charlotte
$90k-$115k/yr OnsiteFull Time
Bank of America
Bank of AmericaNYSE: BAC: Provides banking, investment, and financial risk management services.
5+ YOE5+ years financial crimes investigation experience with brokerage/investment knowledge, FINRA SIE or Series 7, AML experience, ACAMS preferred, and Microsoft Excel proficiency.
Microsoft Excel
3mo
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Financial Advisor
Fort Worth, Texas, United States
$61k-$250k/yr OnsiteFull Time
Northwestern Mutual
Northwestern Mutual: Provides life insurance and wealth management services to individuals.
Bachelor's degree; licenses including Life/Accident & Health, SIE, Series 6/7/63; strong relationship-building, communication, time-management, and entrepreneurial drive.
3w
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Planning Consultant - Southlake, TX
Southlake, Texas, United States
OnsiteFull Time
Fidelity Investments
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
2+ YOEFINRA Series licenses (7,63,66) or ability to acquire, SIE, 2+ years financial services experience, CFP encouraged, proficiency with Salesforce, client profiling and outbound outreach skills.
Salesforce, Glance
1w
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J.P. Morgan Wealth Management - Private Client Investment Associate - Fort Worth, TX
Fort Worth or Dallas
OnsiteFull Time
JPMorgan Chase
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
Requires an active Series 7; SIE if registered after October 1, 2018; Series 66 or 63/65 and Life and Health Insurance licenses within 60 days.
3w
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Citi Commercial Bank - Mid-Corp Relationship Manager, Healthcare - Senior Vice President
Dallas or Houston or San Francisco
$170k-$254k/yr OnsiteFull Time
Citi
CitiNYSE: C: A global financial services providing banking and credit services.
10+ YOE10+ years in commercial banking; Series 79, 63, and SIE required or obtainable; advanced credit, banking products, risk, compliance, teamwork, communication, and client relationship skills.
10h
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Business Development Representative (BDR)
Westlake or Dallas
OnsiteFull Time
Stansberry Asset Management
Stansberry Asset Management: Provides active investment management and personalized wealth planning services.
Bachelor's degree or equivalent experience, SIE and/or Series 65, and experience in business development, sales, or financial services. Requires investment knowledge, communication, consultative selling, organization, and CRM experience.
CRM
4d
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Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Senior Analyst - Los Angeles
Los Angeles or Atlanta or Boston or Chicago or Dallas or Houston or New York City or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
$60k-$125k/yr OnsiteFull Time
Goldman Sachs
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
1+ YOEBachelor's degree, 1–3 years of preferred client service or financial industry experience, strong communication and organizational skills, and SIE, Series 7, and 63 within three months.
1w
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Asset & Wealth Management, Private Wealth Management, Goldman Partner Office, Financial Analyst - Dallas
Dallas, Texas, United States
OnsiteFull Time
Goldman Sachs
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
Bachelor's degree, strong financial markets interest, investment judgment, multitasking, communication, organization, and interpersonal skills. SIE, Series 7, and Series 63 required within three months.
2w
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Financial Wellness Coach, UBS Wealth Advice Center
Charlotte or Dallas or Nashville or Weehawken
$70k-$93k/yr OnsiteFull Time
UBS
UBSSIX Swiss Exchange: UBSG: Provides global wealth management and diversified financial services.
Deliver financial wellness education and coaching to employees; hold FINRA SIE, Series 7 and 66; CFP preferred; strong presentation, communication, and financial services experience; willing to travel.
BrassRing