185 sie jobs at 45 companies in Palatine, IL
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Financial Services Representative - SIE (Chicago, IL)
Chicago, Illinois, United States
$24/hr HybridFull Time
2+ YOEPassed SIE exam, bachelor’s degree or equivalent, 2+ years customer-facing experience, flexible for hybrid schedule (3 days in office). Morgan Stanley will pay for Series 7 & 63 training.
1w
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Financial Advisor - Wheaton, IL - Market 22, Region 167
Wheaton, Illinois, United States
$45k-$100k/yr OnsiteFull Time
Requires ambition, self-motivation, relationship-building, critical thinking, and interest in financial services. One qualifying background is required; SIE, Series 7, Series 66, state insurance licenses, and FINRA registrations are required.
SIE, Series 7, Series 66, FINRA, SEC
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Financial Advisor
Ingleside, Illinois, United States
$45k-$100k/yr OnsiteFull Time
Financial services or sales experience, licensing or registration, or relevant professional or military progression. Bachelor's degree preferred. Requires SIE, Series 7, Series 66, state insurance licenses, and ongoing FINRA and SEC training.
SIE, Series 7, Series 66, FINRA, SEC
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Merrill Performance Coach
New York or New York or Peachtree City or Boston or Deer Park or Alpharetta or Carmel or Mount Laurel or Paramus or Pennington or Toms River or Dallas or Cincinnati or Charlotte or Century City or Saint Helena or White Plains
$140k-$207k/yr HybridFull Time
10+ YOE10+ years coaching/consulting in wealth management; senior leader coaching; travel 40%; SIE and Series 7 or ability to obtain.
3mo
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VP Portfolio Specialist
Naperville, Illinois, United States
$145k-$175k/yr OnsiteFull Time
5+ YOE5+ years in investment, CFA and/or MBA preferred; SIE and Series 7 license required; strong presentation and communication skills; Excel proficiency.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Outlook
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Premier Client Specialist
Darien, Illinois, United States
$58k-$107k/yr OnsiteFull Time
3+ YOE3+ years in financial services; SIE/Series licenses; knowledge of banking products; ability to meet sales targets and manage client relationships.
1mo
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Financial Advisors - Oakbrook/Downers Grove/Surrounding Areas
Downers Grove or Oak Brook
FieldFull Time
Bachelor’s degree or equivalent experience; FINRA SIE, life and health licenses, background check, fingerprinting, and applicable securities registration or insurance licensing required.
Series 7, Series 66
2mo
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Senior Manager, Risk Advice
Minneapolis or Chicago or Phoenix or Charlotte
OnsiteFull Time
6+ YOE6+ years in strategic risk/compliance or product management; strong communication; leadership; organized; SIE exam or able to obtain within 180 days.
1mo
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Global Financial Crimes Senior Investigator (Brokerage)
Charlotte or Phoenix or Dallas or Chicago or Jacksonville
$90k-$115k/yr OnsiteFull Time
5+ YOE5+ years financial crimes investigation experience, brokerage/investment knowledge, FINRA SIE or Series 7, AML investigation experience, and Microsoft Excel proficiency.
Microsoft Excel
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Financial Advisor - Geneva, IL
Geneva, Illinois, United States
OnsiteFull Time
Bachelor's degree or equivalent experience; attainment of FINRA SIE and state insurance licenses before contracting; Series registrations, satisfactory background check and fingerprinting required.
4d
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Financial Services Representative, College Graduate - Gold Coast, IL
Chicago, Illinois, United States
$45k-$75k/yr HybridFull Time
Customer service experience, strong interpersonal and multitasking skills, enthusiasm for financial services, and successful completion of sponsored SIE, Series 7, and Series 66 exams.
2w
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VP Investment Banking - ESOP
Saint Petersburg or New York City or Chicago
$130k-$250k/yr OnsiteFull Time
15+ YOEBachelor's in Accounting, Business Administration, or Finance required; SIE certification required; more than 15 years' experience; strong regulatory, risk, and relationship management skills.
4d
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Principal Analyst, Risk Monitoring
Jersey City or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Woodbridge or Washington or San Francisco or Rockville or Philadelphia or New York City or Los Angeles
$98k-$211k/yr HybridFull Time
Bachelor's degree or equivalent experience, financial industry analysis, risk expertise, SIE certification, regulatory knowledge, advanced analytical skills, and Microsoft Excel and Word proficiency.
Microsoft Excel, Microsoft Word
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Investment Banking Industrials Associate
Chicago, Illinois, United States
$175k-$200k/yr HybridFull Time
3+ YOEAssociate on Industrials M&A and financing; 3-5 years IB experience in industrials; SIE, Series 79 and 63; strong financial modeling; MS Office proficiency.
Microsoft Office, Financial Modeling, Pitch and Marketing Materials
2w
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Private Wealth Management, Wealth Management Professional, Senior Analyst, Philadelphia
Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
$60k-$125k/yr OnsiteFull Time
2+ YOEBachelor's degree, 2+ years client service or financial industry experience preferred, SIE/Series 7 and 63 required, strong communication, organizational and client-service skills.
2w
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Financial Consultant I – Principal Connection (Multiple Locations)
Des Moines or Charlotte or Raleigh or Richmond or Grand Island or Minneapolis or St. Louis or Chicago or Denver or Salt Lake City or Atlanta or Dallas or Fort Worth or Phoenix or Miami or Tampa or Jacksonville or Orlando or San Diego or Bridgewater or Cherry Hill or Princeton or Austin
$27-$40/hr HybridFull Time
2+ YOEBachelor's degree plus 2+ years' experience, ability to obtain SIE and Series registrations, strong communication, retail investment and retirement plan knowledge, and desktop computer proficiency.
2w
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Financial Representative - Entry Level
Naperville, Illinois, United States
$97k-$192k/yr HybridFull Time
Active or quickly obtainable SIE and life/health licenses, sales orientation, team spirit, competitive drive, strong communication and community leadership; willingness to recruit and develop others.
3d
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Private Wealth Management, Wealth Management Professional, Senior Analyst, Philadelphia
Philadelphia or Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York City or Miami or San Francisco or Seattle or Washington or West Palm Beach
OnsiteFull Time
2+ YOEBachelor's degree, 2–4 years of client service or financial industry experience, strong communication and organizational skills, and required SIE, Series 7, and Series 63 credentials.
2w
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Sales Practice Principal
Chicago or St. Petersburg or Tampa or Tempe
$96k-$162k/yr OnsiteFull Time
3+ YOE3+ years financial services experience with supervisory background; required or willing to obtain FINRA registrations (SIE, Series exams); strong regulatory, compliance, analytical and leadership skills.
2mo
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J.P. Morgan Wealth Management - Private Client Investment Associate - Wilmette, IL
Wilmette, Illinois, United States
OnsiteFull Time
Series 7 and SIE exams required or obtainable within 60 days; Series 66 (63/65) and Life/Health Insurance licenses required within 60 days of start.
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