Financial Services Representative - SIE (Chicago, IL)
Chicago, Illinois, United States
$24/hrHybridFull Time
Morgan StanleyNYSE: MS: Global financial services firm providing investment and wealth management.
2+ YOEPassed SIE exam, bachelor’s degree or equivalent, 2+ years customer-facing experience, flexible for hybrid schedule (3 days in office). Morgan Stanley will pay for Series 7 & 63 training.
Financial Advisor - Wheaton, IL - Market 22, Region 167
Wheaton, Illinois, United States
$45k-$100k/yrOnsiteFull Time
Edward Jones: Offers investment management and financial planning through local branches.
Requires ambition, self-motivation, relationship-building, critical thinking, and interest in financial services. One qualifying background is required; SIE, Series 7, Series 66, state insurance licenses, and FINRA registrations are required.
Edward Jones: Provides personalized financial advice and wealth management services.
Requires interest in financial services, relationship-building, critical thinking, and business development. A bachelor's degree or equivalent experience, financial services or sales experience, and SIE, Series 7, Series 66, and state insurance licenses are required.
New York or New York or Peachtree City or Boston or Deer Park or Alpharetta or Carmel or Mount Laurel or Paramus or Pennington or Toms River or Dallas or Cincinnati or Charlotte or Century City or Saint Helena or White Plains
$140k-$207k/yrHybridFull Time
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
10+ YOE10+ years coaching/consulting in wealth management; senior leader coaching; travel 40%; SIE and Series 7 or ability to obtain.
Calamos Investments: Provides global asset management and wealth management investment strategies.
5+ YOE5+ years in investment, CFA and/or MBA preferred; SIE and Series 7 license required; strong presentation and communication skills; Excel proficiency.
Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Outlook
BMOTSX: BMO: Provides personal and commercial banking, investment, and wealth services.
3+ YOE3+ years in financial services; SIE/Series licenses; knowledge of banking products; ability to meet sales targets and manage client relationships.
Financial Advisors - Oakbrook/Downers Grove/Surrounding Areas
Downers Grove or Oak Brook
FieldFull Time
Thrivent: Member-owned fraternal benefit society offering financial and insurance services.
Bachelor’s degree or equivalent experience; FINRA SIE, life and health licenses, background check, fingerprinting, and applicable securities registration or insurance licensing required.
Royal Bank of CanadaTSX: RY: Provides personal, commercial, and investment banking services worldwide.
6+ YOE6+ years in strategic risk/compliance or product management; strong communication; leadership; organized; SIE exam or able to obtain within 180 days.
Thrivent: Provides financial advice, insurance, and investments to member-owners.
Bachelor's degree or equivalent experience; attainment of FINRA SIE and state insurance licenses before contracting; Series registrations, satisfactory background check and fingerprinting required.
Financial Services Representative, College Graduate - Gold Coast, IL
Chicago, Illinois, United States
$45k-$75k/yrHybridFull Time
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Customer service experience, strong interpersonal and multitasking skills, enthusiasm for financial services, and successful completion of sponsored SIE, Series 7, and Series 66 exams.
Raymond JamesNew York Stock Exchange: RJF: Provides wealth management, investment banking, and retail banking services.
15+ YOEBachelor's in Accounting, Business Administration, or Finance required; SIE certification required; more than 15 years' experience; strong regulatory, risk, and relationship management skills.
DC AdvisoryTokyo Stock Exchange: 8601: Global investment bank providing mergers and acquisitions advisory services.
3+ YOEAssociate on Industrials M&A and financing; 3-5 years IB experience in industrials; SIE, Series 79 and 63; strong financial modeling; MS Office proficiency.
Microsoft Office, Financial Modeling, Pitch and Marketing Materials
Private Wealth Management, Wealth Management Professional, Senior Analyst, Philadelphia
Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
2+ YOEBachelor's degree, 2+ years client service or financial industry experience preferred, SIE/Series 7 and 63 required, strong communication, organizational and client-service skills.
Private Wealth Management, Wealth Management Professional, Senior Analyst, Philadelphia
Philadelphia or Atlanta or Boston or Chicago or Dallas or Houston or Los Angeles or New York City or Miami or San Francisco or Seattle or Washington or West Palm Beach
OnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
2+ YOEBachelor's degree, 2–4 years of client service or financial industry experience, strong communication and organizational skills, and required SIE, Series 7, and Series 63 credentials.
Northwestern Mutual: Provides life insurance, investment services, and financial planning.
Active or quickly obtainable SIE and life/health licenses, sales orientation, team spirit, competitive drive, strong communication and community leadership; willingness to recruit and develop others.
Northern TrustNASDAQ: NTRS: Financial services for individuals, families, and global institutions.
3+ YOE3+ years financial services experience with supervisory background; required or willing to obtain FINRA registrations (SIE, Series exams); strong regulatory, compliance, analytical and leadership skills.
Cabrera Capital Markets: Provides global investment banking and institutional brokerage services.
1+ YOEAt least one year of finance experience; strong Microsoft Office, Python, VBA, computational, and statistical analysis skills; accounting software and project management tool experience; SIE required.
Microsoft Office Suite, Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Microsoft Outlook, Python, VBA, Oracle, Monday.com, AI, Flexible Spending Account (FSA), Health Savings Account (HSA), Employee Assistance Program (EAP)
Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Senior Analyst - Los Angeles
Los Angeles or Atlanta or Boston or Chicago or Dallas or Houston or New York City or Miami or Philadelphia or San Francisco or Seattle or Washington or West Palm Beach
$60k-$125k/yrOnsiteFull Time
Goldman SachsNYSE: GS: Global investment banking, securities, and investment management firm.
1+ YOEBachelor's degree, 1–3 years of preferred client service or financial industry experience, strong communication and organizational skills, and SIE, Series 7, and 63 within three months.
Senior Director, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$158k-$371k/yrHybridFull Time
FINRA: Regulates brokerage firms and exchange markets in the United States.
10+ YOE5+ MgmtBachelor’s degree or equivalent, 10+ years in securities or financial services, 5+ years supervising, regulatory surveillance expertise, project management, data analytics, communication, and SIE or equivalent certification.
Microsoft Power BI, Dataiku, CAT, Securities Exchange Act of 1934