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672 compliance associate jobs at 304 companies in Arcadia, CA

1d
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Compliance Associate
Los Angeles or New York or Charlotte or Chicago
$90k-$120k/yr HybridFull Time
Ocorian
Ocorian: Global provider of fund, corporate, and fiduciary administration services.
1+ YOEBachelor's degree, 1–3 years of relevant compliance experience, strong Microsoft Office skills, excellent communication, and knowledge of investment adviser, SEC, CFTC, and NFA compliance.
Microsoft Teams, Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, MyComplianceOffice, Global Relay
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1d
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Compliance Associate
Laguna Woods or South Orange County
$25-$26/hr OnsiteFull Time
Friendship Shelter
Friendship Shelter: Provides shelter and supportive housing to homeless adults.
2+ YOEBachelor's degree or equivalent experience, 2+ years of compliance experience, strong communication and organizational skills, attention to detail, Microsoft Office proficiency, independent work ability, and reliable transportation.
Microsoft Office Suite
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1d
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Senior Associate, Portfolio Compliance
New York City or Los Angeles
$130k-$150k/yr OnsiteFull Time
Ares Management
Ares ManagementNew York Stock Exchange: ARES: Global alternative investment manager specializing in credit and private equity.
5+ YOEBachelor's degree and 5+ years in portfolio compliance or related operations; experience with compliance platforms, complex exceptions, investment products, Excel, large datasets, and regulatory frameworks.
Allvue, Microsoft Excel
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2d
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Senior Associate, Compliance
Los Angeles or Newport Beach or Boston or Sarasota
$90k-$110k/yr HybridFull Time
Aristotle Capital Management
Aristotle Capital Management: Specialized investment management for institutional and advisory clients globally.
3+ YOEBachelor’s degree and 3–5 years of financial industry experience, preferably in asset management. Requires knowledge of investment regulations, SEC Marketing Rule, analytical skills, accuracy, judgment, communication, and deadline management.
Microsoft Office Suite, Charles River, Star Compliance
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1w
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Compliance Associate
Santa Fe Springs, California, United States
OnsiteFull Time
Wismettac Asian Foods
Wismettac Asian FoodsTokyo Stock Exchange: 9260: Distributes Japanese and Pan Asian food products to retailers.
1+ YOEAssociate degree or equivalent or regulatory experience,1 year regulatory experience in food,knowledge of FDA/USDA rules,MS Office (Word,Excel),strong communication and documentation skills.
Microsoft Word, Microsoft Excel, Microsoft Office
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Compliance Associate
Santa Fe Springs, California, United States
$28-$34/hr OnsiteFull Time
Wismettac Asian Foods: Imports and distributes Japanese and Pan Asian food products.
1+ YOEAssociate degree or equivalent/regulatory experience,1 year regulatory experience in a food company,proficiency with Microsoft Word and Excel,knowledge of FDA/USDA regulations preferred,ability to travel internationally.
Microsoft Word, Microsoft Excel, Microsoft Office
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2mo
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Compliance Coordinator
San Bernardino, California, United States
$29-$34/hr HybridFull Time
LSMA Management
LSMA Management: Provides comprehensive administrative and operational support for medical practices.
2+ YOEMinimum 2 years in healthcare admin, claims or compliance; Education: High School diploma required; preferred: Associate/Bachelor in Healthcare Admin, Business Admin, Compliance; CPCO/CHC preferred.
EZ Cap, Microsoft Office Suite
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Associate – Investment Guideline Compliance
Newport Beach, California, United States
$87k-$93k/yr OnsiteFull Time
PIMCO
PIMCO: Manages investment portfolios specializing in active fixed income strategies.
2+ YOEBachelor's in finance or related field,2+ years relevant experience in compliance/portfolio operations,strong Excel and analytical skills,knowledge of global markets and investment guidelines.
Bloomberg, SQL, Business Objects, Microsoft Excel
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2mo
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Trade Compliance, Associate Specialist
Calabasas, California, United States
$77k-$93k/yr RemoteFull Time
Harbor Freight Tools
Harbor Freight Tools: Retailer of discount tools and power equipment.
1+ YOE1+ years experience in sourcing, supply chain, or customs; BA/BS in related field; proficiency with Microsoft Excel and PowerPoint, Oracle, Workfront, and QuestaWeb; strong interpersonal, organizational, and written communication skills.
Oracle, Workfront, QuestaWeb, Microsoft Excel, Microsoft PowerPoint
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Trade Compliance Manager
Valencia, California, United States
OnsiteFull Time
Precision Castparts Corp.
Precision Castparts Corp.NYSE: BRK.B: Manufacturer of complex metal components for aerospace and industrial markets.
3+ YOERequires 3+ years working with ITAR and EAR goods, trade compliance procedures, import/export regulations, product classification, documentation, and compliance systems; high school diploma or associate degree required.
Harmonized Tariff Schedule, Schedule B, Customs Automated Commercial Environment (ACE), Enterprise Resource Planning (ERP), Manufacturing Resource Planning (MRP), Microsoft Excel, Microsoft Word, Microsoft Outlook
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4w
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Compliance Staff
Los Angeles, California, United States
$55k-$58k/yr OnsiteFull Time
Calibre CPA Group
Calibre CPA Group: Accounting firm providing audit, tax, and advisory services.
Associate degree in business preferred, strong Microsoft Excel skills, valid U.S. driver\u0019s license, ability to travel and perform audits of payroll, tax, and personnel records.
Microsoft Excel
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2mo
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Compliance Associate (BELL GARDENS, CA. 90201)
Bell Gardens, California, United States
$22-$25/hr OnsiteFull Time
Parkwest Casinos
Parkwest Casinos: Operates smoke-free luxury card rooms and casinos in California.
2+ YOEProvide clerical support for compliance, maintain SAR/CTR and other records, assist audits, Microsoft Office proficiency, 2+ years gaming compliance experience, must be 21 and pass drug/background/credit checks and obtain California gambling permit.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
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17h
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Consumer Protection Litigation and Compliance Associate
Los Angeles or New York City or Washington
$260k-$390k/yr OnsiteFull Time
Manatt, Phelps & Phillips
Manatt, Phelps & Phillips: Integrated professional services firm providing legal, advocacy, and consulting.
3+ YOERequires 3–6 years of litigation experience, consumer class action experience, excellent legal writing, research, analytical, communication, advocacy, and problem-solving skills, plus bar membership in good standing.
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2mo
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Sr. Manager or Associate Director of Compliance
Huntington Beach, California, United States
$90k-$150k/yr OnsiteFull Time
Verda Healthcare
Verda Healthcare: Provides Medicare Advantage plans to underserved ethnic communities.
5+ YOE3+ MgmtBachelor's required; 5+ years MAPD/compliance experience, 3+ years leadership; strong CMS/regulatory knowledge; CHC preferred; proficiency with Microsoft Office and HPMS; ability to work onsite in Huntington Beach, CA.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, HPMS
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2w
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Associate – Investment Guideline Compliance
Newport Beach, California, United States
$87k-$93k/yr OnsiteFull Time
PIMCO
PIMCO: Global investment management firm specializing in fixed income strategies.
2+ YOEBachelor's in finance-related field,2+ years in compliance or investment operations,strong Excel and analytical skills,knowledge of investment products and guidelines,ability to translate client/regulatory requirements into compliance rules.
Microsoft Excel, Bloomberg, SQL, Business Objects
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1w
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Associate, HR Compliance
Los Angeles or Sugar Land
HybridFull Time
ABM Industries
ABM IndustriesNYSE: ABM: Provides integrated facility, engineering, and infrastructure management solutions.
2+ YOEBachelor's degree preferred; 2+ years HR/compliance/legal operations or investigations; proficiency with Microsoft Excel, SharePoint, ServiceNow, NAVEX, GenAI (Copilot, ChatGPT), and Power BI; strong HR compliance knowledge.
Microsoft Excel, Microsoft SharePoint, ServiceNow, NAVEX, Copilot, ChatGPT, Power BI
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2w
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Compliance Specialist
Huntington Beach, California, United States
$28-$32/hr OnsiteFull Time
Advantage Healthcare Services
Advantage Healthcare Services: Specialized pharmacy care for behavioral health and complex conditions.
3+ YOEAssociate's degree required,3+ years pharmacy/healthcare compliance,licensing or billing experience; strong attention to detail,project coordination,analysis,EMR/billing familiarity,and advanced Microsoft Office skills.
Microsoft Excel, Microsoft Word, Microsoft Outlook
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2mo
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Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu
San Diego or Los Angeles or San Francisco or Seattle or Honolulu
OnsiteFull Time
LIS Solutions
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate's degree required; strong data entry, Microsoft Office (Word/Excel) skills, ability to conduct database queries, complete DHS/ICE training, and pass Tier 4 Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel, DHS databases
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3w
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Labor Compliance Specialist
Glendale, California, United States
$68k-$90k/yr OnsiteFull Time
PCL Construction
PCL Construction: Global general contractor building infrastructure, commercial, and industrial projects.
3+ YOEAssociate degree or 3+ years related experience; experience with LCP Tracker; knowledge of California labor code, Davis-Bacon, prevailing wage and apprenticeship monitoring; admin, data entry, and communication skills.
LCP Tracker
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2d
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Environmental and Facilities Compliance Engineer
Los Angeles County or Long Beach or Sacramento
$11k-$14k/mo HybridFull Time
State Controller's Office
State Controller's Office: California's fiscal controller managing state financial operations and assets.
Requires an Associate Oil and Gas Engineer classification qualification, valid driver's license, regulatory compliance and enforcement knowledge, technical evaluation skills, communication, organization, and computer proficiency.
Microsoft Word, PDF, Electronic Medical Records (EMR)
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