668 compliance associate jobs at 310 companies in Brea, CA
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Compliance Associate
Newport Beach, California, United States
$75k-$85k/yrHybridFull Time
Canterbury Consulting: Independent investment advisory firm for endowments and families.
2+ YOE2+ years in compliance, preferably at an investment advisory; strong organizational, problem-solving, and communication skills; finance/economics degree.
PIMCO: Global investment management firm specializing in fixed income strategies.
2+ YOEBachelor's degree required, 2+ years compliance or investment management experience, intermediate/advanced Microsoft Excel, knowledge of equity and fixed income markets, analytical and communication skills.
Microsoft Excel, Charles River, Aladdin, Sentinel, Bloomberg, SQL, Business Objects
Wismettac Asian FoodsTokyo Stock Exchange: 9260: Distributes Japanese and Pan Asian food products to retailers.
1+ YOEAssociate degree or equivalent or regulatory experience,1 year regulatory experience in food,knowledge of FDA/USDA rules,MS Office (Word,Excel),strong communication and documentation skills.
Wismettac Asian Foods: Imports and distributes Japanese and Pan Asian food products.
1+ YOEAssociate degree or equivalent/regulatory experience,1 year regulatory experience in a food company,proficiency with Microsoft Word and Excel,knowledge of FDA/USDA regulations preferred,ability to travel internationally.
LSMA Management: Provides comprehensive administrative and operational support for medical practices.
2+ YOEMinimum 2 years in healthcare admin, claims or compliance; Education: High School diploma required; preferred: Associate/Bachelor in Healthcare Admin, Business Admin, Compliance; CPCO/CHC preferred.
PIMCO: Manages investment portfolios specializing in active fixed income strategies.
2+ YOEBachelor's degree, 2+ years in compliance or investment management, knowledge of equity and fixed income products, intermediate/advanced Microsoft Excel, experience with compliance platforms and data analysis preferred.
Microsoft Excel, Charles River, Aladdin, Sentinel, Bloomberg, SQL, Business Objects
Compliance Associate - Hybrid Torrance, Boston, Salt Lake City, Media
Torrance or Salt Lake City or Boston or Media
$65k-$73k/yrHybridFull Time
EP Wealth Advisors: Provides fiduciary wealth management and financial planning services.
2+ YOE2+ years administrative experience preferred in RIA/financial services; strong attention to detail, Microsoft Word/Excel proficiency, communication and organizational skills; interest in compliance and risk management.
Harbor Freight Tools: Retailer of discount tools and power equipment.
1+ YOE1+ years experience in sourcing, supply chain, or customs; BA/BS in related field; proficiency with Microsoft Excel and PowerPoint, Oracle, Workfront, and QuestaWeb; strong interpersonal, organizational, and written communication skills.
Oracle, Workfront, QuestaWeb, Microsoft Excel, Microsoft PowerPoint
Associate degree in business preferred, strong Microsoft Excel skills, valid U.S. driver\u0019s license, ability to travel and perform audits of payroll, tax, and personnel records.
Ares ManagementNew York Stock Exchange: ARES: Global alternative investment manager specializing in credit and private equity.
5+ YOEBachelor's degree and 5+ years portfolio compliance or related operations experience; strong Excel and data skills; experience with compliance platforms (Allvue preferred); ability to interpret investment guidelines and resolve exceptions.
Parkwest Casinos: Operates smoke-free luxury card rooms and casinos in California.
2+ YOEProvide clerical support for compliance, maintain SAR/CTR and other records, assist audits, Microsoft Office proficiency, 2+ years gaming compliance experience, must be 21 and pass drug/background/credit checks and obtain California gambling permit.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
Verda Healthcare: Provides Medicare Advantage plans to underserved ethnic communities.
5+ YOE3+ MgmtBachelor's required; 5+ years MAPD/compliance experience, 3+ years leadership; strong CMS/regulatory knowledge; CHC preferred; proficiency with Microsoft Office and HPMS; ability to work onsite in Huntington Beach, CA.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, HPMS
2+ YOEBachelor's degree preferred; 2+ years HR/compliance/legal operations or investigations; proficiency with Microsoft Excel, SharePoint, ServiceNow, NAVEX, GenAI (Copilot, ChatGPT), and Power BI; strong HR compliance knowledge.
Microsoft Excel, Microsoft SharePoint, ServiceNow, NAVEX, Copilot, ChatGPT, Power BI
Advantage Healthcare Services: Specialized pharmacy care for behavioral health and complex conditions.
3+ YOEAssociate's degree required,3+ years pharmacy/healthcare compliance,licensing or billing experience; strong attention to detail,project coordination,analysis,EMR/billing familiarity,and advanced Microsoft Office skills.
Microsoft Excel, Microsoft Word, Microsoft Outlook
Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu
San Diego or Los Angeles or San Francisco or Seattle or Honolulu
OnsiteFull Time
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate's degree required; strong data entry, Microsoft Office (Word/Excel) skills, ability to conduct database queries, complete DHS/ICE training, and pass Tier 4 Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel, DHS databases
PCL Construction: Global general contractor building infrastructure, commercial, and industrial projects.
3+ YOEAssociate degree or 3+ years related experience; experience with LCP Tracker; knowledge of California labor code, Davis-Bacon, prevailing wage and apprenticeship monitoring; admin, data entry, and communication skills.
O'Melveny & Myers: Global law firm providing litigation and corporate advisory services.
5+ YOEMore than four years of relevant experience advising public companies on securities law compliance, SEC reporting, and corporate governance; strong writing, interpersonal, and communication skills.
3+ YOEJD and bar admission required; 3+ years labor & employment law experience advising employers on litigation, compliance, policies, agency investigations, and labor relations; strong research and writing skills.
Los Angeles or San Francisco or Massachusetts or United States
$225k-$435k/yrOnsiteFull Time
Latham & Watkins: Global law firm providing legal services for complex corporate matters.
2+ YOEOpportunistic consideration for corporate associates; minimum of 2 years' experience; must protect confidential and privileged client information.
Latham & Watkins: Global law firm providing legal counsel to businesses.
2+ YOE2–3 years of experience in finance, high-yield capital markets, or restructuring; strong drafting, negotiation, and capital-structure analytical skills; ability to advise clients and supervise junior associates.