237 compliance associate jobs at 132 companies in Brookhaven, NY
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJuris Doctorate and bar admission required, plus 3+ years of macro or trading compliance experience, trade surveillance expertise, regulatory analysis skills, and strong communication and analytical abilities.
SEC Rule 10b-5, CFTC Rule 180.1
4d
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Sr. Associate, Compliance
Darien, Connecticut, United States
OnsiteFull Time
4+ YOEBachelor’s degree and at least 4 years of experience at an SEC-registered investment advisor or compliance advisory firm. Requires strong communication, analytical, policy-writing, regulatory, and Microsoft 365 skills.
Microsoft 365, Microsoft Word, Microsoft Excel, Microsoft PowerPoint
1mo
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Macro Compliance Associate
New York City or Stamford or West Palm Beach or Miami
$125k-$175k/yr OnsiteFull Time
3+ YOEJD and bar admission required, minimum 3 years compliance experience supporting macro/trading businesses, knowledge of macro products, trade surveillance, regulatory analysis, strong communication and analytical skills.
4w
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Compliance Associate, Marketing & Investment Adviser Compliance (CT, Stamford)
Stamford, Connecticut, United States
OnsiteFull Time
2+ YOEBachelor's degree and 2+ years compliance experience at an RIAd/wealth firm or broker-dealer; working knowledge of the Investment Advisers Act, Form ADV, Marketing Rule, strong writing/editing, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word, Microsoft PowerPoint
2mo
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Associate Fund Compliance Administrator
Hauppauge, New York, United States
$47k-$57k/hr OnsiteFull Time
Bachelor's in business/accounting/finance (or equivalent), experience in financial services or mutual funds, knowledge of post-trade compliance systems, Microsoft Office Suite and Adobe Acrobat proficiency, strong analytical and communication skills.
Automated post-trade compliance system, Microsoft Office Suite, Adobe Acrobat
5d
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Regulatory & Compliance - Associate
New York City or Greenwich
$70k-$95k/yr HybridFull Time
2+ YOERequires 2–5 years of registered investment adviser experience, preferably regulatory filings, alternative investment and private placement compliance knowledge, stakeholder leadership, project management, and Microsoft Office proficiency.
Microsoft Excel, Microsoft Word
5d
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Associate Director, Compliance & Continuous Improvement, SPFA
New Haven, Connecticut, United States
$105k-$174k/yr HybridFull Time
10+ YOE3+ MgmtBachelor's degree in a related field and 10 years of related experience, including 3+ years of managerial experience; grants and contracts, process improvement, financial compliance, project management, and advanced Microsoft Excel skills.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Workday
6d
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Housing Compliance Specialist - 00175 - Mon-Fri 9AM-5PM
New York or New York City or Nassau County or Suffolk County
$65k-$70k/yr FieldFull Time
Associate degree and at least 1 year in property management required. Requires LIHTC certification within 6 months, strong computer literacy, organization, attention to detail, and communication skills; HUD knowledge preferred.
Relias Learning
1mo
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Senior Associate, Agency Standards Compliance Manager (Melville, NY, US)
Melville, New York, United States
$81k-$116k/yr OnsiteFull Time
2+ YOEBachelor's or equivalent experience, minimum 2 years industry experience, Series 7 & Series 24 (or obtain 24 within 90 days), Series 65/66 or ChFC (or obtain within 12 months), FINRA fingerprinting, strong communication and analytical skills.
5d
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Associate Director, Compliance & Continuous Improvement, SPFA
New Haven, Connecticut, United States
$105k-$174k/yr HybridFull Time
10+ YOE3+ MgmtBachelor's degree in a related field and 10 years of related experience, including 3+ years managing teams; requires financial compliance, process improvement, grants, project management, and Microsoft applications experience.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Workday
1mo
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Sr. AD, Quality & Compliance Lead (Ridgefield, CT, United States, Connecticut)
Ridgefield, Connecticut, United States
$170k-$269k/yr OnsiteFull Time
8+ YOEBachelor's required (advanced degree preferred); minimum 8 years GCP experience with inspection management; QMS/QbD and supplier management knowledge; strong communication, leadership, data analytics, risk management, and project management skills; ability to travel.
3mo
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Associate Counsel
Stamford, Connecticut, United States
OnsiteFull Time
4+ YOEProvide day-to-day legal support for Talent Relations and Talent Development; draft and negotiate talent agreements; ensure regulatory compliance; manage contract lifecycle.
2mo
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Associate Counsel
Milford, Connecticut, United States
$175k-$225k/yr HybridFull Time
6+ YOE6–10 years legal experience (3–4 in-house preferred); depth in commercial contracting, regulatory/compliance, employment, corporate finance, IP, or M&A; comfort with legal technology and AI tools; beverage/CPG experience preferred.
Claude, Harvey, CoCounsel, Google Workspace, Microsoft 365, Slack
3w
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Associate Attorney (003)
Westbury, New York, United States
OnsiteFull Time
Work on creditors’ rights, real estate, foreclosure, bankruptcy, litigation and compliance matters in a fast-paced, collaborative law firm environment.
1mo
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Bankruptcy & Restructuring Associate - Connecticut
New York City or Parsippany or Stamford or Connecticut
$225k-$325k/yr OnsiteFull Time
2+ YOE2–8 year associates with bankruptcy law experience, substantive court appearance experience, ability to represent creditors' committees and other stakeholders, strong academics, analytical and client skills, and bar admission in resident/affiliated office.
2mo
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Regulatory Reporting Associate
Stamford or Orlando or Providence or Toronto or United States or Canada or North America
$90k/yr HybridFull Time
3+ YOE3+ years in regulatory/compliance/risk functions, working knowledge of regulatory frameworks, strong analytical and stakeholder skills, ability to interpret regulations, and proficiency with Microsoft Office (Excel, Word, PowerPoint).
Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft PowerPoint
3mo
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FIU Associate Analyst
Purchase, New York, United States
$62k-$100k/yr OnsiteFull Time
2+ YOEMinimum 2–5 years AML/CFT/Sanctions compliance experience in financial services or fintech; strong investigative and analytical skills; proficient with MS Office and SharePoint; knowledge of AML/CFT regulations and sanctions.
SharePoint, MS Office, Excel, PowerPoint, Visio
3w
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Associate Counsel
East Elmhurst, New York, United States
$160k-$190k/yr OnsiteFull Time
5+ YOEJuris Doctor or LL.M, NY Bar, 5+ years experience in public contracting/infrastructure/procurement preferred, strong drafting, analytical and interpersonal skills.
legal research tools, Microsoft Word, Microsoft Outlook, Microsoft PowerPoint, Microsoft Excel
3mo
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Labor Associate
White Plains, New York, United States
$193k-$263k/yr OnsiteFull Time
2+ YOEJD required; 2+ years traditional labor law experience preferred; NY Bar Admission; strong communication and organizational skills; travel may be required.
1mo
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Associate Attorney
Middletown or Connecticut or Massachusetts
RemoteFull Time
1+ YOEJD and bar admission in CT or MA, 1-5 years attorney experience (civil litigation preferred), proficiency in Microsoft Office and legal software, strong research, writing, and communication skills.
Microsoft Office
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