635 compliance associate jobs at 292 companies in Compton, CA
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Compliance Associate
Newport Beach, California, United States
$75k-$85k/yrHybridFull Time
Canterbury Consulting: Independent investment advisory firm for endowments and families.
2+ YOE2+ years in compliance, preferably at an investment advisory; strong organizational, problem-solving, and communication skills; finance/economics degree.
PIMCO: Global investment management firm specializing in fixed income strategies.
2+ YOEBachelor's degree required, 2+ years compliance or investment management experience, intermediate/advanced Microsoft Excel, knowledge of equity and fixed income markets, analytical and communication skills.
Microsoft Excel, Charles River, Aladdin, Sentinel, Bloomberg, SQL, Business Objects
PIMCO: Manages investment portfolios specializing in active fixed income strategies.
2+ YOEBachelor's degree, 2+ years in compliance or investment management, knowledge of equity and fixed income products, intermediate/advanced Microsoft Excel, experience with compliance platforms and data analysis preferred.
Microsoft Excel, Charles River, Aladdin, Sentinel, Bloomberg, SQL, Business Objects
Compliance Associate - Hybrid Torrance, Boston, Salt Lake City, Media
Torrance or Salt Lake City or Boston or Media
$65k-$73k/yrHybridFull Time
EP Wealth Advisors: Provides fiduciary wealth management and financial planning services.
2+ YOE2+ years administrative experience preferred in RIA/financial services; strong attention to detail, Microsoft Word/Excel proficiency, communication and organizational skills; interest in compliance and risk management.
Quality Compliance - Associate Director - Microbiology
United States or Ireland or Singapore or Puerto Rico or Thousand Oaks
$145k-$197k/yrRemoteFull Time
AmgenNASDAQ: AMGN: Develops and manufactures biotechnology medicines for serious diseases.
3+ YOE3+ MgmtMicrobiology SME with extensive quality/compliance experience, technical leadership, and at least 3 years management experience; advanced degree plus relevant years of regulated industry experience required as listed.
Harbor Freight Tools: Retailer of discount tools and power equipment.
1+ YOE1+ years experience in sourcing, supply chain, or customs; BA/BS in related field; proficiency with Microsoft Excel and PowerPoint, Oracle, Workfront, and QuestaWeb; strong interpersonal, organizational, and written communication skills.
Oracle, Workfront, QuestaWeb, Microsoft Excel, Microsoft PowerPoint
Associate degree in business preferred, strong Microsoft Excel skills, valid U.S. driver\u0019s license, ability to travel and perform audits of payroll, tax, and personnel records.
Parkwest Casinos: Operates a chain of card rooms and dining venues.
2+ YOEAdministrative/clerical duties in compliance; file maintenance, data entry, confidentiality, and basic audits; 2+ years experience; high school diploma.
Microsoft Office (Word, Excel, Outlook, PowerPoint)
Verda Healthcare: Provides Medicare Advantage plans to underserved ethnic communities.
5+ YOE3+ MgmtBachelor's required; 5+ years MAPD/compliance experience, 3+ years leadership; strong CMS/regulatory knowledge; CHC preferred; proficiency with Microsoft Office and HPMS; ability to work onsite in Huntington Beach, CA.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, HPMS
Miller Kaplan: Full-service accounting and advisory firm providing audit and tax services.
Bachelor's degree required; CPA or CFE credential (or candidate) preferred; strong analytical, communication, and time-management skills; proficiency with Microsoft Office; experience in licensing & royalties preferred; ability to travel and lift up to 15 lbs.
Miller Kaplan: Accounting firm providing auditing, tax, and business management services.
Bachelor’s degree in a related field; CPA or CFE or candidate; licensing/royalties experience preferred; strong communication, organizational, and Excel skills; travel required.
Microsoft Office, Analytics tools, AI-powered audit tools
Capital Group: Providing active investment management and research-driven financial strategies
Bachelor's degree in finance/accounting/economics/business, interest in fixed income and compliance, strong communication and attention to detail, Microsoft Office proficiency, willingness to learn Aladdin, CRD, Tableau, Alteryx, and Perform.
Microsoft Office, Aladdin, CRD, Tableau, Alteryx, Perform
Denver or Arlington or Atlanta or Austin or Asheboro or Baltimore or Birmingham or Chicago or Dallas or Hackensack or Fort Lauderdale or Fairfield or Dedham or Houston or Los Angeles
$80k-$132k/yrRemoteFull Time
Aprio: Provides business advisory, accounting, and tax services globally.
3+ YOEMinimum 3 years in information security or IT compliance; experience with compliance engagements and frameworks; cloud security knowledge; GRC tooling; strong communication.
Motion, Drata, Anecdotes, Hyperproof, Slack, MS Office Suite, ProStaff
McLean or Los Angeles or Troy or New York or Houston or Grand Rapids or Owings Mills or Richmond or Memphis or Raleigh or Boston or San Jose or San Francisco or Austin or Spokane or Denver or Atlanta or Orlando or Dallas or Wilmington or Phoenix or San Antonio or Milwaukee or Madison or Woodbridge or Stamford or Miami or Philadelphia or Charlotte or Greenville or West Palm Beach or Costa Mesa or St. Louis or Fort Lauderdale or Seattle or Pittsburgh or Tulsa or Cincinnati or Cleveland or Columbus or Akron or Cherry Hill or Tampa or Minneapolis or Anchorage or Salt Lake City or Norfolk or Jacksonville or Boulder or Nashville or Las Vegas or San Diego
$75k-$95k/yrOnsiteFull Time
BDO USA: Provides accounting, tax, and business advisory services to organizations.
2+ YOEBachelor's in CS/Engineering/Cybersecurity/IT required; 2+ years in data/information governance, 1+ year leading stakeholder interviews, 6+ months performing data mapping/control assessments and SDLC work; proficiency with Microsoft Office; travel up to 20%.
Microsoft Office, Microsoft Purview, Varonis, ServiceNow, JIRA, SharePoint, Microsoft Teams, Netskope, DAMA, SDLC
Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu
San Diego or Los Angeles or San Francisco or Seattle or Honolulu
OnsiteFull Time
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate's degree required; strong data entry, Microsoft Office (Word/Excel) skills, ability to conduct database queries, complete DHS/ICE training, and pass Tier 4 Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel, DHS databases
PCL Construction: Global general contractor building infrastructure, commercial, and industrial projects.
3+ YOEAssociate degree or 3+ years related experience; experience with LCP Tracker; knowledge of California labor code, Davis-Bacon, prevailing wage and apprenticeship monitoring; admin, data entry, and communication skills.
City of Corona: Provides municipal services and local governance to the community.
1+ YOEHigh school completion; Code Compliance Inspector I: 1 year related experience; Inspector II: 3 years municipal code/zoning experience; valid CA driver’s license; PC832 and CA Association code enforcement certificates required or to be obtained within 12 months.
O'Melveny & Myers: Global law firm providing litigation and corporate advisory services.
2+ YOE2nd- to 6th-year associates with strong academics and experience litigating complex business disputes; skills in legal research, discovery, and witness work; insurance coverage litigation experience preferred.