707 compliance associate jobs at 327 companies in Diamond Bar, CA
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Compliance Associate
Laguna Woods or South Orange County
$25-$26/hrOnsiteFull Time
Friendship Shelter: Provides shelter and supportive housing to homeless adults.
2+ YOEBachelor's degree or equivalent experience, 2+ years of compliance experience, strong communication and organizational skills, attention to detail, Microsoft Office proficiency, independent work ability, and reliable transportation.
Ares ManagementNew York Stock Exchange: ARES: Global alternative investment manager specializing in credit and private equity.
5+ YOEBachelor's degree and 5+ years in portfolio compliance or related operations; experience with compliance platforms, complex exceptions, investment products, Excel, large datasets, and regulatory frameworks.
Los Angeles or Newport Beach or Boston or Sarasota
$90k-$110k/yrHybridFull Time
Aristotle Capital Management: Specialized investment management for institutional and advisory clients globally.
3+ YOEBachelor’s degree and 3–5 years of financial industry experience, preferably in asset management. Requires knowledge of investment regulations, SEC Marketing Rule, analytical skills, accuracy, judgment, communication, and deadline management.
Microsoft Office Suite, Charles River, Star Compliance
LSMA Management: Provides comprehensive administrative and operational support for medical practices.
2+ YOEMinimum 2 years in healthcare admin, claims or compliance; Education: High School diploma required; preferred: Associate/Bachelor in Healthcare Admin, Business Admin, Compliance; CPCO/CHC preferred.
Allied Universal: Global provider of security guard and facility management services.
2+ YOEAssociate degree or 2+ years in licensing, customer service, or administrative work in legal, compliance, or regulatory settings. Requires advanced Microsoft Office skills, communication, project management, negotiation, analysis, and organization.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Ariba, DOMO, WinTeam, CCTV
PIMCO: Manages investment portfolios specializing in active fixed income strategies.
2+ YOEBachelor's in finance or related field,2+ years relevant experience in compliance/portfolio operations,strong Excel and analytical skills,knowledge of global markets and investment guidelines.
Senior Associate, Trade Compliance Foreign-Trade Zone
Los Angeles or San Francisco or Miami or Atlanta or Chicago or Boston or Detroit or Charlotte or New York City or Philadelphia or Dallas or Houston or McLean
OnsiteFull Time
KPMG: Global professional services network providing audit, tax, and advisory.
3+ YOERequires 3+ years of recent import/export experience, a bachelor's degree or advanced professional degree, FTZ and trade compliance expertise, Microsoft Excel and Access skills, and domestic and international travel availability.
United States or New York City or San Francisco or Los Angeles or Seattle or Boston or Washington or Orange County
$60k-$70k/yrRemoteFull Time
Betterment: Automated investment management and retirement planning platform.
Requires 401(k) industry experience, detail orientation, organization, communication, confidentiality, multitasking, and problem-solving skills. Familiarity with FTWilliam or similar software and Google Suite and Microsoft Office proficiency required.
Associate degree in business preferred, strong Microsoft Excel skills, valid U.S. driver\u0019s license, ability to travel and perform audits of payroll, tax, and personnel records.
State Controller's Office: California's fiscal controller managing state financial operations and assets.
Requires eligibility for California state service and experience in property or casualty insurance claims handling, plus analytical, organizational, communication, collaboration, and problem-solving skills.
Parkwest Casinos: Operates smoke-free luxury card rooms and casinos in California.
2+ YOEProvide clerical support for compliance, maintain SAR/CTR and other records, assist audits, Microsoft Office proficiency, 2+ years gaming compliance experience, must be 21 and pass drug/background/credit checks and obtain California gambling permit.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
Verda Healthcare: Provides Medicare Advantage plans to underserved ethnic communities.
5+ YOE3+ MgmtBachelor's required; 5+ years MAPD/compliance experience, 3+ years leadership; strong CMS/regulatory knowledge; CHC preferred; proficiency with Microsoft Office and HPMS; ability to work onsite in Huntington Beach, CA.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, HPMS
PIMCO: Global investment management firm specializing in fixed income strategies.
2+ YOEBachelor's in finance-related field,2+ years in compliance or investment operations,strong Excel and analytical skills,knowledge of investment products and guidelines,ability to translate client/regulatory requirements into compliance rules.
2+ YOEBachelor's degree preferred; 2+ years HR/compliance/legal operations or investigations; proficiency with Microsoft Excel, SharePoint, ServiceNow, NAVEX, GenAI (Copilot, ChatGPT), and Power BI; strong HR compliance knowledge.
Microsoft Excel, Microsoft SharePoint, ServiceNow, NAVEX, Copilot, ChatGPT, Power BI
Southern California Alcohol and Drug Programs: Provides substance abuse treatment and supportive housing services.
3+ YOEBachelor's degree or equivalent experience, 3+ years of human resources experience, and 1+ year of onboarding, offboarding, and employee documentation compliance experience. Background and fingerprint clearance required.
Advantage Healthcare Services: Specialized pharmacy care for behavioral health and complex conditions.
3+ YOEAssociate's degree required,3+ years pharmacy/healthcare compliance,licensing or billing experience; strong attention to detail,project coordination,analysis,EMR/billing familiarity,and advanced Microsoft Office skills.
Microsoft Excel, Microsoft Word, Microsoft Outlook
Allied Universal: Provides security personnel, technology, and facility management services.
2+ YOEAssociate degree or 2+ years in licensing, customer service, or administrative work within legal, compliance, or regulatory settings; advanced Microsoft Office skills and strong communication, project management, analytical, and organizational abilities.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Ariba, DOMO, WinTeam
Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu
San Diego or Los Angeles or San Francisco or Seattle or Honolulu
OnsiteFull Time
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate's degree required; strong data entry, Microsoft Office (Word/Excel) skills, ability to conduct database queries, complete DHS/ICE training, and pass Tier 4 Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel, DHS databases
PCL Construction: Global general contractor building infrastructure, commercial, and industrial projects.
3+ YOEAssociate degree or 3+ years related experience; experience with LCP Tracker; knowledge of California labor code, Davis-Bacon, prevailing wage and apprenticeship monitoring; admin, data entry, and communication skills.