707 compliance associate jobs at 327 companies in Diamond Bar, CA

1w
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Compliance Associate
Laguna Woods or South Orange County
$25-$26/hr OnsiteFull Time
Friendship Shelter
Friendship Shelter: Provides shelter and supportive housing to homeless adults.
2+ YOEBachelor's degree or equivalent experience, 2+ years of compliance experience, strong communication and organizational skills, attention to detail, Microsoft Office proficiency, independent work ability, and reliable transportation.
Microsoft Office Suite
2w
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Senior Associate, Portfolio Compliance
New York City or Los Angeles
$130k-$150k/yr OnsiteFull Time
Ares Management
Ares ManagementNew York Stock Exchange: ARES: Global alternative investment manager specializing in credit and private equity.
5+ YOEBachelor's degree and 5+ years in portfolio compliance or related operations; experience with compliance platforms, complex exceptions, investment products, Excel, large datasets, and regulatory frameworks.
Allvue, Microsoft Excel
2w
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Senior Associate, Compliance
Los Angeles or Newport Beach or Boston or Sarasota
$90k-$110k/yr HybridFull Time
Aristotle Capital Management
Aristotle Capital Management: Specialized investment management for institutional and advisory clients globally.
3+ YOEBachelor’s degree and 3–5 years of financial industry experience, preferably in asset management. Requires knowledge of investment regulations, SEC Marketing Rule, analytical skills, accuracy, judgment, communication, and deadline management.
Microsoft Office Suite, Charles River, Star Compliance
3mo
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Compliance Coordinator
San Bernardino, California, United States
$29-$34/hr HybridFull Time
LSMA Management
LSMA Management: Provides comprehensive administrative and operational support for medical practices.
2+ YOEMinimum 2 years in healthcare admin, claims or compliance; Education: High School diploma required; preferred: Associate/Bachelor in Healthcare Admin, Business Admin, Compliance; CPCO/CHC preferred.
EZ Cap, Microsoft Office Suite
5d
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Compliance Administrator
Ontario, California, United States
$70k/yr OnsiteFull Time
Allied Universal
Allied Universal: Global provider of security guard and facility management services.
2+ YOEAssociate degree or 2+ years in licensing, customer service, or administrative work in legal, compliance, or regulatory settings. Requires advanced Microsoft Office skills, communication, project management, negotiation, analysis, and organization.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Ariba, DOMO, WinTeam, CCTV
4w
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Associate – Investment Guideline Compliance
Newport Beach, California, United States
$87k-$93k/yr OnsiteFull Time
PIMCO
PIMCO: Manages investment portfolios specializing in active fixed income strategies.
2+ YOEBachelor's in finance or related field,2+ years relevant experience in compliance/portfolio operations,strong Excel and analytical skills,knowledge of global markets and investment guidelines.
Bloomberg, SQL, Business Objects, Microsoft Excel
1w
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Senior Associate, Trade Compliance Foreign-Trade Zone
Los Angeles or San Francisco or Miami or Atlanta or Chicago or Boston or Detroit or Charlotte or New York City or Philadelphia or Dallas or Houston or McLean
OnsiteFull Time
KPMG
KPMG: Global professional services network providing audit, tax, and advisory.
3+ YOERequires 3+ years of recent import/export experience, a bachelor's degree or advanced professional degree, FTZ and trade compliance expertise, Microsoft Excel and Access skills, and domestic and international travel availability.
Microsoft Excel, Microsoft Access
19h
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401(k) Compliance Associate
United States or New York City or San Francisco or Los Angeles or Seattle or Boston or Washington or Orange County
$60k-$70k/yr RemoteFull Time
Betterment
Betterment: Automated investment management and retirement planning platform.
Requires 401(k) industry experience, detail orientation, organization, communication, confidentiality, multitasking, and problem-solving skills. Familiarity with FTWilliam or similar software and Google Suite and Microsoft Office proficiency required.
FTWilliam, Google Suite, Microsoft Office
1mo
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Compliance Staff
Los Angeles, California, United States
$55k-$58k/yr OnsiteFull Time
Calibre CPA Group
Calibre CPA Group: Accounting firm providing audit, tax, and advisory services.
Associate degree in business preferred, strong Microsoft Excel skills, valid U.S. driver\u0019s license, ability to travel and perform audits of payroll, tax, and personnel records.
Microsoft Excel
22h
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Associate Insurance Compliance Officer
Los Angeles County or California or Sacramento
$7k-$8k/mo HybridFull Time, Contract
State Controller's Office
State Controller's Office: California's fiscal controller managing state financial operations and assets.
Requires eligibility for California state service and experience in property or casualty insurance claims handling, plus analytical, organizational, communication, collaboration, and problem-solving skills.
2mo
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Compliance Associate (BELL GARDENS, CA. 90201)
Bell Gardens, California, United States
$22-$25/hr OnsiteFull Time
Parkwest Casinos
Parkwest Casinos: Operates smoke-free luxury card rooms and casinos in California.
2+ YOEProvide clerical support for compliance, maintain SAR/CTR and other records, assist audits, Microsoft Office proficiency, 2+ years gaming compliance experience, must be 21 and pass drug/background/credit checks and obtain California gambling permit.
Microsoft Word, Microsoft Excel, Microsoft Outlook, Microsoft PowerPoint
2mo
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Sr. Manager or Associate Director of Compliance
Huntington Beach, California, United States
$90k-$150k/yr OnsiteFull Time
Verda Healthcare
Verda Healthcare: Provides Medicare Advantage plans to underserved ethnic communities.
5+ YOE3+ MgmtBachelor's required; 5+ years MAPD/compliance experience, 3+ years leadership; strong CMS/regulatory knowledge; CHC preferred; proficiency with Microsoft Office and HPMS; ability to work onsite in Huntington Beach, CA.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, HPMS
3w
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Associate – Investment Guideline Compliance
Newport Beach, California, United States
$87k-$93k/yr OnsiteFull Time
PIMCO
PIMCO: Global investment management firm specializing in fixed income strategies.
2+ YOEBachelor's in finance-related field,2+ years in compliance or investment operations,strong Excel and analytical skills,knowledge of investment products and guidelines,ability to translate client/regulatory requirements into compliance rules.
Microsoft Excel, Bloomberg, SQL, Business Objects
2w
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Associate, HR Compliance
Los Angeles or Sugar Land
HybridFull Time
ABM Industries
ABM IndustriesNYSE: ABM: Provides integrated facility, engineering, and infrastructure management solutions.
2+ YOEBachelor's degree preferred; 2+ years HR/compliance/legal operations or investigations; proficiency with Microsoft Excel, SharePoint, ServiceNow, NAVEX, GenAI (Copilot, ChatGPT), and Power BI; strong HR compliance knowledge.
Microsoft Excel, Microsoft SharePoint, ServiceNow, NAVEX, Copilot, ChatGPT, Power BI
1d
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HR Associate II Compliance
Los Angeles, California, United States
$33-$34/hr OnsiteFull Time
Southern California Alcohol and Drug Programs
Southern California Alcohol and Drug Programs: Provides substance abuse treatment and supportive housing services.
3+ YOEBachelor's degree or equivalent experience, 3+ years of human resources experience, and 1+ year of onboarding, offboarding, and employee documentation compliance experience. Background and fingerprint clearance required.
1mo
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Compliance Specialist
Huntington Beach, California, United States
$28-$32/hr OnsiteFull Time
Advantage Healthcare Services
Advantage Healthcare Services: Specialized pharmacy care for behavioral health and complex conditions.
3+ YOEAssociate's degree required,3+ years pharmacy/healthcare compliance,licensing or billing experience; strong attention to detail,project coordination,analysis,EMR/billing familiarity,and advanced Microsoft Office skills.
Microsoft Excel, Microsoft Word, Microsoft Outlook
6d
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Compliance Administrator
Ontario, California, United States
$70k/yr OnsiteFull Time
Allied Universal
Allied Universal: Provides security personnel, technology, and facility management services.
2+ YOEAssociate degree or 2+ years in licensing, customer service, or administrative work within legal, compliance, or regulatory settings; advanced Microsoft Office skills and strong communication, project management, analytical, and organizational abilities.
Microsoft Word, Microsoft PowerPoint, Microsoft Excel, Ariba, DOMO, WinTeam
1w
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Site Safety & Compliance Lead- Inglewood
Inglewood, California, United States
$115k/yr OnsiteFull Time
Hertz
HertzNASDAQ: HTZ: Provides vehicle rental and used car sales services worldwide.
5+ YOERequires 5+ years of EHS experience, OSHA regulatory knowledge, incident and injury management, compliance auditing, emergency response, safety leadership, and safety-platform proficiency. Associate's or bachelor's degree or equivalent experience required.
Safety Management System, Samsara, telematics, SMS, ISO 45001
3mo
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Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu
San Diego or Los Angeles or San Francisco or Seattle or Honolulu
OnsiteFull Time
LIS Solutions
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate's degree required; strong data entry, Microsoft Office (Word/Excel) skills, ability to conduct database queries, complete DHS/ICE training, and pass Tier 4 Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel, DHS databases
1mo
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Labor Compliance Specialist
Glendale, California, United States
$68k-$90k/yr OnsiteFull Time
PCL Construction
PCL Construction: Global general contractor building infrastructure, commercial, and industrial projects.
3+ YOEAssociate degree or 3+ years related experience; experience with LCP Tracker; knowledge of California labor code, Davis-Bacon, prevailing wage and apprenticeship monitoring; admin, data entry, and communication skills.
LCP Tracker