586 compliance associate jobs at 276 companies in Stanton, CA
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Compliance Associate
Newport Beach, California, United States
$75k-$85k/yrHybridFull Time
Canterbury Consulting: Independent investment advisory firm for endowments and families.
2+ YOE2+ years in compliance, preferably at an investment advisory; strong organizational, problem-solving, and communication skills; finance/economics degree.
PIMCO: Global investment management firm specializing in fixed income strategies.
2+ YOEBachelor's degree required, 2+ years compliance or investment management experience, intermediate/advanced Microsoft Excel, knowledge of equity and fixed income markets, analytical and communication skills.
Microsoft Excel, Charles River, Aladdin, Sentinel, Bloomberg, SQL, Business Objects
LSMA Management: Provides comprehensive administrative and operational support for medical practices.
2+ YOEMinimum 2 years in healthcare admin, claims or compliance; Education: High School diploma required; preferred: Associate/Bachelor in Healthcare Admin, Business Admin, Compliance; CPCO/CHC preferred.
PIMCO: Manages investment portfolios specializing in active fixed income strategies.
2+ YOEBachelor's degree, 2+ years in compliance or investment management, knowledge of equity and fixed income products, intermediate/advanced Microsoft Excel, experience with compliance platforms and data analysis preferred.
Microsoft Excel, Charles River, Aladdin, Sentinel, Bloomberg, SQL, Business Objects
Compliance Associate - Hybrid Torrance, Boston, Salt Lake City, Media
Torrance or Salt Lake City or Boston or Media
$65k-$73k/yrHybridFull Time
EP Wealth Advisors: Provides fiduciary wealth management and financial planning services.
2+ YOE2+ years administrative experience preferred in RIA/financial services; strong attention to detail, Microsoft Word/Excel proficiency, communication and organizational skills; interest in compliance and risk management.
Harbor Freight Tools: Retailer of discount tools and power equipment.
1+ YOE1+ years experience in sourcing, supply chain, or customs; BA/BS in related field; proficiency with Microsoft Excel and PowerPoint, Oracle, Workfront, and QuestaWeb; strong interpersonal, organizational, and written communication skills.
Oracle, Workfront, QuestaWeb, Microsoft Excel, Microsoft PowerPoint
Johnson & JohnsonNYSE: JNJ: Provides pharmaceutical products and medical technology healthcare solutions.
2+ YOEBachelor's degree and minimum 2 years relevant experience; experience with SOPs, regulatory compliance, CRO/vendor management, lab safety, budgeting, KPI tracking; up to 25% travel.
Associate degree in business preferred, strong Microsoft Excel skills, valid U.S. driver\u0019s license, ability to travel and perform audits of payroll, tax, and personnel records.
Ares ManagementNew York Stock Exchange: ARES: Global alternative investment manager specializing in credit and private equity.
5+ YOEBachelor's degree and 5+ years portfolio compliance or related operations experience; strong Excel and data skills; experience with compliance platforms (Allvue preferred); ability to interpret investment guidelines and resolve exceptions.
Parkwest Casinos: Operates a chain of card rooms and dining venues.
2+ YOEAdministrative/clerical duties in compliance; file maintenance, data entry, confidentiality, and basic audits; 2+ years experience; high school diploma.
Microsoft Office (Word, Excel, Outlook, PowerPoint)
Verda Healthcare: Provides Medicare Advantage plans to underserved ethnic communities.
5+ YOE3+ MgmtBachelor's required; 5+ years MAPD/compliance experience, 3+ years leadership; strong CMS/regulatory knowledge; CHC preferred; proficiency with Microsoft Office and HPMS; ability to work onsite in Huntington Beach, CA.
Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft SharePoint, HPMS
Wismettac Asian FoodsTokyo Stock Exchange: 9260: Wholesales and distributes Japanese and Pan Asian food products.
Advanced Excel and data validation skills, experience with large datasets, strong attention to detail, ability to meet tight deadlines and collaborate with cross-functional teams.
Wismettac Asian Foods: Imports and distributes Japanese and Pan Asian food products.
Advanced Microsoft Excel proficiency, experience with large datasets and data validation, strong attention to detail, organizational and communication skills, ability to meet tight deadlines.
Johnson & JohnsonNYSE: JNJ: Develops and manufactures pharmaceutical drugs and medical devices.
2+ YOEBachelor's degree and minimum 2 years relevant experience, knowledge of SOPs and regulations, vendor and CRO management, safety programs, equipment maintenance, budgeting, KPI tracking; up to 25% travel.
Johnson & JohnsonNYSE: JNJ: Global healthcare providing pharmaceuticals and medical technologies.
2+ YOEBachelor's degree and minimum 2 years relevant experience; experience managing CROs, SOPs, safety programs, equipment maintenance, budgets, and regulatory documentation; up to 25% travel.
McLean or Los Angeles or Troy or New York or Houston or Grand Rapids or Owings Mills or Richmond or Memphis or Raleigh or Boston or San Jose or San Francisco or Austin or Spokane or Denver or Atlanta or Orlando or Dallas or Wilmington or Phoenix or San Antonio or Milwaukee or Madison or Woodbridge or Stamford or Miami or Philadelphia or Charlotte or Greenville or West Palm Beach or Costa Mesa or St. Louis or Fort Lauderdale or Seattle or Pittsburgh or Tulsa or Cincinnati or Cleveland or Columbus or Akron or Cherry Hill or Tampa or Minneapolis or Anchorage or Salt Lake City or Norfolk or Jacksonville or Boulder or Nashville or Las Vegas or San Diego
$75k-$95k/yrOnsiteFull Time
BDO USA: Provides accounting, tax, and business advisory services to organizations.
2+ YOEBachelor's in CS/Engineering/Cybersecurity/IT required; 2+ years in data/information governance, 1+ year leading stakeholder interviews, 6+ months performing data mapping/control assessments and SDLC work; proficiency with Microsoft Office; travel up to 20%.
Microsoft Office, Microsoft Purview, Varonis, ServiceNow, JIRA, SharePoint, Microsoft Teams, Netskope, DAMA, SDLC
Junior Compliance Officer - West Coast+HI: San Diego, Los Angeles, San Francisco, Seattle, Honolulu
San Diego or Los Angeles or San Francisco or Seattle or Honolulu
OnsiteFull Time
LIS Solutions: Providing language translation and intelligence analysis for government agencies.
Associate's degree required; strong data entry, Microsoft Office (Word/Excel) skills, ability to conduct database queries, complete DHS/ICE training, and pass Tier 4 Public Trust vetting.
Microsoft Office, Microsoft Word, Microsoft Excel, DHS databases
PCL Construction: Global general contractor building infrastructure, commercial, and industrial projects.
3+ YOEAssociate degree or 3+ years related experience; experience with LCP Tracker; knowledge of California labor code, Davis-Bacon, prevailing wage and apprenticeship monitoring; admin, data entry, and communication skills.
O'Melveny & Myers: Global law firm providing litigation and corporate advisory services.
5+ YOEMore than four years of relevant experience advising public companies on securities law compliance, SEC reporting, and corporate governance; strong writing, interpersonal, and communication skills.
3+ YOEJD and bar admission required; 3+ years labor & employment law experience advising employers on litigation, compliance, policies, agency investigations, and labor relations; strong research and writing skills.