1mo
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Consumer Investments - Investment Specialist Trainee (Obtain SIE, Series 7 & 66)
Jacksonville or Hunt Valley or Lincoln or Fort Worth or Pennington or Chandler
$27-$29/hr OnsiteFull Time
1+ YOEHigh school diploma/GED required. Client-focused, strong computer and communication skills, self-motivated. Must be prepared to pass SIE, Series 7 and Series 66 licensing exams; 1+ year performance-based experience preferred.
2mo
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Latin America Private Bank - Senior Client Service Associate
Houston or Jersey City
OnsiteFull Time
3+ YOESenior Client Service Associate in Latin America Private Bank; FINRA Series 7 and 63; SIE; fluent Spanish; 3+ years in investment management; college degree preferred.
FINRA Series 7, FINRA Series 63, SIE, Microsoft Office Suite
1mo
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Sales & Business Development - Regional Director
Charlotte or Austin or Santa Monica or California or Florida or New York or New Jersey
FieldFull Time
Dimensional Fund Advisors: Provides systematic investment solutions based on financial science.
Experienced sales professional with strong investment knowledge and business development track record; SIE, Series 7, Series 63/66 required (SIE and Series 7 must be obtained within 12 weeks); client relationship and territory management skills.
2mo
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Managing Director, ECM-Investment Banking (FINRA)-3
Ridgewood or Minneapolis
$200k/yr OnsiteFull Time
5+ YOE1+ MgmtBA required; FINRA SIE, 7, 63 and 79 licenses; 5+ years investment banking; Director-level experience; willingness to travel.
Excel, Word, PowerPoint, Outlook
4d
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Wealth Operations Specialist I - Mount Laurel, NJ
Mount Laurel, New Jersey, United States
$23-$31/hr OnsiteFull Time
3+ YOE3+ years related experience; SIE & Series 99 required; knowledge of trust operations and accounting entries; strong arithmetic, organization, and communication skills.
Tracker, Netx360, FIS Trust Desk, Fidelity, Lotus Notes, Transtar
2mo
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Managing Director, ECM-Investment Banking (FINRA)-1
Ridgewood or Minneapolis
$200k/yr OnsiteFull Time
5+ YOEFive+ years in investment banking or capital markets; FINRA SIE, 7, 63 and 79 licenses; BA/BS required; travel ~50%; MBA preferred.
Microsoft Office
2w
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Registered Client Services Associate - Brokerage
Mount Laurel, New Jersey, United States
$25-$41/hr HybridFull Time
3+ YOEBachelor's or equivalent; 3+ years admin/operations experience in financial services; SIE/Series 7/63 or 66 required; experience with investment operations, CRM, and Microsoft Office.
CRM, Microsoft Office Suite
2mo
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Sr. Manager, Active Trader Relationship Management
Chicago or Sandy or Gilbert or Tampa or Jersey City or Alpharetta
$110k-$190k/yr OnsiteFull Time
5+ YOE2+ MgmtBachelor’s degree preferred; 5+ years relevant experience, 2+ years leading managers; SIE, Trader Certification, Series 7, 63, and 9/10; authorized to work in the United States.
Salesforce, MS Office, PowerPoint, Excel, Trading platforms
2mo
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Junior Trader – Fixed Income, Municipal Trading
Clark, New Jersey, United States
$60k-$80k/yr OnsiteFull Time
2+ YOEBachelor’s degree and 2-5 years of fixed income municipal securities experience; FINRA SIE, Series 7, and Series 63 required; strong trading, analytical, and client-relations skills.
Microsoft Office, Bloomberg, Tradeweb, MarketAxess, Trading systems
1mo
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Advisor Relations
Weymouth or New York City or New Jersey or United States
$85k-$145k/yr RemoteFull Time
Bachelor's degree or equivalent; FINRA SIE, Series 7, Series 66 required; proven sales background with established advisor relationships; strong Excel/Word skills; willingness to travel 25–50%.
HubSpot, Microsoft Word, Microsoft Excel
1w
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Associate Principal Analyst, Surveillance and Market Intelligence
Rockville or Jericho or Denver or Dallas or Chicago or Boston or Boca Raton or Tysons or Jersey City or Woodbridge or Washington or San Francisco or Philadelphia or New York or Los Angeles
$84k-$180k/yr HybridFull Time
4+ YOEBachelor's degree plus 4+ years in securities/financial services or equivalent; working knowledge of SRO rules and securities laws; SIE certification required within 16 months; surveillance lifecycle experience.
1mo
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Financial Advisor - Pennington, NJ - Market 34, Region 308
Pennington, New Jersey, United States
$45k-$100k/yr OnsiteFull Time
Bachelor's degree preferred or equivalent experience; SIE, Series 7 and Series 66 (or obtain during paid study); FINRA registrations and state insurance license required; strong relationship-building and sales orientation.
1mo
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Financial Advisor- Annuity and Insurance, UBS Wealth Advice Center
Charlotte or Weehawken or Dallas
OnsiteFull Time
2+ YOEUndergraduate degree required, ideally 2+ years' relevant experience. Requires SIE, Series 7, Series 66 and Life & Health; CFP preferred. Strong communication, regulatory knowledge, annuity experience, and Microsoft Office proficiency.
Microsoft Outlook, Microsoft PowerPoint, Microsoft Word, Microsoft Excel
1mo
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Financial Advisor
Marlton, New Jersey, United States
HybridFull Time
Requires Life, Accident & Health license to start; SIE, Series 7, and Series 66 within 6 months. Must be US citizen or permanent resident, self-driven, coachable, strong communicator, and able to build client relationships.
5d
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Head of Advisor Consultant Performance
Jersey City, New Jersey, United States
$135k-$155k/yr OnsiteFull Time
7+ YOE7-8+ years industry experience; proven advisor consultant or internal sales success; strong coaching, judgment, CRM/data, and leadership skills; SIE/Series 7/66 required or willing to attain; Series 24 a plus.
CRM, CIS
1mo
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Senior Premier Banker Somerset
Somerset or Alaska or Alabama or Connecticut or Delaware or Hawaii or Iowa or Idaho or Indiana or Kansas or Maryland or Michigan or Minnesota or Mississippi or Montana or North Carolina or North Dakota or Nebraska or New Mexico or Oregon or South Carolina or South Dakota or Tennessee or Texas or Utah or Virginia or Washington or Wisconsin or Wyoming
$37-$66/hr OnsiteFull Time
4+ YOE3–4+ years experience building customer relationships and recommending financial products; FINRA Series 6 & 63 (and possibly Series 65/SIE) and state insurance licenses required; SAFE registration and LO/CFPB requirements apply.
1mo
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Financial Professional - Retirement Benefits Group - NJ, Edison (5252)
Edison or Woodbridge
$24k/yr FieldFull Time
Bachelor's degree or equivalent experience preferred; required State Life & Health, SIE, Series 7 and Series 66 licensing (sponsorship provided); strong communication, entrepreneurial mindset, and ability to cultivate client relationships. Must be authorized to work in the U.S.
2w
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Registered Client Services Associate - Brokerage
Mount Laurel, New Jersey, United States
$25-$41/hr HybridFull Time
3+ YOEBachelor's degree in business/finance (or equivalent), 3+ years admin experience in financial services, 2+ years investment operations, SIE and Series 7 and 63/66 required, proficiency with Microsoft Office and CRM, strong oral and written communication.
Microsoft Office Suite, Client Relationship Management (CRM)
1mo
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Head of Insurance & Annuity Solutions, Americas
Weehawken, New Jersey, United States
$300k-$450k/yr OnsiteFull Time
10+ YOEBachelor's degree required; 10+ years in financial services with strong insurance and annuity experience; required SIE, Series 7, Series 66, Series 24 (or obtain within 60 days), and life & health insurance license; strong communication and influencing skills.
1w
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Financial Consultant I – Principal Connection (Multiple Locations)
Des Moines or Charlotte or Phoenix or San Francisco or Denver or Jacksonville or Miami or Orlando or Tampa or Atlanta or Chicago or Minneapolis or St. Louis or Raleigh or Grand Island or Marlton or Austin or Dallas or Fort Worth or Salt Lake City or Richmond or Bridgewater or Cherry Hill or Princeton
$27-$40/hr HybridFull Time
2+ YOEBachelor's degree or equivalent plus 2+ years' experience; SIE and Series 7 required; Series 66 or Series 63+65 required; ability to register across all US states; strong communication, investment product knowledge, and desktop computer proficiency.
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