Latin America Private Bank - Senior Client Service Associate
Houston or Jersey City
OnsiteFull Time
JPMorgan ChaseNYSE: JPM: Global financial services firm providing banking and investment solutions.
3+ YOESenior Client Service Associate in Latin America Private Bank; FINRA Series 7 and 63; SIE; fluent Spanish; 3+ years in investment management; college degree preferred.
FINRA Series 7, FINRA Series 63, SIE, Microsoft Office Suite
TD BankToronto Stock Exchange: TD: Provide retail, commercial, and wholesale banking and financial services.
2+ YOE2+ years in financial advice/pricing and planning; SIE, Series 7, Series 63; Series 66 or equivalent; Bachelor's degree strongly preferred; strong communication and sales skills.
SIE, Series 7, Series 63, Series 66, Financial planning software
Edward Jones: Provides personalized financial advice and wealth management services.
Financial services or sales experience, licensing or certification, professional or military progression, or a bachelor's degree/equivalent experience. Requires SIE, Series 7, Series 66, state insurance licenses, and ongoing regulatory training.
FlagstarNYSE: FLG: Provides personal banking, mortgage lending, and commercial financial services.
4+ YOEHigh school or equivalent; 4-5 years customer service and sales in financial services; NMLS; Life/Health licenses within 90 days; FINRA SIE, Series 6, and Series 63 or 66 within 90 days.
New York or New York or Peachtree City or Boston or Deer Park or Alpharetta or Carmel or Mount Laurel or Paramus or Pennington or Toms River or Dallas or Cincinnati or Charlotte or Century City or Saint Helena or White Plains
$140k-$207k/yrHybridFull Time
Bank of AmericaNYSE: BAC: Provides global banking, investing, and financial risk management services.
10+ YOE10+ years coaching/consulting in wealth management; senior leader coaching; travel 40%; SIE and Series 7 or ability to obtain.
Investment Banking Associate / VP - Financial Institutions Group (New York)
New York, New York, United States
$100k-$200k/yrOnsiteFull Time
Raymond JamesNew York Stock Exchange: RJF: Provides wealth management, investment banking, and retail banking services.
3+ YOEBachelor's in Accounting, Business Administration, or Finance required; 3+ years experience; SIE required; strong analytical, communication, and policy knowledge.
Mizuho Financial GroupTokyo Stock Exchange: 8411: Global financial group providing banking and investment services.
Bachelor's degree, familiarity with KYC/CIP and regulatory documentation, strong analytical and communication skills; FINRA SIE & Series 99 (or willingness to obtain).
TruistNYSE: TFC: Offers personal banking, business lending, and investment management services.
4+ YOEBA/BS, SIE and FINRA series (7,63,87,86 or waiver), 4+ years related experience, strong financial modeling, advanced communication and analytical skills.
Bachelor's degree, strong investment acumen, client relationship and business development skills; SIE, Series 7 and 63 to be obtained within three months.
Thrivent: Member-owned fraternal benefit society offering financial and insurance services.
Bachelor’s degree or equivalent experience; FINRA SIE, life and health licenses, background check, fingerprinting, and applicable securities registration or insurance licensing verification required.
Flow Traders: Provides liquidity and market making across global financial markets.
1+ YOEMinimum 1 year in Financial Operations; knowledge of Python and SQL; SIE; degree in Business/Math/CS or related field; strong communication and analytical skills.
Thrivent: Provides financial advice, insurance, and investments to member-owners.
Bachelor’s degree or equivalent experience; obtain FINRA SIE, life and health licenses, Series 7 and 66 registrations; pass background, fingerprinting, and licensing verification.
Bank of AmericaNYSE: BAC: Provides banking, investment, and financial risk management services.
Holds SIE, Series 7 and Series 66 (63/65 accepted), advanced investment product knowledge, client-centric, strong communication, and technology adaptability.
Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Salesforce
CitiNYSE: C: Global diversified financial services holding.
4+ YOE4+ years equity research or investment strategy experience; FINRA Series 86,87,63 and SIE; strong financial modeling, analytical, and communication skills; Bachelor's degree or equivalent.
Financial Services Representative, College Graduate - Scarsdale NY
Scarsdale, New York, United States
$45k-$75k/yrHybridFull Time
Fidelity Investments: Provides investment management, retirement planning, and brokerage services.
Provide inbound customer support, place trades, obtain SIE/Series 7/66 licenses (paid/sponsored), customer service experience preferred, strong communication and coachability.